The genomic mapping of Estrogen Receptor binding sites has revealed insight into how ER functions in breast cancer cells, including the finding that ER rarely binds to promoter regions and that ER loading on the chromatin requires the presence of pioneer factors, such as FoxA1
2–4. We have replicated genome-wide ER Chromatin Immunoprecipitation (ChIP)-on-chip analyses in ER positive MCF-7 cells. Identification of the ER binding sites using a false discovery rate of 5% revealed 8,525 ER sites, with excellent representation (86%) of the published ER binding profile
2 (
Supplementary data 2). Included within the new, more extensive list, was an ER binding site within the intron of the
ERBB2/HER-2 genomic region (). Sequence analysis of all 8,525 ER binding sites revealed a statistical enrichment (p-value < 0.0001) for the Paired Box (Pax) transcription factor motif (GTCANGN(A/G)T) (). Little is known about the role that Pax proteins play in hormone signalling, however, Pax2 was shown to be expressed in a subset of breast cancers and was recently identified as a tamoxifen-regulated effector in endometrial cancer cells
5,6.
Tamoxifen is one of the most successful and effective therapies in the treatment of breast cancer, but tamoxifen resistance is inevitable
7. Tamoxifen resistant breast tumours are characterised by elevated ErbB2 levels
8 and ER positive cell line models over expressing ErbB2 acquire resistance to tamoxifen
9. We assessed Pax2 binding to a select number of ER binding sites adjacent to important estrogen regulated genes, including the newly identified binding site within the
ERBB2 gene. Pax2 was generally recruited only after tamoxifen treatment, with the exception of the ER binding site within
ERBB2 (), where Pax2 was recruited to the ER binding site after both estrogen and tamoxifen treatment. Given previous evidence that ErbB2 could be repressed by both estrogen
10 and tamoxifen
11, we hypothesised that Pax2 may be functioning as a general ER-associated transcriptional repressor and that the ER binding site within
ERBB2 may be a cis-regulatory element for active repression by ER. Indeed, analysis confirmed that ErbB2 mRNA levels are decreased by estrogen and tamoxifen in our MCF-7 cells (). Co-IP experiments showed that ER and Pax2 form a complex after tamoxifen treatment (
Supplementary data 3) and Re-ChIP experiments confirmed that ER and Pax2 co-occupy the ER binding site within the
ERBB2 gene simultaneously, after treatment with tamoxifen (
Supplementary data 3). Furthermore, we experimentally verified this ER binding site as the cis-regulatory element for the
ERBB2 gene (
Supplementary data 4). This cis-regulatory region is independent of a previously identified regulatory region
10, although this previously characterised region may also play an indirect role in the regulation of ErbB2 transcription.
ER positive luminal tumours with the poorest prognosis tend to have elevated ErbB2 levels
12 and up to half of ErbB2 positive tumours are also positive for ER
13. As such, we hypothesised that the anti-proliferative effects of tamoxifen treatment require repression of
ERBB2, and that breast cancers can potentially acquire tamoxifen resistance by amplifying the
ERBB2 locus, or by deregulating the control mechanisms that normally repress ErbB2 transcription. Unlike tamoxifen, repression of
ERBB2 by estrogen may not be a critical event, since cell proliferation by estrogen likely results from the estrogen-mediated up-regulation of numerous oncogenes.
In order to implicate a role for Pax2 in the estrogen and tamoxifen-mediated repression of ErbB2, we specifically silenced Pax2. Immunoblotting revealed efficient knockdown of Pax2 protein levels, but no significant effect on ER levels (). In control transfected cells, estrogen and tamoxifen both rapidly repressed ErbB2 mRNA (), but siPax2 abrogated this inhibition and consequently ErbB2 transcription and protein levels were elevated in the presence of both estrogen and tamoxifen treatment (). This coincided with an accumulation of phospho-RNA PolII at the promoter (the longer isoform) of
ERBB2 following treatment with both estrogen and tamoxifen in the presence of siPax2 (
Supplementary data 5). Relative to control, tamoxifen treatment of siPax2 transfected cells resulted in an increase in cell number (), thereby reversing the growth arrest observed after tamoxifen treatment. These experiments were reproduced using an additional Pax2 siRNA (
Supplementary data 6). Importantly, pre-treatment of cells with an anti-ErbB2 antibody (Herceptin) blocked the siPax2 mediated cell growth, confirming that the increased cell growth following Pax2 silencing was primarily due to the increase in ErbB2 levels ().
