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Eur Spine J. 2009 November; 18(11): 1677–1685.
Published online 2009 September 2. doi:  10.1007/s00586-009-1147-x
PMCID: PMC2899390

Kinematic analysis of dynamic lumbar motion in patients with lumbar segmental instability using digital videofluoroscopy

Abstract

The study design is a prospective, case–control. The aim of this study was to develop a reliable measurement technique for the assessment of lumbar spine kinematics using digital video fluoroscopy in a group of patients with low back pain (LBP) and a control group. Lumbar segmental instability (LSI) is one subgroup of nonspecific LBP the diagnosis of which has not been clarified. The diagnosis of LSI has traditionally relied on the use of lateral functional (flexion–extension) radiographs but use of this method has proven unsatisfactory. Fifteen patients with chronic low back pain suspected to have LSI and 15 matched healthy subjects were recruited. Pulsed digital videofluoroscopy was used to investigate kinematics of lumbar motion segments during flexion and extension movements in vivo. Intersegmental linear translation and angular displacement, and pathway of instantaneous center of rotation (PICR) were calculated for each lumbar motion segment. Movement pattern of lumbar spine between two groups and during the full sagittal plane range of motion were analyzed using ANOVA with repeated measures design. Intersegmental linear translation was significantly higher in patients during both flexion and extension movements at L5–S1 segment (p < 0.05). Arc length of PICR was significantly higher in patients for L1–L2 and L5–S1 motion segments during extension movement (p < 0.05). This study determined some kinematic differences between two groups during the full range of lumbar spine. Devices, such as digital videofluoroscopy can assist in identifying better criteria for diagnosis of LSI in otherwise nonspecific low back pain patients in hope of providing more specific treatment.

Keywords: Videofluoroscopy, Lumbar spine, Segmental instability, Kinematics, Motion

Introduction

Low back pain is one of the most common problems in industrialized countries and its direct and indirect cost is enormous. Nearly 80% of people over the age of 30 will experience back problems during some periods of their life [1]. Eighty five percent of this population is classified as having ‘nonspecific low back pain’ which contains little specific therapeutic and diagnostic information and refers to a large heterogeneous group of patients suffering from a variety of pathological or pathophysiological conditions [2]. Despite the increased recognition of lumbar segmental instability (LSI) as an identifiable subgroup within this population [35], the identification of reliable and valid clinical diagnostic tools has thus far been elusive [4]. The diagnostic standard for LSI has traditionally centered on identifying excessive translational or rotational movements between lumbar vertebrae by using functional (flexion–extension) radiographs [619]. There may be other factors as well, such as neuromuscular control of spinal movement and aberrant or abnormal midrange motion characteristics. Pathway of instantaneous center of rotation (PICR) may be affected in presence of segmental instability [20, 21] which has not been considered in vivo for LSI patients. Therefore, it is imperative that for assessing some disorders, such as LSI both quantitative and qualitative characteristics of movement should be considered.

Traditional radiographic assessment has some limitations, such as large variation, being based on static postures at extreme ranges of motion and associated large measurement errors [7, 2227]. Therefore, there is a need for tools to assess kinematics in vivo in order to measure the motion characteristics in midrange, where aberrant motion and dysfunction have been postulated to occur, based on neutral zone concept put forth by Panjabi et al. [28, 29].

Digital video fluoroscopy (DVF) has been suggested as a tool for reliably evaluating normal and abnormal lumbar motions in vivo [1, 27, 3035] and it seems that DVF is capable of identifying functional abnormalities in patients with LSI who have no structural abnormalities detectable by X-ray. Hence, the aim of this study was to develop a reliable measurement technique that would allow for the assessment of sagittal plane lumbar spine kinematics using digital video fluoroscopy in a group of patients diagnosed having LSI and a control group.

Methods

Study participants

A convenient sample of 15 healthy (12 female and 3 male) and 15 patients (12 female and 3 male) was recruited. Healthy subjects were matched with patients (in weight, height, body mass index, BMI and age) and excluded if they had experienced LBP 1 year before the study (Table 1). Patients were examined by a spine surgeon and diagnosed with LSI according to screening criteria adopted from Hicks et al. [36] which requires having at least 3 of 4 positive predictive variables; (1) any aberrant movement pattern during performance of lumbar range of motion including instability catch, painful arc of motion and Gower’s sign, (2) less than 40 years of age, (3) positive prone instability test at least at one segmental level and (4) average straight leg raise (SLR) test >90°. The sensitivity of 0.83 (0.61–0.94) and specificity of 0.56 (0.40–0.71) were reported for this prediction rule. The prone instability test is performed in two positions (lying prone with first resting the feet on the floor and then lifting the legs off the floor) with posterior pressure applied to the lumbar spine which is positive when the pain is present in the resting position but subsides with lifting the legs [4]. Patients were excluded if their pain was greater than 3 based on visual analog scale (VAS) during the assessment session. Moreover, the exclusion criteria for both groups included spine surgery, spondylolisthesis and a query of pregnancy in female subjects. All subjects received explanations about the potential risk of radiation exposure, approved by Iran University of Medical Sciences and informed consent was obtained before fluoroscopic investigation.

