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Br J Cancer. 2010 September 7; 103(6): 837–844.
Published online 2010 August 17. doi:  10.1038/sj.bjc.6605858
PMCID: PMC2966632

Activity and safety of NGR-hTNF, a selective vascular-targeting agent, in previously treated patients with advanced hepatocellular carcinoma



Hepatocellular carcinoma (HCC) is a highly vascularised and poor-prognosis tumour. NGR-hTNF is a vascular-targeting agent consisting of human tumour necrosis factor-alpha fused to the tumour-homing peptide NGR, which is able to selectively bind an aminopeptidase N overexpressed on tumour blood vessels.


Twenty-seven patients with advanced-stage disease resistant to either locoregional (59% range, 1–3), systemic treatments (52% range, 1–3) or both (33%) received NGR-hTNF 0.8 μg m−2 once every 3 weeks. The primary aim of the study was progression-free survival (PFS).


No grade 3–4 treatment-related toxicities were noted. Common toxicity included mild-to-moderate, short-lived chills (63%). Median PFS was 2.3 months (95% CI: 1.7–2.9). A complete response ongoing after 20 months was observed in a sorafenib-refractory patient and a partial response in a Child-Pugh class-B patient, yielding a response rate of 7%. Six patients (22%) experienced stable disease. The disease control rate (DCR) was 30% and was maintained for a median PFS time of 4.3 months. Median survival was 8.9 months (95% CI: 7.5–10.2). In a subset of 12 sorafenib-resistant patients, the response rate was 8% and the median survival was 9.5 months.


NGR-hTNF was well tolerated and showed single-agent activity in HCC. Further investigation in HCC is of interest.

Keywords: NGR-hTNF, vascular-targeting agent, hepatocellular carcinoma

Hepatocellular carcinoma (HCC) ranks as the third most common cause of cancer-related death worldwide. A majority of HCC patients present with advanced-stage disease (class C) according to Barcelona Clinic Liver Cancer (BCLC) classification and are ineligible for potential radical therapy or transarterial chemoembolisation (Llovet et al, 2008a). Recently, sorafenib, an oral multikinase inhibitor against vascular endothelial growth factor receptor-2 and Ras/Raf kinase, was found to delay tumour progression and improve survival in two large randomised trials in patients with advanced HCC, leading to its use as first-line treatment in this setting (Llovet et al, 2008b; Cheng et al, 2009). Although earlier studies suggested the relevance of the Ras–Raf pathway in primary liver tumours, more recently reported data suggested that a major mode of action of sorafenib in the treatment of HCC is based on its antiangiogenic potential. In fact, hypervascularity is a prominent clinical feature of HCC and a high microvessel density has been associated with poor prognosis, thus rendering a vascular-targeting approach appealing for HCC treatment (Greten et al, 2009).

Since its discovery (Carswell et al, 1975), tumour necrosis factor-alpha (TNFα) has shown a powerful antivascular activity, which is mainly mediated by apoptosis of tumour-associated endothelial cells. In order to reproduce these effects, progressively increasing doses of TNFα, given with a variety of schedules, were tested in the early-stage clinical development. However, these initial dose-finding studies resulted in severe toxicity when TNFα was administered systemically, and the maximum-tolerated dose (MTD) being 10 times lower than the estimated effective dose. More recently, isolated limb or liver perfusion were tested as a way by which they reach high TNFα concentrations in localised areas. Consistently, locoregional delivery of high doses of TNFα and chemotherapy induced elevated response rates in patients with advanced tumours of the extremities as well as regression of primary and metastatic liver tumours (Lejeune et al, 2006).

To exploit a ligand-directed, vascular-targeting approach, NGR-hTNF was prepared by fusing TNFα with the tumour-homing peptide asparagine–glycine–arginine (NGR), which is able to selectively bind an aminopeptidase N (CD13) isoform overexpressed by endothelial cells of many tumours, including HCC (Arap et al, 1998; Curnis et al, 2000; Corti and Ponzoni, 2004). CD13 is involved in chemokine processing, tumour invasion, and angiogenesis, and it was shown to be crucial for pathological development of newly formed blood vessels from pre-existing blood vessels in a CD13-null mice model (Rangel et al, 2007).

Preclinically, murine NGR-TNF induced antitumour effects 10-fold higher than the untargeted TNFα, without evidence of increased toxicity. It is worth noting that this conjugate showed antitumour activity even when used at doses as low as 0.005 μg kg−1 (Curnis et al, 2002a), which is equivalent in humans to the phase I starting dose of 0.2 μg m−2.