We recapitulated these findings in another ER positive breast cancer cell line (ZR75-1 cells). Tamoxifen repressed ErbB2 mRNA and protein levels in ZR75-1 cells, and this repression was inhibited by transfection of siPax2. Similar to MCF-7 cells, siPax2 reversed the growth inhibitory effects of tamoxifen, such that ZR75-1 cells acquired tamoxifen resistance in the absence of Pax2 (
Supplementary data 8).
In combination with elevated ErbB2 levels, tamoxifen resistant breast cancers are also characterised by increased levels of the ER co-activator Amplified in Breast Cancer-1 (AIB-1/SRC-3)
8. AIB-1 promotes tumourigenesis
14,15 and is essential for ErbB2 driven oncogenesis in mice
16. We assessed whether AIB-1 could compete with Pax2 for binding to the ErbB2 cis-element; an event that may contribute to the elevated ErbB2 levels associated with tamoxifen resistant tumours
8. ChIP showed decreased AIB-1 binding at the ErbB2 cis-element following estrogen and tamoxifen treatment (), likely due to displacement by Pax2. This was proven by inhibiting Pax2 by siRNA which consequently allowed for estrogen and tamoxifen-mediated recruitment of AIB-1 to the
ERBB2 cis-regulatory element ().
We subsequently showed that expression of AIB-1 competes with Pax2 for binding to the ErbB2 cis-element and that this results in an increase in ErbB2 transcription and an increase in cell proliferation in the presence of tamoxifen (
Supplementary data 9). Elevated AIB-1 levels block Pax2 binding and
ERBB2 gene repression, thereby reversing the antiproliferative effects of tamoxifen. This suggests that a stoichiometric balance between the co-activator AIB-1 and the putative repressor Pax2, impinge on the binding and regulation of ErbB2, providing mechanistic insight into the important role that AIB-1 plays in the tamoxifen response
17. MCF-7 cells already have elevated AIB-1 levels due to a genomic amplification of the AIB-1 locus
14, but they also have increased Pax2 protein levels (data not shown), potentially explaining why they retain sensitivity to tamoxifen treatment. However, we could also show that AIB-1 expression could reverse the anti-proliferative effects of tamoxifen in T47D cells, a cell line that does not already have elevated AIB-1 levels
14 (
Supplementary data 9). These data confirm a general role for AIB-1 in reversing tamoxifen responsiveness in ER positive breast cancer cell lines.
The role of ErbB2 in tamoxifen resistance is demonstrated by data showing that tamoxifen resistant breast cancer cell lines can be inhibited by treatment with anti-ErbB2 antibodies (Herceptin)
18. We investigated the hypothesis that Pax2 is required for repression of ErbB2 and that tamoxifen resistance may be due to alterations in this pathway. We utilised an MCF-7 cell line model that had been grown in the presence of tamoxifen and had acquired resistance
18. These tamoxifen-resistant cells (Tam-R) have elevated ErbB2 levels but do not have amplification of the
ERBB2 locus
18. In wild type MCF-7 cells, tamoxifen repressed ErbB2 mRNA levels () and protein levels (by 40%) () as expected, but ErbB2 levels were elevated in Tam-R cells and did not decrease in response to tamoxifen treatment (). Western blot analysis comparing wild type and Tam-R MCF-7 cells revealed no changes in ER protein levels, supporting clinical studies showing that changes in ER levels are not a general mechanism for tamoxifen resistant breast cancers
19,20. AIB-1 protein levels were also unaltered, but interestingly Pax2 protein levels were lower in Tam-R cells (), providing a potential explanation for the elevated ErbB2 levels in these tamoxifen-resistant cells.