Table 1
Characteristics of the 30 subjects studied

Instrumentation

Pulsed DVF was collected (Fluoroscopy: DAR-300, Shimadzu, Japan) 5 frame per second and a calibration grid (2 × 1 cm) was used to calibrate each frame during image analysis. The maximum radiograph parameters were 50 KV, 47 MA with 12 inches image intensifier and 1 million pixel CCD camera. The images were captured via a computer directly to random access memory and then saved directly to a hard disc drive. The average fluoroscopy time per study was 30 s. A home made software (CARA) was used to calculate kinematic parameters.

Collection of DVF

As full range of motion was required, subjects were asked to bend forward from standing at 10° lumbar hyperextension and then return from full flexion to starting position (10° lumbar hyperextension). Subjects were instructed to complete this motion within 10 to 15 s. Sagittal plane was selected for this study because of greater range of motion (ROM) and smaller out of plane motion [37, 38]. After resting and walking for 5 min, subjects were reimaged for test–retest reliability (interimage reliability). Teyhen et al. [33] used a lead harness to improve the quality of the image and to prevent “white-out” during flexion. In this study, the special lead harness was designed and placed on the back of each subject which did not limit their ROM because of its axis of rotation and could bend freely in flexion and extension of lumbar spine (Fig. 1).

Fig. 1
Subject standing in the fluoroscopy unit. The lead harness is indicated with arrow

Fluoroscopic intersegmental motion measurements

The sagittal ROM was calculated with reference to the angle between the projected lines of the lower endplate of L1 and upper endplate of sacrum as described by Wong et al. [35] (Table 1). We measured five evenly distributed sampling points (0, 25, 50, 75 and 100% of ROM) between the starting hyperextension position and maximum flexion (flexion movement arc), and 5 sampling points between maximum flexion and hyperextension position (extension movement arc). Each sampling point represents 25% of either the flexion or extension movement arc. Intersegmental linear translation and angular displacement in each sampling point were calculated according to White and Panjabi method [18] using customized software.

Instantaneous center of rotation (ICR) was measured for each lumbar motion segment [39]. Four ICR points were obtained from 5 sampling images in each movement arc for each vertebra. Hence, PICR was measured as the total length of the digital line passing through ICR points.

Reliability procedures

Interimage reliability was assessed to determine the reliability of data obtained from two movement trials separated by a 5 min of rest and intraimage reliability was assessed to determine the reliability of data obtained from two separate analyses from 30 randomly selected frames with 1-month interval by the same observer (AA).

Evaluation of errors

A calibrated board was moved in an arc at varying speed within the range intended in our experiment while images were taken by DVF. Since the landmarks on the calibrated board experienced rigid body rotation in various frames, the distance and angles between them must have remained invariant. The root mean square errors were computed from deviation of measured distances and angles from the reference (gold standard) values in 30 randomly selected frames.

Statistical analyses

A Kolmogorov-Smirnov test was performed to determine normal distribution of each variable. Independent sample t test was used to test if there was any difference between two groups for age, weight, height, BMI and sagittal ROM. The data were coded before analyzing and therefore analyzing process was blinded.

A mixed between–within subjects analysis of variance was conducted to assess the effect of phase of movement (5 levels) for each movement arc and each motion segment’s linear translations and angular displacements. Multiple comparisons were performed using Bonferroni corrections between levels of phase of movement. Independent sample t test was performed to identify the differences of PICR between two groups. Chi-square test was used to identify differences between groups and patterns of movements. Confidence level was set at α ≤ 0.05 for statistical significance. An interclass correlation coefficients (ICC2,1) and standard error of measurement (SEM) were calculated to determine reliability and response stability of each measure, respectively. All statistical analyses were performed using SPSS statistical software version 16.0 (SPSS, Chicago, IL, U.S.A.).

Results

There was no significant difference in variables, such as weight, height, age, BMI and sagittal ROM between two groups (Table 1). In LSI group 14 patients showed instability catch, 5 showed painful arc, 7 showed Gower sign, 10 showed positive prone instability test (at least at 1 segmental level) and 1 showed SLR >90°.

Interimage reliability

The average ICC was 0.95 for intersegmental angular displacement (range 0.89–0.98), 0.92 for intersegmental linear translation (range 0.89–0.96) and 0.95 for PICR (range 0.94–0.98). The average SEM was 1.19° (range 0.77–1.45) for intersegmental angular displacement, 0.19 mm (range 0.11–0.22) for intersegmental linear translation and 5.4 mm (range 2.8–8.16) for PICR.

