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Although numerous studies describe the clinical characteristics of idiopathic osteonecrosis of the femoral head (ONFH) in specific study populations, these have not been confirmed in countrywide studies.
We therefore determined: (1) the annual number of patients seeking medical care and number of patients newly diagnosed; and (2) the distribution of the age and gender of the patients, potential causative factors, severity of the disease, and operative procedures performed.
We conducted a nationwide epidemiologic survey in 2005. The survey included all orthopaedic departments in Japan by stratified random sampling according to the number of beds.
The number of patients who sought medical care for idiopathic ONFH during 2004 was estimated to be 11,400 (95% confidence interval, 10,100–12,800). We obtained clinical information from 1502 of these patients. The peak in age distribution occurred in the 40s. Potential causative factors were systemic steroid administration (51%) and habitual alcohol use (31%). Hip replacement was the most frequently performed procedure (65%). Among patients with a history of systemic steroid administration, systemic lupus erythematosus was reported most frequently (31%) as the underlying disease. Among patients younger than 40 years, steroid use was the most prominent potential causative factor (60%), and hip replacement frequently was performed (45%). A greater proportion of patients with no history of steroid or alcohol use was observed among patients 65 years or older (41%).
In addition to the disease burden of idiopathic ONFH in Japan, our results confirmed the importance of developing preventive and treatment strategies, especially among the younger population.
Level IV, prognostic study. See Guidelines for Authors for a complete description of levels of evidence.
ONFH is not a specific disease entity, but rather the final common pathway of a series of conditions leading to impairment of the blood supply to the bone [12, 15]. Numerous studies have revealed the clinical characteristics of idiopathic ONFH in specific study populations, including for pregnant women and patients with rheumatoid arthritis, cancer, or multifocal osteonecrosis [4, 5, 11, 16, 21, 24]. Although these findings document potential causative factors, they have not been confirmed on a countrywide basis. Knowing the frequency of causative factors might be useful for developing preventive measures. Information regarding age distribution would help to establish appropriate treatment strategies for different age groups.
In Japan, the Ministry of Health and Welfare (later, the Ministry of Health, Labor and Welfare) established special measures against so-called “intractable diseases” in 1972. These are defined as a rare disease whose cause has yet to be determined, and for which there still is no established therapy. The program includes promoting research activities, eliminating patients’ copayments for medical expenditures, and developing the necessary medical facilities. Under this program, the Research Committee on Idiopathic Avascular Necrosis of the Femoral Head was established in 1975 (after 1982, the Research Committee on Idiopathic Osteonecrosis of the Femoral Head), and nationwide surveys regarding descriptive epidemiology of idiopathic ONFH were conducted four times previously [1, 8, 14, 18, 19]. However, we believed these findings needed to be updated to reflect the most recent epidemiology of the disease and to confirm previous findings. Thus, a fifth nationwide survey was conducted to clarify the descriptive epidemiology of idiopathic ONFH during 2004; the study was performed cooperatively by the Research Committee on Idiopathic Osteonecrosis of the Femoral Head and the Research Committee on Epidemiology of Intractable Diseases.
We sought to determine: (1) the annual number of patients seeking medical care and number of patients newly diagnosed; and (2) the distribution of the age and gender of the patients, potential causative factors, severity of the disease, and operative procedures performed.
The survey consisted of two queries; the first query estimated the number of patients seeking medical care, and the second query revealed their demographic and clinical features. We performed the survey according to the standardized procedure proposed by the Research Committee on Epidemiology of Intractable Diseases in Japan. The overall method was described previously . The study protocol was approved by the ethics committee of the Graduate School of Medical Science, Kyoto Prefectural University of Medicine as representative, which was the affiliation of the chair of the Research Committee on Idiopathic Osteonecrosis of the Femoral Head in 2005.
We selected the survey targets from all the orthopaedic departments in Japan by stratified random sampling. Two hospital lists were used as the sampling frame: Byoin-Yohran (primary use), and Iikukikan-Meibo (supplementary use) in Japanese. The lists are widely available in electronic database form and list all the hospitals from north to south in Japan. Stratification was conducted according to the number of hospital beds. Sampling fractions were as follows: general hospitals with 99 or fewer beds (5%); 100 to 199 beds (10%); 200 to 299 beds (20%); 300 to 399 beds (40%); 400 to 499 beds (80%); 500 or more beds (100%); and university hospitals (100%). For example, regarding a strata of general hospitals with 200 to 299 beds, we randomly selected one orthopaedic department and then selected the next one by a five-department interval, yielding 20% of the sampling fraction. Forty-six departments that treated a large number of patients with idiopathic ONFH were included by 100% of sampling fractions.
