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Logo of bttDove Medical PressSubscribeSubmit a ManuscriptSearchFollowDovepressBiologics: Targets and Therapy
Biologics. 2010; 4: 91–101.
Published online 2010 May 25.
PMCID: PMC2880340

Everolimus: the first approved product for patients with advanced renal cell cancer after sunitinib and/or sorafenib


Everolimus (RAD001, Afinitor® Novartis) is the first oral inhibitor of mTOR (mammalian target of rapamycin) to reach the oncology clinic. Everolimus 10 mg daily achieves complete inhibition of its target at below the maximum tolerable dose for most patients. A phase III randomized placebo-controlled trial has examined the impact of everolimus in patients with clear cell renal cancers and progressive disease on or within 6 months of the VEGFR tyrosine kinase inhibitors sunitinib and/or sorafenib. The primary endpoint of progression-free survival was increased from median 1.9 to 4.9 months (hazard ratio 0.33, P < 0.001) and 25% were still progression-free after 10 months of everolimus therapy. There was a delay in time to decline of performance status and trends to improvement in quality of life, disease-related symptoms, and overall survival despite crossover of the majority of patients assigned to placebo. In 2009, everolimus was approved in the US and Europe as the only validated option for this indication. Toxicities are usually mild to moderate and can be managed with dose reduction or interruption if necessary. Opportunistic infections and non-infectious pneumonitis are seen as a class effect. Management of common practical management issues are discussed. Clinical trials are in progress to examine additional roles for everolimus in renal cancer, alone and in combination with other agents.

Keywords: everolimus, drug therapy, advanced renal cancer


Kidney cancer, more specifically renal cell cancer (RCC), is a significant cause of premature death and has been resistant to drug therapy until the past 5 years. There will be a projected 4600 new cases and 1600 deaths from kidney cancer in Canada in 2009,1 and 8 times that number in the US.2 About two-thirds of these events will occur in men, partly related to smoking incidence that increases risk substantially.3 There is no proven role for population screening or prevention. An average of 14.2 years of life are lost to each person dying of kidney cancer (based on British Columbia data).4

The extent of disease at the initiation of systemic therapy for advanced RCC is a major predictor of outcome, and patients can be divided into three prognostic groups – good, intermediate, or poor risk – using the Memorial Sloan-Kettering criteria5 with or without the additional predictive power of the number of involved sites.6 The most common presentation of advanced kidney cancer is now during follow-up after nephrectomy: such patients are often asymptomatic and in better general health than in the past with low metastatic burden and less comorbidity. A further substantial fit group of patients will have metastases diagnosed on screening before nephrectomy. Improving survival figures are in part due to lead-time bias from earlier recognition and therapy of metastases with the advent of more options. For example the median survival of the interferon alfa randomized trial arms in two pivotal studies was 9 months in 1999,7 compared with 20 months in 2008 allowing for crossover to a more active agent.8 Patients are therefore often candidates for multiple sequential lines of systemic therapy that are the focus of this review. Smaller cohorts of patients present with symptoms from metastases, paraneoplastic syndromes, or locally advanced tumors in the kidney, and may require a more palliative approach such as radiation as well as attempted systemic therapies.

There have been four eras of systemic therapy for advanced renal cancer: hormone therapy, chemotherapy, immunotherapy,9 and currently targeted therapy.10 One published randomized controlled trial has used a placebo control demonstrating that the natural history of RCC can sometimes be indolent, with 6.6% spontaneous partial remissions.11 Hormone therapy has been widely used as control therapy7 even recently.12 RCC is strikingly resistant to chemotherapy despite most new agents being tested. In the 1980s, immunotherapy became the dominant drug therapy, based on occasional durable remissions in highly selected patients treated with high dose interleukin-2,13 and small survival gains with the more generally applicable agent interferon alfa.7,14 Interferon became the safe and common standard of care for metastatic RCC;5 however most patients did not benefit and toxicity was substantial, setting the stage for the present era of targeted drugs.9