Intraimage reliability

The average ICC was 0.92 for intersegmental angular displacement (range 0.84–0.96), 0.92 for intersegmental linear translation (range 0.85–0.96) and 0.93 for PICR (range 0.85–0.99). The average SEM was 1.19° (range 0.62–1.97) for intersegmental angular displacement, 0.22 mm (range 0.17–0.28) for intersegmental linear translation and 7.67 mm (range 2.16–17.35) for PICR.

Evaluation of errors

The root mean square error computed from calibrated board in the linear translation and angular displacement were 0.26 mm and 0.41°, respectively.

Assessment of lumbar spinal motion

The mean intersegmental linear translation and angular displacements of lumbar motion segments for both groups in each direction of motion is depicted in Figs. 2 and and3.3. The arc lengths of PICR in both groups in flexion and extension are presented in Fig. 4. Average arc length of PICR for each vertebra was 53.2 ± 17.4 mm (range 47.5–59.9) for healthy subjects and 57.8 ± 10.9 mm (range 48.9–75.8) for patients during flexion movement arc. There was statistically significant difference for arc length of PICR for extension movement at L1–L2 and L5–S1 motion segments (p < 0.05) (Fig. 4).

Fig. 2
Mean values of intersegmental linear translations and angular displacements of lumbar motion segments during flexion of healthy and low back patients suspected to have lumbar segmental instability
Fig. 3
Mean values of intersegmental linear translations and angular displacements of lumbar motion segments during extension of healthy and low back patients suspected to have lumbar segmental instability
Fig. 4
Arc length pathway of instantaneous center of rotation (PICR) of subjects for flexion and extension movement between two groups. Asterisks specifies the significant difference between the two groups (p <0.05)

The results of ANOVA indicated no significant interaction between group and phase of movement displacements (linear and angular) except for L5–S1 linear translation during extension movement, Wilks Lambda = 0.50, F(4,20) = 4.83, p < 0.007 (Fig. 5). The main effect of phase of movement was significant for all motion segments in both directions (p < 0.0005). Multiple comparison was significant between all phases of movement for all motion segments in both directions (p < 0.005). The main effect comparing the two groups was not significant except at midrange of L5–S1 linear translation in flexion and extension movements (p < 0.05) (Figs. 5, ,66).

Fig. 5
The effect of group during extension on linear translation of L5–S1. Translation excursion shifted toward extension. Asterisks specifies the significant difference between the two groups (p < 0.05)
Fig. 6
The effect of group during flexion on linear translation of L5–S1. Translation excursion shifted toward extension. Asterisks specifies the significant difference between the two groups (p < 0.05)

Motion patterns of both flexion and extension movement arcs were simultaneous in all healthy subjects, but 6 patients at L5–S1 level showed “delayed-sequence” movement pattern (Chi-square = 7.5, p < 0.01).

Discussion

Lumbar motion kinematics has been evaluated by a variety of instruments—from functional radiography [8, 9, 12, 13, 26, 40, 41] to cineradiography [42, 43] and videofluoroscopy [27, 3035, 44]—in both normal and patient subjects. Some studies assessed intervertebral motion only in a few segments (e.g. L3 to S1) [27, 32, 33, 42, 43] and some others considered solely intersegmental angular displacement without any attention to intersegmental linear translation or other parameters, such as PICR [17, 34, 35, 44]. There are some studies which used camera to capture images from monitor of analog fluoroscopy system [30, 31]. In this improved study, flexion and extension movements of lumbar spine were investigated in vivo by DVF. In contrast to some previous studies, the image intensifier of current study was not fixed while subjects wore a lead harness which enabled us to measure intersegmental linear and angular displacements at all vertebral levels within whole range of motion and had better quality of digital images. Furthermore, we used ICR and PICR variables to identify the quality of motion and assessed neuromuscular control of motion segments during lumbar movements [21].

Our study indicated that arc length of PICR was significantly different at L5 vertebra between two groups through the extension movement of lumbar spine. Additionally, independent sample t test was used for linear translation excursion of L5–S1 segment to determine hypo or hyper mobility in patients during flexion and extension. These results showed no significant difference between two groups. On the other hand, significant differences in the midrange of this motion segment (Figs. 5, ,6)6) indicated that, however, linear translation of L5–S1 motion segment in patients tended to extension, the total excursion of this motion segment was similar to the healthy subjects. It seems that the neuromuscular system adopts some strategies to resist the anterior shear of the instable segment in both extension and flexion movements. Therefore, these results imply that the altered quality of movement in LSI patients may be due to altered neuromuscular control. To date, it is unclear that this alteration in neuromuscular control is an adaptive mechanism to prevent further tissue injury or the impairment of motor control system.