Tamoxifen-mediated ER recruitment to the
ERBB2 cis-regulatory element was assessed in the Tam-R cells and was shown to be similar to wild type MCF-7 cells (). However, as suspected from the lower Pax2 levels in Tam-R cells, Pax2 binding was significantly reduced in the Tam-R cells. Similarly, Histone Deacetylase 1 (HDAC-1) binding was shown to occur only in the wild type cells and not in the Tam-R cells, confirming that active repression occurs in wild type cells at the
ERBB2 cis-regulatory element but not in the Tam-R cells. In contrast, tamoxifen-mediated AIB-1 recruitment was elevated in Tam-R cells (), despite unaltered AIB-1 levels. In order to test the hypothesis that the decreased Pax2 levels contribute to the increased expression of ErbB2 and the altered response to tamoxifen in the Tam-R cells, we re-introduced Pax2 into these cells (). After over-expression of Pax2, tamoxifen was now able to repress ErbB2 mRNA (
Supplementary data 12) and protein levels () in Tam-R cells. The over expression of Pax2 resulted in decreased RNA PolII binding to the ErbB2 promoter and decreased AIB-1 binding to the ER binding site (
Supplementary data 12), strengthening the hypothesis that AIB-1 and Pax2 compete for binding and regulation of the
ERBB2 gene. Active tamoxifen gene repression was restored by Pax2 expression as indicated by the recruitment of HDAC-1 (
Supplementary data 12). Pax2 was subsequently shown to be a critical regulator of cellular proliferation, since expression of Pax2 restored the ability of tamoxifen to inhibit cell growth in these previously resistant cells ().
We recapitulated these findings in BT-474 breast cancer cells, which are ER positive, but resistant to tamoxifen
21, likely due to a genomic amplification of the
ERBB2 locus
22. Therefore, these cells represent another possible mechanism of acquired tamoxifen resistance, whereby amplification of the ErbB2 locus can overcome the growth inhibitory effects imposed by tamoxifen in ER positive breast cancers
23,24. Expression of Pax2 in BT-474 cells resulted in tamoxifen mediated repression of ErbB2 mRNA and protein levels (
Supplementary data 13) and resulted in tamoxifen dependent inhibition of cell growth (
Supplementary data 13), such that growth inhibitory effects of tamoxifen were restored, even in the presence of the amplified
ERBB2 locus.
Our findings suggest that Pax2 is a key deterministic component in the tamoxifen response. To confirm these findings in primary breast cancer, we performed Pax2 immunohistochemistry on 109 ER positive breast cancer cases
25, all of which had been treated with tamoxifen. Of these 109 tumours, 68 were Pax2 positive and 41 Pax2 negative. Tumours with positive Pax2 staining corresponded to a significantly improved recurrence free survival in patients, relative to Pax2 negative tumours (p-value < 0.0001) (
Supplementary data 14). Furthermore, within the Pax2 positive tumours only, those that were also positive for AIB-1 had a worse clinical outcome than the tumours that were AIB-1 negative (). The tumours that were Pax2 positive and AIB-1 negative, had the best prognosis of all, with a recurrence rate of only 5.8% (). Cox regression analysis confirmed an inverse dependent relationship between Pax2 and AIB-1 levels in determining relapse (p-value < 0.03). Interestingly, the Pax2 positive, AIB-1 negative tumours also had the lowest percentage of ErbB2 positive staining (), supporting our hypothesis that a balance between Pax2 and AIB-1 ultimately dictates ErbB2 expression and determines tamoxifen efficacy.
Endocrine resistance is a significant problem in breast cancer treatment. One of the few validated clinical features of tamoxifen-resistant breast cancer is the combined elevation of AIB-1 and ErbB2 pathways
8. We now provide evidence that Pax2 is a critical tamoxifen-recruited transcriptional repressor of the
ERBB2 gene and that increased AIB-1 expression can out compete Pax2 binding, directly resulting in increased ErbB2 expression. Alterations in AIB-1-Pax2 stoichiometry dictate the efficacy of tamoxifen in breast cancers (a schematic model of these events is shown in
Supplementary data 1). These new data suggest an intrinsic transcriptional link between tumours driven by ER and those driven by ErbB2, which together account for a significant majority of all breast cancers. The role of Pax2 as a repressor is unexpected since Pax2 is generally a transcriptional activator and was shown to be a tamoxifen regulated gene that can induce endometrial cancer
6. Given the fact that tamoxifen has antiproliferative effects in the breast but possesses agonist properties in the endometrium
26, it is possible that Pax2 may have tissue specific effects and may be one of the primary determinants for SERM action in female reproductive tissue.