The first major recent advance was the recognition that renal cell cancer (RCC) includes several diagnostic entities that differ at the molecular level. The most common type of RCC is clear cell (ccRCC), about 75% of kidney cancers.15 Families with the rare von Hippel Lindau syndrome develop vascular tumors including ccRCC, and studies indentified underlying loss of a recessive tumor suppressor gene now known as the VHL gene. Subsequently it was shown that sporadic ccRCC has biallelic deletion, mutation, or methylation of the VHL gene, and this feature has a major role in the pathogenesis of the disease.16 Loss of the normal VHL gene product in ccRCC results in constitutional high expression of the hypoxia response gene HIF-1α (hypoxia-inducible factor 1 alpha) and its many downstream products including angiogenic growth factors like vascular endothelial growth factor (VEGF). Recently introduced drugs that target the VEGF pathway include bevacizumab (Avastin®; Genentech) with or without interferon alfa, and especially the VEGFR TKIs (VEGF receptor small molecule tyrosine kinase inhibitors) sunitinib (Sutent®; Pfizer), sorafenib (Nexavar®; Bayer), and others in various stages of development. Of these agents, only sunitinib has resulted in unequivocally improved overall survival for good and intermediate risk patients compared to first-line interferon alfa,17 and is now approved and widely used for first-line therapy of advanced ccRCC. Sorafenib is the best documented agent for second-line therapy after interferon alfa.18 Therefore there are increasing numbers of good performance status patients in need of further active treatment of metastatic RCC after disease progression on or soon after sunitinib and/or sorafenib. Everolimus (RAD001, Afinitor®; Novartis) has emerged as the leader in that setting, and the first to receive approval in the USA (March 2009) and Europe (August 2009) for use after failure of VEGFR TKI therapy.19 Poor prognostic risk patients treated with the intravenous mTOR inhibitor temsirolimus (CCI-779, Torisel® Wyeth) have improved overall survival,20 but represent a more palliative clinical situation than good-intermediate risk patients suitable for multiple lines of therapy.

Discovery and development of rapamycin and rapalogs

Rapamycin (sirolimus) is a macrolide antibiotic named for the remote Pacific island of Rapa Nui (formerly Easter Island), the origin of a soil sample obtained in 1965 (Figure 1) which yielded a new streptomycete, Streptomyces hygroscopicus, from which rapamycin was later derived at Ayerst Research Labs in Montreal.21 This discovery deserves major recognition because extended investigations of rapamycin and its derivatives successively demonstrated a unique combination of antifungal, immunosuppressive,22 antineoplastic,23 and even anti-aging properties.24 In 1999, rapamycin was approved in the USA for immunosuppression after organ transplantation and marketed as Rapamune® (Wyeth-Ayerst). Its target is a highly conserved kinase known in mammals as mTOR (mammalian target of rapamycin). Rapamycin has no other target so the inhibition of mTOR is one of the most specific targeted drug actions known.

Figure 1
A plaque commemorating the discovery of rapamycin (sirolimus) on Rapa Nui (Easter Island), near Rano Kau. The plaque is written in Brazilian Portuguese, and reads: In this location were obtained, in January 1965, soil samples that led to the discovery ...

The original compound rapamycin was too insoluble and unstable for parenteral use as an antineoplastic agent.25 Subsequently rapamycin ester analogs have been developed, known as rapamycins,25 or rapalogs.26 Current rapalogs include temsirolimus, everolimus (RAD001, Afinitor®), and agents still in development such as ridaforolimus (deforolimus, AP23473 Ariad®; Ariad Pharmaceuticals). These rapalogs have similar and highly selective action discussed below such that at least some overlap of clinical efficacy, toxicity, and predictors of benefit might be expected.

Mechanism of action of rapalogs

mTOR has a role in cell growth, proliferation, cell survival, and angiogenesis. Unravelling mTOR function is still incomplete but much progress has been made and a number of excellent reviews are available.23,2530 Originally identified from rapamycin-resistant yeast strains, TOR and its homologues are highly conserved in evolution, and centrally located in molecular pathways involved in cell proliferative responses to external factors including insulin-like growth factors and availability of oxygen and nutrients. mTOR is a large single chain polypeptide with 2549 amino acids and at least 5 binding domains (Figure 2).