We began the first query in January 2005. The selected departments for survey targets were asked by mail to report the total number and gender of patients who visited for idiopathic ONFH from January 1 to December 31, 2004. Because we did not collect information other than the total number and gender of patients seen in the department, informed consent was not obtained in the first query. In the first query, 999 departments were sampled as survey targets from 4722 intended departments in Japan, and 577 departments (58%) responded. We received reports for 5612 patients with idiopathic ONFH from 327 departments that confirmed they had a patient(s).
The diagnosis of idiopathic ONFH was based on the revised criteria proposed by the Research Committee on Idiopathic Osteonecrosis of the Femoral Head in Japan . Briefly, the criteria comprise five findings: (1) collapse of the femoral head (including crescent sign) without joint space narrowing or acetabular abnormality on radiographic images; (2) demarcating sclerosis in the femoral head without joint space narrowing or acetabular abnormality; (3) “cold in hot” on bone scans; (4) low-intensity band on T1-weighted MRI (band-like pattern); and (5) trabecular and marrow necrosis on histology. Idiopathic ONFH was diagnosed if the patient fulfilled two of these five findings and did not have bone tumors or dysplasia. These criteria for diagnosis had 91% sensitivity and 99% specificity when histologic diagnosis was used as the gold standard . Although steroids and alcohol are known risk factors, we regarded steroid-induced osteonecrosis and alcohol-induced osteonecrosis as idiopathic ONFH in our survey because their causal mechanisms have not been fully established. A reminder letter was sent in March to departments that had not returned answers.
Accounting for the selection rate and response rate to the survey, we estimated the total number of patients seeking medical care according to the following formula: the estimated total numbers of patients = reported number of patients/(selection rate × response rate) = reported number of patients/(number of reporting departments/number of total departments). Additionally, the 95% confidence interval (CI) was calculated with an assumption of multinominal hypergeometric distribution [6, 7, 17].
If a department responded that it had a patient(s) in the first query, we sent a second query consisting of structured questionnaire (Appendix 1, English translation of the original form; Appendix 2, in Japanese as the original form) to collect data regarding clinical characteristics of each patient. The questionnaire consisted of the following items: gender, date of birth, date of disease onset, date of disease diagnosis, presence of abnormal findings at the time of diagnosis (hip radiograph, bone scintigram, MRI, bone biopsy), type and stage of disease, potential causative factors (history of systemic steroid administration, history of habitual alcohol drinking, both histories, neither of the histories), underlying illness for which the patient received steroid therapy (in case of a positive history of systemic steroid administration), date of operation, and operative procedure. To reduce the efforts of physicians in each of the departments, and to sample approximately 50% of total cases, we asked for information for patients born in odd months. In the second query, of the 327 departments that confirmed they had a patient(s) in the first query, 178 departments (46%) provided detailed data for 1616 patients. Patients with even-numbered birth months (n = 31), whose first visit to a department was in 2005 (n = 18), who were regarded as having secondary ONFH based on information from the questionnaire (n = 55), whose last visit was in 2003 or earlier (n = 8), and for whom there was a later request for exclusion from the participating departments (n = 2), also were excluded. Consequently, we obtained detailed clinical characteristics for 1502 subjects in the second query.
The working group of the Research Committee on Idiopathic Osteonecrosis of the Femoral Head in Japan proposed the revised classification of disease types and stages in 2002, which has been widely used in Japan since its introduction (Table 1) . Thus, we asked physicians in each of the departments to apply the new classification even if the diagnosis was established earlier than 2002. Briefly, necrotic lesions were classified into four types (A, B, C-1, and C-2) based on their location on T1-weighted MRI or radiographic findings. Staging (1, 2, 3A, 3B, and 4) was defined by AP and lateral views of the femoral head on radiographic images such as demarcating sclerosis, collapse of the femoral head (including crescent sign), or osteoarthritic changes.