Another drawback in some previous studies is that the segmental analysis was measured at certain fixed time points or frame points [31, 32, 34, 35, 43, 44]. Since the speed of lumbar movements and sagittal ROM of each subject may be different, comparison of the results between subjects becomes questionable. In this study, to control variations across subjects in their sagittal ROM, each 25% of total ROM was selected as a sampling point. We used White and Panjabi method [18] for measuring intersegmental linear translation and angular displacement because Dupuis method of measurement [8] did not compute these values for L5–S1 segment which ironically showed the most significant differences in this study between the two groups.

“Normal movement pattern” of lumbar spine during flexion movement is not at as yet determined and there is still some controversy in literature. Kanayama et al. [45] concluded that each lumbar segment started stepwise from the upper to the lower segment with a phase lag but Wong et al. [34, 35] and Lee et al. [44] reported simultaneous pattern for lumbar spine, while Okawa et al. [31] identified both sequential and simultaneous pattern in normal subjects. In this study we observed simultaneous movement pattern in all healthy subjects and nine of the LSI patients which imply that every lumbar segment does move and in each time increment, each motion segment has a specific contribution to the total lumbar movement. It seems that hip fixation during the test may significantly affect the quality of intersegmental movement patterns. This concept has been warned against during functional evaluation of spine (i.e. strength measurement) [46, 47]. Some previous studies fixed the hip to have better quality of images [27, 3133, 42, 43]; whereas, in this study the subjects were free to move and we did not use any fixation. Moreover, six patients showed sequential movement pattern at the level of L5–S1 along with hypomobility in the middle range of motion segment movement. In these patients sequential pattern was accompanied with latency which justified the term used as “Delayed-Sequence” pattern. In these patients the impaired segment did not start to move until 50% to 75% of total ROM had occurred. For illustrative purposes, the linear translation and angular displacement of one patient which showed delayed-sequence pattern is depicted in Fig. 7.

Fig. 7
Linear translation and angular displacement of one patient showing “Delayed-Sequence” movement pattern during flexion movement most specifically for L5–S1 motion segment

It is known that patients with chronic LBP suffer from episodic pain in their life [48, 49] and since the pain is a confounding factor that may alter movement pattern of lumbar spine [50, 51], researchers should consider the severity of subjects’ pain. While previous fluoroscopy-based studies in this field did not consider this factor in selecting their patients, we excluded patients with the pain higher than 3 according to VAS during the assessment session. Hence, in this study the effect of pain on movement pattern was controlled.

Patients with LSI have been proposed as a unique subgroup of LBP patients [36, 5255] and LSI has been defined as a condition in which there is a loss of stiffness of spinal motion segments, such that normally tolerated external loads result in pain [55]. Diagnosis of LSI have been developed traditionally from studies that have examined intersegmental linear and angular displacement using lateral flexion–extension radiographs and reported some threshold values [619] but unfortunately their usefulness is controversial. The use of these criteria for identifying LSI has proven unsatisfactory because of high false-positive rates [7, 12].

Schneider et al. [56] reported that patients with spondylolisthesis—which demonstrate the hallmark of segmental instability—showed reverse linear translation during lumbar movement using functional radiography, while Teyhen et al. indicated that patients with LSI showed hypomobility in both flexion and extension movements [57] and reversed intersegmental linear translation in the middle of flexion movement using video fluoroscopy [27]. The results of current study imply that in both flexion and extension movement arcs, through the middle of total lumbar range of motion there were significant differences in the intersegmental linear translation at level of L5–S1. Therefore, our findings support that in presence of LSI the impaired lumbar motion segment may not exactly follow the other segments and show different behavior. Such abnormal motions lead to abnormal loading of spine and may predispose the discs to degeneration [5861]. Multiple comparisons were significant between all 5 phases of movements at all motion segments because of the small proportion of population of patients with delayed pattern.

In the current study subjects were asked to finish their movement during 10–15 s. Upper bound of this time period was for refraining from harmful radiation effects and lower bound was because of limitation in sampling rate of fluoroscopy system. Some previous related articles indicated that there is no statistical difference between genders [34, 35, 44]. Future studies should once again use the current protocol for evaluation of the gender effect on patterns of movement. The other limitation in this study was encountering with a nonhomogenous group of patients. Our results imply that proposed screening criteria [36] were not specific enough because nine patients showed similar kinematics to healthy subjects. Much larger multicenter studies are needed before we can develop more accurate criteria for diagnosis of LSI patients groups.

It seems that with using devices, such as digital videofluoroscopy which are capable of assessing kinematics of lumbar motion segments in vivo, clinicians probably could distinguish patients suspected to LSI. Therefore, in near future by using these noninvasive techniques the patients with LSI might be discriminated from other nonspecific LBP, appropriate plan of treatment could be designed and reassessment would be easier.

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