Figure 2
mTORC1, mammalian target of rapamycin complex 1, consists of mTOR, raptor (regulatory protein of mTOR), and mLST8 (mammalian lethal with SEC 13). An additional component, PRAS40, has been omitted (see text). mTOR domains27 are shown in italics. The serine/threonine ...

mTOR forms two different multi-protein complexes called mTORC1 and mTORC2. mTORC1 is formed with raptor (regulatory protein of mTOR) and mLST8, and upon activation via the upstream PI3K-Akt pathway, has Ser/Thr kinase activity for its main downstream targets S6K1 (ribosomal p70S6 kinase 1), and 4E-BP1 (4E binding protein 1) resulting in disinhibition of the eukaryotic initiation factor 4E (eIF4E) and translation of multiple cell cycle regulating proteins (Figure 3). Recently an additional component of mTORC1, PRAS40 (proline rich Akt substrate 40 kDa), has been described that may allow Akt to directly inhibit TORC1 in energy-deprived conditions.23 mTORC1, but not mTORC2, is directly inhibited by rapamycin complexed to a cytophilin FKBP12 (originally identified as the binding protein for the immunosuppressive agent tacrolimus, FK-506). Rapamycin binds with high affinity (Kd ~0.3 nM) and specificity by binding into a hydrophobic cleft between mTOR and FKBP12.31

Figure 3
Major mTOR pathways.

mTORC1 is located on the PI3K-Akt-mTOR-p70S6K pathway, upregulated in many malignancies, that increases transcription of protein RNAs including HIF-1 (hypoxia inducible factor 1). HIF-1 lies at the crossroads for agents that target the mTOR pathway and those that target the VEGF pathway discussed earlier, thereby providing the basis for consecutive or concurrent use of agents that target the two pathways. It should however be noted that the site of action for VEGF targeted agents is thought to be vascular endothelial cells, whereas mTOR inhibitors act directly on tumor cells, as well as support tissues such as vascular endothelium where there are differences from VEGFR inhibitors.32 The combined pathway actions of everolimus provide a rationale for radiosensitization especially observed against vascular endothelium.33 Strategies for overcoming resistance may be novel for targeted agents and different for the VEGF and mTOR pathways.34

The role of a second complex of mTOR, mTORC2, is becoming clearer and requires revision of the simplistic cascade referred to previously. Inhibition of mTOR disrupts S6K negative feedback on the insulin receptor substrate (IRS) precursor of the Akt pathway resulting in undesirable upregulation and a potential mechanism of resistance.35 However in a minority of cell lines, prolonged rapamycin exposure also inhibits mTORC2 that is a key activator of Akt and therefore could mitigate or even block the Akt pathway.28,29 The mechanism of rapamycin inhibition of mTORC2 is not fully elucidated but could be by intracellular scavenging of mTOR. Another reason to block mTORC2 is that it appears to control the expression of HIF-2α that may be more important than HIF-1α in RCC.36 The complex pathway feedback loops are challenging for disease control but also provide numerous opportunities for the combination of everolimus with agents that block other targets,23 but whether these combinations will prove to have a higher therapeutic index than their consecutive use remains to be seen.

Clinical pharmacology

The approach to determining the standard dose of a chemotherapy agent in phase I trial is escalation to the maximum tolerated dose (MTD). However, targeted agents may fully block their target(s) below the MTD and this dose may be directly assessed especially where there is a single target as with mTOR inhibitors.37 Such an approach was used in the clinical development of temsirolimus and subsequently with everolimus. The dose-dependant antitumor efficacy of everolimus was shown in a rat pancreatic tumor model to correlate with prolonged inactivation of ribosomal protein S6 kinase 1.38 This relationship was examined in detail in phase I human studies with similar effects also seen for the other mTOR downstream effector eukaryotic initiation factor p4E-BP1.39,40 Modelling suggested that a daily schedule would exert a greater effect than weekly administration.41 Everolimus 10 mg by mouth daily was recommended for phase II studies.42

At least five metabolites of everolimus are known, all with low mTOR inhibitory effect.43 Unlike temsirolimus, everolimus is not a prodrug of rapamycin. The majority of metabolite excretion is hepatic – biliary – fecal. The peak concentration is reduced by a high fat diet, but the AUC is not; the AUC is proportional to dose. The terminal half-life is approximately 30 hours.44