In the second query, we also sent reminder letters to departments that had not responded. Additionally, we asked the departments that had responded to confirm or revise fill-ins if the previously returned questionnaire had missing information or lacked consistency. Although detailed information regarding clinical characteristics was collected in the second query, informed consent was not obtained from each patient because anonymity was maintained throughout the second query. Only the department, and not the investigators, could identify the patient if they were asked to confirm or revise fill-ins. If there were missing data even after confirmation or revision, the data were considered as “not filled-in”.
Based on the results from the first query, we estimated that the number of patients who sought medical care during 2004 was 11,400 (95% CI: 10,100–12,800). Of the 1408 patients with available information on the date of diagnosis in the second query, 275 (19.5%) were newly diagnosed during 2004. If these patients were regarded as new patients, the number of new patients per year was estimated to be 2200 (11,400 × 0.195), taking into account the results of the first query.
Among 1502 subjects whose detailed information was obtained in the second query, the peak in age distribution occurred in the 40s (Fig. 1). The gender ratio (male/female) was 1.4 (820/582). In male subjects, the peak in age distribution also occurred in the 40s, whereas in females, the peak occurred in the 30s. The potential causative factors of ONFH were: systemic steroid administration (steroid-induced) (51%); habitual alcohol use (alcohol-induced) (31%); steroid and alcohol use (3%); and neither steroid nor alcohol use (15%) (Table 2). The frequency of steroid-induced ONFH was lower among males than females (34% vs 76%), whereas the frequency of alcohol-induced ONFH was greater among males than females (47% vs 6%). Stratification by age group (< 40, 40-64, or ≥ 65 years at diagnosis) indicated a higher frequency of systemic steroid administration in patients younger than 40 years (60%). However, patients with no history of steroid or alcohol use were frequently elderly (41%). Distribution of disease types and stages showed that the most frequent type was C-2 and the most frequent stage was 2 or 3A (Table 3). There was no remarkable fluctuation after stratification by gender or age group, except for a relatively higher frequency of Stage 4 in the elderly. Of the 1323 joints with operations, hip replacement was the most frequently performed, followed by osteotomy (Table 4). Among patients younger than 40 years, a relatively greater number received an osteotomy (38%). However, hip replacement also was performed for 45 % of patients in this age group. Systemic lupus erythematosus (SLE) was the most frequent underlying illnesses for the patients with steroid-induced ONFH (Table 5).
We believe it is important to track and update the epidemiology of a disease throughout a country, because such observations may provide information for better understanding of the disease. We therefore determined: (1) the annual number of patients seeking medical care and number of patients newly diagnosed; and (2) the distribution of the age and gender of the patients, potential causative factors, severity of the disease, and operative procedures performed.
Several limitations of this study should be considered before interpreting the results. First, larger teaching institutions represented higher percentages of the survey targets, as these institutions were likely to have more experience diagnosing or treating idiopathic ONFH. However, large teaching institutions may be more likely to perform osteotomies, whereas small community hospitals may be more likely to perform hip replacement or provide nonoperative treatment. Our sampling procedure, therefore, may have led to different treatment strategies that did not accurately reflect the entire population in Japan. Second, the validity of the estimated number of patients is important because the response rate was only 58% in the first query. However, the simple formula used for estimation in this survey would be the most acceptable when investigators have no available information regarding nonresponse facilities . Third, our survey had no definition concerning steroid-induced ONFH or alcohol-induced ONFH, which might have produced considerable misclassification. In previous studies, steroid-induced ONFH was defined by a history of taking 1800 mg prednisolone or an equivalent over 4 weeks, or by a history of continuous corticosteroid medication for at least 2 months [2, 9, 10]. Similarly, some authors classified alcohol-induced ONFH by having a history of greater than 400 mL or 800 mL of pure ethanol consumption per week [2, 4, 9–11]. However, even less alcohol consumption or a lower steroid dose would increase the risk of idiopathic ONFH , and the causal mechanisms of these factors have not been fully proven. Fourth, the patients included in our survey were prevalent cases (new and old patients), not incident cases (new patients), because the reported subjects were patients seeking medical care during one year previous. Together, with the speculation that patients with collagen disease tend to seek medical treatment without interruption, these factors make it possible to overestimate the frequency of so-called steroid-induced ONFH. Finally, complications of osteonecrosis other than of the femoral head were a concern . We could not assess this possibility because diagnostic imaging for detecting another site of osteonecrosis was not obtained in 42% of the subjects. However, the prevalence of multifocal osteonecrosis among patients with osteonecrosis was reportedly 3% . Thus, the impact of this complication on the estimates likely would be small.