The MTD of NGR-hTNF when administered once every 3 weeks was established at 45 μg m−2 in a phase I study evaluating a dose interval from 0.2 to 60 μg m−2 (van Laarhoven et al, 2010). First-cycle dose-limiting toxicities included transient dyspnoea and acute infusion reaction. An additional study, further exploring the low-dose range from 0.2 to 1.6 μg m−2, select 0.8 μg m−2 as the optimal biological dose based on more pronounced dynamic imaging changes, lack of TNF receptors shedding, safety, and preliminary antitumour activity (Gregorc et al, 2010). In this low-dose study, tumour blood flow and perfusion as assessed by dynamic contrast-enhanced magnetic resonance imaging (DCE-MRI) were significantly decreased. Of note, these reductions correlated with radiologically assessed disease stabilisation, thus suggesting that changes in tumour vascularity might be a determinant of disease control associated with NGR-hTNF administration.

In light of both the angiogenic profile of HCC and the antivascular effect of NGR-hTNF, the current phase II was designed to assess activity and safety of NGR-hTNF given at 0.8 μg m−2 in previously treated patients with advanced HCC.

Patients and methods

Eligibility criteria

Patients were required to have histologically confirmed, advanced or metastatic HCC. Other eligibility requirements included surgically unresectable disease; age 18 years or greater; Eastern Cooperative Oncology Group performance status of 0–1; no more than one previous systemic therapeutic regimen; documented progressive disease at study entry; and adequate organ function, including hepatic (total bilirubin <2-fold of the upper limit of normal (ULN), transaminases <3-fold of ULN, and Child-Pugh class-A or -B liver dysfunction with no refractory ascites or encephalopathy), renal (serum creatinine <1.5-fold of ULN), and haematological (absolute neutrophil count >1.5 × 109 l−1, platelets >100 × 109 l−1). Exclusion criteria included clinically significant cardiac disease and uncontrolled hypertension. All patients gave written informed consent and the study was approved by the Ethics Committees of the participating institutions.

Study design and dosing

This was a multicentre, single-agent phase II trial evaluating two treatment schedules of NGR-hTNF in two sequential cohorts. The primary objective of this study was to evaluate the antitumour activity of NGR-hTNF in terms of progression-free survival (PFS), defined as the time from baseline to the first evidence of radiological or clinical progression, or death owing to any cause, whichever occurred first. The date of last radiological assessment carried out within 14 days before the first administration was considered as baseline. Tumour restaging was conducted every 6 weeks and measurable target lesions were assessed by the standard WHO criteria. Secondary study aims were: disease control rate (DCR), which included the proportion of patients experiencing complete response, partial response, or stable disease; overall survival (OS), defined as the time from baseline to death from any cause, or last contact; and safety, with adverse events (AEs) graded according to the Common Terminology Criteria for Adverse Events, version 3.0.

NGR-hTNF was given intravenously as an 1-h infusion at the dose of 0.8 μg m−2 every 3 weeks (triweekly schedule). On completion of study accrual, based on the relatively short drug half-life and the infusion-related toxicity profile of NGR-hTNF, a new cohort of 12 patients was enrolled to explore the safety of a more dense dosing schedule of NGR-hTNF given at same dose of 0.8 μg m−2 on a weekly basis. This weekly schedule was considered safe if one or fewer of six patients after a first step and two or fewer of 12 patients had grade 4 haematological or grade 3–4 non-haematological toxicity.

The duration of the treatment was related to the clinical outcome. In case of stable disease or objective response, the study treatment was continued until progressive disease, unacceptable toxicity or patient's refusal. No formal dose reduction for NGR-hTNF was planned. In the presence of grade 3–4 toxicity, the treatment could be either delayed or discontinued at the discretion of the investigator, depending on the toxicity type.