Efficacy of everolimus: phase II

A phase II study of everolimus 10 mg daily for ccRCC has been completed and fully published.45 Forty-one patients were enrolled and were generally good performance status and minimally treated: 17% had no prior systemic therapy, 62% had one prior immunotherapy, and 22% had a VEGF inhibitor or other therapy. 37 were assessable for efficacy, with 14% objective partial remissions lasting 8 to 37 months and another 57% with stable disease for more than 6 months (the majority with at least minor tumor shrinkage). The safety analysis observed grade 1–2 anorexia, nausea, diarrhea, rash, and stomatitis in >10% of treated patients, grade 1–3 pneumonitis in 49%, and a variety of laboratory changes. However only 13/39 patients required a dose reduction to 5 mg, and no patient withdrew because of drug toxicity. These findings were confirmed in an additional cohort of patients previously treated with sunitinib or sorafenib,46 paving the way to the subsequent phase III study.

Second-line phase III study: RECORD-1; NCT00410124 (

RECORD-1 (REnal Cell cancer treatment with Oral RAD001 given Daily)

A pivotal trial of second-line everolimus for advanced clear cell RCC has been fully reported.47,48 All patients had progressive disease on (75%) or within 6 months (25%) after prior treatment with sunitinib, sorafenib, or both agents. Patient eligibility also required measurable disease, as well as adequate organ function and Karnofsky performance status (minimum KPS 70%, capable of self-care). The investigators used exemplary design and methodology, with central randomization, placebo control, independent blind radiologic review, and intent-to-treat analysis. It was powered to detect a 50% improvement in the primary endpoint of progression-free survival (PFS) allowing for two interim analyses. Patients were stratified by risk category,49 and by number of VEGFR TKIs (1 vs 2). All 410 enrolled patients received best supportive care; additionally two thirds of patients were randomly assigned to receive everolimus and one third received identically appearing placebo tablets. The patients, investigators, and independent assessment reviewers were all unaware of the random assignment. Everolimus 10 mg was taken daily by mouth unless protocol-specified adverse events (AEs) required a delay and/or dose reduction to 5 mg daily. Over three-quarters of enrolled patients were KPS 90% to 100% despite being heavily pretreated – over half had received immunotherapy, chemotherapy, or radiation in addition to sunitinib and/or sorafenib. The trial was closed early after the second interim analysis (first efficacy analysis) showed that a pre-specified degree of benefit had been surpassed and the criterion for a positive study met. The risk for disease progression at study closure on the everolimus arm was reduced by 70% compared to placebo (Figure 4) with similar reduction on more mature analysis (hazard ratio [HR] 0.33, 95% confidence interval [CI] 0.25 to 0.43, P < 0.001).48 All pre-specified and exploratory subgroups appeared to show improvement in the primary outcome of delayed progression resulting from disease stabilization and minor tumor shrinkage: 67% of everolimus vs 32% placebo-treated patients had stable disease for at least 8 weeks. Updated median PFS was 4.9 vs 1.9 months and, more importantly, the probability of remaining progression-free for at least 10 months was 25% on everolimus vs <2% on placebo.48 However remissions as conventionally defined by RECIST criteria50 occurred in only 2% of patients on the active treatment arm, and overall survival was similar for patients receiving everolimus or placebo. There was no difference in the time to deterioration of global quality of life (QOL) in the initial report,47 but subsequent analyses of performance status and disease-related symptoms did suggest a benefit.48 The time to a decline in performance status was longer on everolimus than placebo (5.8 vs 3.8 months, HR 0.66, P = 0.004). A summary of efficacy measures from the RECORD-1 trial is presented in Table 1.

Figure 4
Kaplan–Meier estimates of progression-free survival. Reprinted from The Lancet. 372:449–456. Motzer RJ, Escudier B, Oudard S, et al. Efficacy of everolimus in advanced renal cell carcinoma: a double-blind, randomised, placebo-controlled ...
Table 1
Efficacy measures from RECORD-1 trial