The first query of this survey provided an estimation of the annual number of patients seeking medical care (11,400; 95% CI: 10,100–12,800) and the number of new patients per year (2200) during 2004. These estimates indicated the current disease burden of idiopathic ONFH in Japan. To the best of our knowledge, no similar investigation has been reported for other countries. Although in one study the number of new cases in the United States has been estimated to be 10,000 to 20,000 per year, this estimate was based on the number of total joint arthroplasties performed annually . A previous nationwide epidemiologic survey in Japan estimated the annual number of patients seeking medical care during 1994 as 7400 (95% CI: 6700–8200) , which suggested a substantial increase in patients of 1.5 times over the previous 10 years. However, we are not certain it is appropriate to conclude the occurrence of idiopathic ONFH has increased, based on the following arguments: (1) in Japan, idiopathic ONFH became a well-known disease after it was designated for financial support in 1992 and the emphasis may have resulted in greater reporting; (2) diagnostic techniques advanced substantially with the introduction of MRI and more cases are likely being diagnosed; and (3) medical staff have became more aware of ONFH development with systemic steroid administration in parallel with better recognition of steroid-induced ONFH. Furthermore, the improvement in the prognosis of underlying illnesses by steroid therapy, ironically, might result in a greater accumulation of patients with steroid-induced ONFH.
The results of the second query revealed the following clinical characteristics of idiopathic ONFH in Japan: (1) the distribution of ages of patients at diagnosis had a peak in the 40s; (2) the gender ratio (male/female) was 1.4; (3) systemic steroid administration was the most frequently reported potential causative factor; (4) Type C-2, Stages 2 and 3A were common findings at diagnosis; (5) hip replacement was the most frequently performed procedure, followed by osteotomy; and (6) SLE was the most commonly reported underlying disease among patients with a history of systemic steroid administration. The peak in age distribution was almost identical to previous findings [1, 3, 15]. Additionally, our surveys suggested patients younger than 40 years accounted for one-third of all subjects. Among this age group, steroid use was the most prominent causative factor, and hip replacement was still frequently performed. These findings confirm the importance of preventive strategies among the younger population, with focus on the method of steroid administration, especially for SLE. Treatment strategies in relation to joint preservation should be developed as well, because current hip prostheses are unlikely to function sufficiently through the remaining life expectancy of younger patients . A higher proportion of patients with no history of steroid or alcohol use was observed among those 65 years or older. Exploring other causative factors would contribute to understanding the etiology of the disease. Finally, our findings indicated that gender distribution would reflect the potential causative factors of ONFH, to some extent. Together with the fact that there currently is no universal definition of steroid-induced or alcohol-induced ONFH, simple stratification by gender may be an efficient way to handle the variability of the potential causative factors among different study populations.
This survey provides an estimate of the disease burden in Japan. Our results confirmed the importance of developing preventive and treatment strategies, especially among the younger population. Large epidemiologic surveys in other countries would allow comparison with our observations.
We thank all the medical doctors for participating in the current survey despite their busy schedules in medical practice, education, and research. We also thank Hidemi Hattori (assistant clerk from the Department of Preventive Medicine/Biostatistics and Medical Decision Making, Nagoya University Graduate School of Medicine) for helpful assistance.
Open Access This article is distributed under the terms of the Creative Commons Attribution Noncommercial License which permits any noncommercial use, distribution, and reproduction in any medium, provided the original author(s) and source are credited.
One or more of the authors (MF, TK, AT, MN, and YH) have received funding from a research grant for the Research on Idiopathic Osteonecrosis of the Femoral Head and the Research on Epidemiology of Intractable Diseases from the Ministry of Health, Labor and Welfare of Japan.
Each author certifies that his or her institution has approved the human protocol for this investigation and that all investigations were conducted in conformity with ethical principles of research.
This work was performed at the Department of Public Health, Osaka City University Faculty of Medicine, Osaka, Japan; Department of Orthopaedics, Graduate School of Medical Science, Kyoto Prefectural University of Medicine, Kyoto, Japan; Department of Preventive Medicine/Biostatistics and Medical Decision Making, Nagoya University Graduate School of Medicine, Nagoya, Japan; and Department of Public Health, Saitama Medical University Faculty of Medicine, Saitama, Japan.