Statistical analysis

The primary end point of the study was the 12-week progression-free rate. The sample size was based on the Simon two-stage design, assuming α=10%, β=10%, P0=35%, and P1=60%. Given these criteria, 16 and a total of 27 patients were to be enrolled after the first and second stage, respectively, and study treatment could be considered worthy of additional testing if seven (44%) and 13 patients (48%) were progression free at 12 weeks after the first and second stage, respectively. All efficacy analyses were performed by using an intent-to-treat principle. Descriptive statistics were used to characterise patients at baseline. Time-to-event end points were estimated by Kaplan–Meier methodology. An exploratory, univariate Cox regression model was used to examine the impact of defined baseline characteristics on survival time. The variables included: age (as continuous variable), gender, PS (0 vs 1), Child-Pugh class (A vs B), BCLC stage (B vs C), Cancer of the Liver Italian Program (CLIP) score (0–3 vs 4), and serum alpha-fetoprotein (lower vs equal or higher than the median value). All analyses were performed with SPSS 13.0 (SPSS Inc., Chicago, IL, USA). registration is NCT00484211.



Twenty-seven patients were enrolled in three centres between February 2007 and June 2008 in the triweekly cohort. Median patient age was 67 years (range, 34–79). From June 2008 to February 2009, an additional 13 patients with a median age of 68 years (range, 54–78) were enrolled in a subsequent cohort treated with NGR-hTNF given at 0.8 μg m−2 on a weekly basis. A subset of 12 patients, including five and seven patients enrolled in the triweekly and weekly cohorts, respectively, were previously treated with sorafenib. Patient characteristics and previous treatments for the triweekly, weekly, and sorafenib-resistant cohorts are listed in Table 1.

Table 1
Demographics, baseline characteristics, and prior treatments in the triweekly, weekly, and sorafenib-resistant cohorts


All patients received at least one dose of NGR-hTNF given every 3 weeks and resulted assessable for toxicity. A total of 99 cycles (mean, 3.7; median, 2; range, 1–27) were delivered. Twenty-six patients (96%) discontinued because of clinical (n=2; Child-Pugh progression and impaired PS) or radiological progressive disease (n=24), whereas one patient was on treatment at the time these results were reported. All patients received the planned dose on time, with the exception of three patients experiencing a 1–4 weeks delay in dosing as a result of their symptomatic deterioration.

Regardless of causality, most commonly experienced AEs were chills, pain, and asthenia (Table 2). Globally, only 41 (30%) out of all registered AEs were considered related to study drug, and the most frequent were chills, noted over 27 cycles (27%), and transient blood pressure increase, reported over six cycles (6%). No grade 3–4 drug-related toxicity was observed. Among seven patients with Child-Pugh class-B status, five (71%) experienced grade 1–2 drug-related AEs. These events were short lived and temporally related to study drug infusion, as they occurred approximately 30 min after the start of first infusions and lasted for about 20 min.

Table 2
Worst grade per patient of adverse events, irrespective of relationship to study drug, reported in the triweekly cohort

A total of 101 weekly cycles (range, 5–12) were delivered in the weekly cohort. There was no exacerbation of toxicity profile by using the weekly schedule. Neither grade 3–4 drug-related toxicities nor toxicity-related deaths were reported. Most common drug-related toxicity was grade 1–2 chills experienced by 10 patients (77%) over 30 infusions (30%). Eleven patients discontinued treatment for radiological progression, one patient for Child-Pugh progression, and one for impaired PS.


Overall efficacy results for the triweekly, weekly, and sorafenib-resistant cohorts are summarised in Table 3.

Table 3
Overall efficacy results in the triweekly, weekly, and sorafenib-resistant cohorts

Following the first study stage (n=16) in the triweekly cohort, five patients (31% 95% CI: 11–59%) resulted in progression free at the 12-week time point. Even though this proportion was lower than the protocol-specified minimum requirement, the accrual was restarted and also took into account the safety/tolerability profile of the experimental drug. After the second study stage (n=27), eight patients (30% 95% CI: 14–50%) were progression free at 12 weeks and the median PFS was 2.3 months (95% CI: 1.7–2.9 months).

By radiological tumour assessment, the DCR was 30%. A complete response (4%), currently ongoing after 20 months of therapy, was observed in a 76-year-old Child-Pugh class-B patient, who had been previously refractory to sorafenib after 2 months of therapy (Figure 1). A partial response (4%), with an overall 78% tumour reduction, was reported in a 65-year-old Child-Pugh class-B patient (Figure 2). In addition, tumour shrinkages were detected in four out of six patients (22%) who experienced stable disease as best response (Figure 3). This subset of eight patients who achieved disease control received a median of five treatment cycles (range, 4–25) and had a median PFS of 4.3 months (range, 3 to 20+ months).