Therefore although a robust biological effect was clearly demonstrated, the clinical utility of this effect is less obvious and interpretation is required. For example, it is possible that there were beneficial effects on QOL resulting from stability and minor remissions that were offset by adverse effects of everolimus, a balance that might be quite sensitive to the details of toxicity management. PFS benefit may be a predictor of overall survival impact for this disease,51,52 and a beneficial impact on survival might be obscured by the protocol requirement to permit crossover of placebo-treated patients to receive everolimus after investigator-assessed disease progression, justified by ethical and recruitment considerations;47 112/139 (81%) patients initially assigned to placebo did cross to everolimus and enjoyed a median PFS of 5.1 months, ie, very similar duration to those initially assigned to the everolimus arm. In the absence of standardized ways to examine such possibilities, further analyses by post-hoc crossover censoring techniques must be regarded as hypothesis generating but are consistent with an improvement in overall survival (Table 1).53,54

Safety and tolerability of everolimus

Everolimus has turned out to be relatively safe and well tolerated, considering that mTOR blockade might cause disruption of diverse molecular pathways or serious consequences of immunosuppression. In the pivotal phase III study,47 safety was evaluated every 2 weeks for 6 weeks and then monthly, using the US National Cancer Institute Criteria v3.0.55 Due to adverse events, 39% of patients required a dose reduction from everolimus 10 mg to 5 mg by mouth daily, with or without temporary interruption of therapy, compared to 15% on placebo; 13% discontinued active treatment because of toxicity compared with 2% on placebo, usually because of lung disorder or fatigue.47,48 The subjective toxicities that were seen at least 10% more often in patients assigned to everolimus compared to placebo were stomatitis or mucosal inflammation, rash, asthenia, diarrhea, and nausea, mostly grade 1 or 2. Anemia and fatigue were common in both study arms. The following events occurred to grade 3 or 4 significantly more often in patients receiving everolimus than placebo: stomatitis, infections, pneumonitis, elevated cholesterol, hyperglycemia, lymphopenia, and hypophosphatemia. Four deaths were attributed to everolimus, one each due to pneumonitis, sepsis, candidiasis, and aspergillosis (Table 2).

Table 2
Serious adverse events in RECORD-1 trial47,48

A serious class toxicity for rapalogs including everolimus is drug-induced (non-infectious) pneumonitis,56 and this may be substantially more common than clinically apparent. For example, a blinded retrospective review of a phase III trial of temsirolimus found that 29% of patients had radiologic pneumonitis, compared to 9% clinical pneumonitis with dyspnea or cough and only 1% discontinued therapy.57 Likewise, a single institution subset of the RECORD-1 pivotal study of everolimus observed CT radiologic changes in 46% but only 7% clinical drug-induced pneumonitis.58 Only grade 3 or clinical pneumonitis requires drug interruption or discontinuation, others may be treated symptomatically and monitored for deterioration or resolution; grade 4 life-threatening pneumonitis was not seen. The average time to development of pneumonitis was 4 months and half were treated with steroids.48 A more detailed analysis and recommendations for pneumonitis management arising from this study is pending.47

Expanded access experience of everolimus

Following presentation of the early RECORD-1 study results,59 in July 2008 an expanded access program that made everolimus available to patients following therapy with sunitinib or sorafenib had enrolled 342 patients in 22 countries as of April 2009,60 and is ongoing in some locations pending regulatory approval.61 Eligibility permitted non-measurable disease. The safety profile is similar to the phase III study with no new toxicities recognized. Seventeen percent discontinued due to AE, similar to the phase III experience. However, of the first 168 patients for whom data are available, 71% experienced at least one grade 3 or 4 toxicity, suggesting that close monitoring and patient education are required to more clearly define the indications for dose reduction or interruption for evolving toxicity.

The question arises as to the use of everolimus following disease progression with new VEGFR tyrosine kinase inhibitors as these become available for study. The most recent additions to this drug family are axitinib (AG13736, Pfizer) and pazopanib (GW786034, GlaxoSmithKline), oral multikinase inhibitors with demonstrated activity in phase II studies and now in phase III trials. In phase II, pazopanib achieved a 35% objective response rate in patients who had not received prior VEGFR TKI therapy.62 Axitinib achieved a response rate of 23% in patients who had all received prior sorafenib.63 Such patients would appear to be eligible for inclusion in the expanded access study of everolimus,61 and the differential efficacy of everolimus after different VEGFR TKI sequences may become available in due course. In the meantime it is reasonable to use everolimus in this setting based on generally similar experience after sunitinib or sorafenib.

