This is the first longitudinal study of developmental alterations in the ventilatory control of children with sleep-disordered breathing in early-childhood. Our subjects were, on average, 9 years of age on initial study, and 15 years when the current study was completed. Our main finding is that subjects now have much lower OAHIs and retain much less CO
2 than they did in 1999, despite similar mass-specific resting ventilation rates and a substantial increase in BMI. We also showed that, on average, the slope of either the V
E-P
ETCO
2 curve or the P
0.1- P
ETCO
2 curve were not significantly different in 1999 and 2006, indicating that CO
2 sensitivity during steady state hypercapnic challenge was unchanged. However, the V
E-P
ETCO
2 response was markedly left-shifted in 2006 compared to 1999, indicating greater V
E at a given P
ETCO
2, despite no change in CO
2 sensitivity. This left-shift also resulted in much lower apnea points [
10]. Interestingly, there was no left-shift in the P
0.1- P
ETCO
2 curve. As discussed below, our observations are most likely explained by changes in mechanical factors, e.g., a decrease in airflow resistance, rather than changes in the central control of breathing. That the left-shift in the V
E-P
ETCO
2 response curve was the result of changes in tidal volume rather than breathing frequency also supports the idea that the effects were mechanical and not central.
In theory, the increased lung ventilation rate at a given P
ETCO
2 with no change in the sensitivity to CO
2 could be explained by a reduction in airway resistance. This is due in large part to somatic growth of the airway as children grow taller [
11]. Using the regression equations derived by Zapletal and Chalupova [
11], we estimate that nasopharyngeal resistance in our subjects would have fallen by 23% on the basis of the change in height alone (136 cm tall in 1999 vs. 163 inches tall in 2006, ). In addition, it is well known that tonsil size declines with age after reaching a peak size between 4 and 8 years of age [
12]. There have been anecdotal suggestions that enlarged tonsils, and thus a narrow pharyngeal airway, predispose children to nasal breathing, which in turn leads to hypoventilation through the high-resistance nasal pathway. When our subjects were studied initially, in 1999, we found that their resting P
ETCO
2 during wakefulness was significantly elevated, and that it was correlated with the OAHI [
1]. Our previous MRI studies showed that a sub-sample of the group studied in 1999 had large adenoids, tonsils and soft palates [
13]. We analyzed those data by computing the sum of the cross-sectional areas of these soft tissue structures and expressed the sum as a percentage of the nasopharyngeal cross sectional area. We found that the children with sleep-disordered breathing had a narrow nasopharynx as a result of increased soft tissue mass. The present data suggest that this ratio is now smaller. In other words, if their pharyngeal airway grew at a faster rate than the surrounding soft tissue structures, the lumen of the nasopharynx would be enlarged, leading to lower airway resistance. Although we do not have MRI data as part of this study, the increased ventilation and lack of CO
2 retention in the absence of a change in sensitivity to P
ETCO
2 is consistent with a larger upper airway lumen. The results of this study and our earlier one are consistent with other data showing hypoventilation and CO
2 retention in young children with enlarged tonsils and sleep disordered breathing [
14,
15].
We observed that both the RDI and OAHI decreased over the approximate 6-year interval between PSGs in these subjects. Preliminary examination of data from the entire TuCASA cohort confirms this finding [
2]. In contrast to our findings, a previous study in Thai children showed that 5 of 7 children with obstructive sleep apnea had a higher OAHI over a 3-year interval [
16]. However, PSG was performed in these children because they had symptoms of OSA, and thus there may have been some selection bias. As discussed above, we suspect that in our study the observed decrease in RDI and OAHI is related to somatic growth of the pharynx, coupled with regression of tonsillar tissue with age. At the initial TuCASA examination, children were studied between the ages of 6 and 11 years. This is the age range where some children will have large tonsils resulting in an elevated RDI and OAHI. With normal regression in tonsil size as they become adolescents, there should be a decrease in RDI and OAHI as we have found.