Figure 1
Baseline and post-treatment computed tomography scans in a 76-year-old sorafenib-refractory male patient presenting with a large (6.1 × 6.1 cm2) hepatic mass and extensive multifocal lesions (scans on the left), who had a complete necrosis ...
Figure 2
Baseline and post-treatment computed tomography scans in a 65-year-old Child-Pugh class-B male patient presenting with a large (10.6 × 8.0 cm2) hepatic mass (scan on the left), who experienced tumour shrinkage of the primary tumour after ...
Figure 3
Waterfall plot of changes in tumour size in the overall population of evaluable patients (n=25) treated with the triweekly schedule. Data are largest response during study, irrespective of the time of assessment. Notes: Patients with complete response ...

At a median follow-up of 26.1 months, the median survival time was 8.9 months (95% CI: 7.5–10.2 months), as shown in Figure 4. The estimated survival rates at 12 and 24 months were 26 and 18%, respectively. Five patients (18%) received subsequent anticancer therapy (all patients were treated with sorafenib).

Figure 4
Kaplan–Meier curves of progression-free (red line) and overall survival (blue line) in patients treated with the triweekly schedule (n=27). Vertical ticks denote censored observations.

In post hoc subset analyses, there were no differences in survival for patients either untreated (median, 8.6 months) or previously treated with systemic therapy (median, 9.5 months). The subset of Child-Pugh class-B patients (n=7) had 6-month PFS and OS rates of 17 and 29%, respectively.

In an univariate Cox proportional hazards model fitted by using the baseline characteristic variables listed in Table 1, patient's PS of 0 and CLIP scores of 0–3 were the only factors significantly associated with improved survival (P=0.011 and 0.048, respectively).

Paired serum samples (pre- and post-first treatment cycle) for chromogranin A (CgA) assessments were available from 18 patients. At baseline, serum CgA levels (median, 161 ng ml−1; 95% CI: 123–303) did not correlate with either PFS (Spearman's r=0.10; P=0.60) or OS (r=0.007; P=0.97). After the first treatment cycle, CgA levels decreased (median, 121 ng ml−1; 95% CI: 65–212), even though the difference did not reach statistical significance (P=0.24, Wilcoxon test), and at this time point tended to correlate inversely with survival (r=−0.44; P=0.06). Median survival in patients with post-first cycle CgA levels lower and higher than the median value were 12 and 8.6 months, respectively.

In the weekly cohort, five patients (38%) had stable disease for a median duration of 3.6 months. After a median follow-up time of 9.0 months (95% CI: 4.7–13.3 months), the median survival has not yet been reached. Overall, there were no apparent differences in either tolerability or activity between the two dosing schedules, with the triweekly administration being more preferable than weekly for patient's convenience.

Overall, the subset of 12 sorafenib-pretreated patients reported a response rate of 8% and a DCR of 33%, whereas the median PFS and survival were 2.1 and 9.5 months, respectively (Figure 5). All patients discontinued study treatment because of radiologically documented progressive disease. Median survival was 13 months, if recorded from the date of sorafenib therapy initiation. The median ratio between the PFS durations on the previous sorafenib therapy (median, 2.3 months; 95% CI: 2.1–2.4) and on the current study therapy (median, 2.1 months; 95% CI: 1.8–2.4) was 0.72, with four patients (33%) experiencing PFS durations equal or longer than those experienced while on the previous sorafenib therapy.

Figure 5
Kaplan–Meier curves of progression-free (red line) and overall survival (blue line) in the cohort of 12 sorafenib-resistant patients, enrolled in the triweekly schedule (n=5) or weekly schedule (n=7). Vertical ticks denote censored observations. ...


The patients enrolled in this study had a poor-prognosis disease as the majority presented with BCLC C stage. The natural history of these patients, if untreated, results in the median survival of about 6 months (Llovet et al, 2008a). Specifically, median survival times were 4.2 months (Cheng et al, 2009) and 7.9 months (Llovet et al, 2008b) in Asian and European patient populations, respectively, who received placebo only in two randomised phase III trials testing sorafenib as first-line treatment of HCC.

Most patients (52%) had previously received one or more systemic therapies and 26% did not present with a preserved liver function (Child-Pugh class-B). Our findings indicated that treatment with NGR-hTNF was very well tolerated. There was no drug-related grade 3–4 toxicity, most common grade 1–2 AEs being transient constitutional symptoms experienced by half of patients during first infusions.