Although our observations are consistent with changes in airway resistance, the exact mechanism of the CO
2 retention during quiet breathing at an average age of 9 years, but not approximately six years later remains unknown. One possibility is that the young children “chose” to hypoventilate rather than fight the increased flow resistance and thus higher work of breathing that would have been required to drop their P
ETCO
2. This is consistent with the strategy employed by highly trained athletes during peak exercise, wherein they allow themselves to become hypoxic and relatively hypercapnic rather than consume the extra energy that would be required to elevate alveolar ventilation sufficiently to fully correct the blood gas and acid base derangements [
17].
The left-shifted ventilatory response to P
ETCO
2 is often considered to be due to an “extra” stimulus to breathe. If this were the case we would have expected a left-shift in the relation between P
0.1 and P
ETCO
2, which we did not observe (). Complicating the relation between P
0.1 and P
ETCO
2 is that the former can be influenced by both respiratory muscle strength and end-expiratory lung volume. Weak inspiratory muscles lead to lower P
0.1 values during hypercapnic challenges, although the effects are small until the P
ETCO
2 exceeds 60 mmHg [
18]. This would have little or no impact on our data as the P
ETCO
2 values were less than 60 mmHg in every case ( and ). Inspiratory muscle strength increases by about 20% from age 9 to 15 in boys [
19], suggesting that changes in strength alone as the subjects grew would result in slightly higher P
0.1 values in 2006 compared to 1999 (), but this was not seen.
The P
0.1 can also be influenced by changes in end-expiratory lung volume, with lower volumes associated with a greater P
0.1, due to improved muscle length-tension properties and thus improved mechanical advantage [
20,
21]. However, the pertinent issue is the end-expiratory lung volume as a percentage of an individuals total lung capacity, as this dictates the length-tension relationship of the respiratory muscles for that particular system [
22]. End-expiratory lung volume as a percentage of total lung capacity increases from approximately 46% in 9 year olds (the average age of our subjects in 1999), to 53% in 15 year olds (average age in 2006), corresponding to a volume increment of about 400 ml [
23]. It has been shown that an increase in FRC of 500 ml reduces respiratory muscle pressure development by about 10% [
22]. In our subjects this would translate into at most an 8% decrease in the P
0.1 (400/500 × 10%), which would result in only a negligible shift in the P
0.1-P
ETCO
2 curve (). Obesity can reduce end-expiratory lung volume independently of age and height, although the effects are small and variable [
24,
25] except in severe obesity [
26]. Most of our subjects were in a higher BMI percentile in 2006 than they were in 1999 (), with some of them exhibiting severe obesity (i.e., BMI values at or above the 95
th percentile). This could also contribute to a slight leftward shift in the P
0.1-P
ETCO
2 relation, but again, this was not observed. Finally, although it is possible that hypercapnia could increase airway resistance to a variable extent across the subject population, the P
0.1 is uninfluenced by airway resistance and behavioral adjustments in ventilatory output [
8,
22]. Taken together, our longitudinal data support the contention that the elevated resting P
ETCO
2 and the left-shifted V
E-P
ETCO
2 curve in younger children is the result of reduced flow resistance, and likely not to the addition of an “extra” excitatory stimulus to breathe.
The functional consequences of the elevated eupneic P
ETCO
2 when the children were younger are unknown. Given that the apnea point was significantly higher in 1999 than in 2006, one might surmise that the tendency for apnea was greater in the young children. However, the difference between the apnea point and the eupneic P
ETCO
2 was the same in 1999 and 2006 (1999, 7.7 ± 1; 2006, 6.9 ± 3, P=NS). This difference has been called the CO
2 reserve, and it has been suggested that a smaller reserve increases the propensity for apnea in adult human subjects [
27]. Our subjects had higher RDI values in 1999 than in 2006 despite a similar CO
2 reserve, suggesting that the CO
2 reserve may not predict a predisposition to apnea in children.
In conclusion, we have examined changes in the control of breathing from childhood to adolescence in a group of subjects that had mild sleep-disordered breathing as young children. The main finding is that the rate of pulmonary ventilation at a given PETCO2 was much higher, and the eupneic PETCO2 much lower at an average age of 15 compared to an average age of 9. This occurred in the absence of changes in sensitivity to inspired CO2, suggesting that upper airway resistance dropped as the children grew, leading to improved alveolar ventilation in the absence of significant changes in central ventilatory drive.