NGR-hTNF induced a confirmed response rate of 7%, a DCR of 30%, and a median survival of 8.9 months. The 3-month PFS rate was lower than the protocol-prespecified target deemed worthy of further testing. However, about one-third of patients remained progression free for a median time of more than 4 months. Of note, similar results were also observed in a subset of 12 patients resistant/refractory to sorafenib, with a confirmed response rate of 8%, a DCR of 33%, and a median survival time of 9.5 months. There was also evidence of the antitumour activity of NGR-hTNF in patients either untreated or previously treated with systemic therapy. Indeed, a sorafenib-refractory patient had a durable complete response lasting more than 20 months and an untreated Child-Pugh class-B patient had a partial response. These tumour regressions in highly vascularised tumours might establish a clinical proof-of-principle of the antivascular mode of action of NGR-hTNF, previously documented by DCE-MRI evaluation (Gregorc et al, 2010; van Laarhoven et al, 2010). Even though dynamic imaging assessment was not performed in this study, it is interesting to note the decrease, although not statistically significant, of serum CgA levels registered after the first cycle. Indeed, increased CgA levels, in concert with high circulating TNF-receptor levels, have been reported as a protective factor against TNF-induced vascular damage (Ferrero et al, 2004), as well as an independent poor-prognosis indicator (Gregorc et al, 2007).

Historically, the design of clinical trials in HCC has been highly challenging because of the underlying liver dysfunction. For testing a new drug in a phase II trial, a randomised design has been recommended as more appropriate than single-armed trial, a time-related end point more critical than response rate, and the time to radiological progression (TTP) more adequate than PFS, owing to the latter representing a vulnerable composite end point in HCC because death from cirrhosis might confound detection of treatment effect (Llovet et al, 2008a). Therefore, the results of this uncontrolled phase II study might only be evaluated in the context of other trial results obtained in similar advanced-stage HCC patients. Although comparison with historical controls is always flawed and particularly challenging in HCC patients because of differences in either disease stage or previous treatments, the overall outcomes reported in this study seem to be in the range of those reported in phase II trials testing molecular therapies as single agents. Indeed, targeted monotherapies, mainly tested in untreated HCC patients, were associated to response rate of 0–13%, median PFS of 1.4–6.9 months, and median survival of 6.2–13 months (Table 4), underlining the issue of patient selection bias for uncontrolled phase II trials. The largest trials in patients with advanced-stage HCC are the SHARP (sorafenib HCC assessment randomised protocol) (Llovet et al, 2008b) and the Asia-Pacific liver (Cheng et al, 2009) phase III studies evaluating sorafenib vs placebo. Both studies enrolled previously untreated patients. Median survival of 10.7 months and TTP of 5.5 months were reported for sorafenib in the SHARP trial, and median survival of 6.5 months and TTP of 2.8 months were reported for sorafenib in the Asia-Pacific study. The objective response rate was however around 3% in both studies.

Table 4
Summary of efficacy results reported in recent phase II trials using molecularly targeted therapies and in phase III trials using sorafenib for the treatment of HCC

In conclusion, the evidence of preliminary antitumour activity noted with NGR-hTNF in this study seems to deserve further testing in advanced HCC. The mode of action, along with a favourable tolerability profile characterised by the lack of drug-related grade 3–4 toxicity, could also facilitate the incorporation of NGR-hTNF into combination regimens for HCC patients. Consistently, in preclinical models even low concentrations of NGR-TNF were able to increase the activity of a variety of chemotherapeutic agents (Curnis et al, 2002b; Sacchi et al, 2006). These synergistic effects were deemed owing to the tumour capillary network damage, thereby increasing the chemotherapy uptake. Moreover, a safe clinical toxicity profile was reported combining NGR-hTNF with a chemotherapeutic agent used in HCC such as doxorubicin (Gregorc et al, 2009). In addition, there is a strong mechanistic rationale for an enhanced activity of vascular-damaging agents when combined with antiangiogenic drugs (Shaked et al, 2006).

Finally, given the drawbacks inherent in interpreting results from single-arm trial in a heterogeneous malignancy such as HCC, a more suitable approach for further evaluation might be a randomised study design by using time-to-event as the primary end point. The potential clinical benefit of NGR-hTNF, therefore, needs to be prospectively assessed against the best investigator's option in sorafenib-pretreated patients with advanced-stage HCC.


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