Although we do not yet have patient satisfaction data, it is likely that this treatment will be well received since it is very convenient as a daily oral pill, has proven efficacy in stabilizing the disease temporarily in the majority of patients, and is the only proven effective option after failure of VEGR TKIs. Significant toxicity is seen but, in most patients, is readily manageable with symptomatic care and dose modification or temporary interruption.

Practical management of safety issues

The integration of everolimus into clinical practice is at a preliminary stage. It appears that the safety profile of oral everolimus is similar to its analog temsirolimus, available since 2007 as a weekly intravenous treatment and for which practical management is well established.6466 The principles are: safety monitoring, early detection of toxicities or disease progression, and action appropriate to a palliative therapy. Serious toxicity is to be minimized by early treatment interruption and restart at a reduced dose of everolimus 5 mg/day if tolerated.

Patient selection

Approved patient selection is for tyrosine kinase refractory disease (progression on or immediately after), ambulatory performance status, adequate bone marrow and hepatic function, and clear cell predominant histology.

Where permitted, off-label use in non-clear cell RCC may be considered since temsirolimus has some evidence to support its use in that context.69 Everolimus is in phase II for patients with papillary renal cancers,70,71 and prior to nephrectomy for patients with metastases at diagnosis.72

Prediction of benefit of mTOR inhibitors

Much needed for targeted agents in general are biomarkers to predict patients who are more likely or very unlikely to benefit. A substantial study of 375 patients investigated the prognostic significance of mTOR pathway components in tumors obtained at nephrectomy, and observed adverse prognostic impact on disease-specific survival of pS6K, PTEN and Akt independent of stage.73 A small study further suggested that pS6K and possibly Akt were predictors of response to temsirolimus for advanced RCC.67,74 However an extension of the study20 of temsirolimus for poor prognosis advanced RCC did not find a correlation between PTEN and HIF-1αwith outcome.75 Work on biomarkers to predict benefit of everolimus is underway.76 Once treatment is initiated, it may be possible to assess pharmacokinetic effects on glucose metabolism in as little as a week by PET scanning.77

Ongoing clinical research

Everolimus has an established place as the preferred single agent for second-line treatment of ccRCC after sunitinib and/or sorafenib. Research is actively examining additional scenarios for its use. Many combinations of everolimus with other classes of targeted drugs or chemotherapy are being tested in phase I/II trials. The relevant combinations for ccRCC combine everolimus with another agent that targets the same PI3K/Akt/mTOR pathway at another level (vertical blockade), or a different pathway (horizontal blockade).78 Vertical blockade with everolimus and imatinib was toxic, gave PFS similar to everolimus alone, and was not recommended for further development.79 Horizontal blockade combining everolimus with a VEGF pathway inhibitor is proceeding actively eg, sunitinib,80 sorafenib,81 or bevacizumab. Of these, the everolimus – bevacizumab combination is the only one where both drugs are tolerated at full dose,82 has promising activity,83 and has now reached randomized phase II testing compared to the established IFN-bevacizumab regimen in the first-line setting (RECORD-2 study).84 Agents that block mTOR complex 2 or the S6K feedback loop (Figure 3) would be of special interest.26

Now that multiple oral targeted agents are available and adequately well tolerated for chronic use, trials are starting to examine whether there might be a preferred sequence eg, for inhibition of the mTOR and VEGF pathways. The phase III RECORD-3 study85 will randomize patients to everolimus or sunitinib first-line, and cross-over to the other agent at disease progression.


Consequent to a large well performed phase III trial, everolimus has become the standard second-line agent after the approved first-line drugs sunitinib and/or sorafenib for patients with advanced clear cell renal cancer. The majority of patients with advanced disease are now diagnosed early at presentation or on surveillance after nephrectomy and remain in good performance status for an extended time and so are eligible for everolimus. Everolimus has been recently approved by the FDA in the USA, and by European Medicines Agency in Europe. Guidelines in developed countries for the treatment of RCC are reasonably concordant,86 and now include everolimus as the preferred treatment for VEGFR inhibitor resistant disease in the USA,87 Europe,88 and Canada.89 Future randomized trials in the second-line setting after VEGF pathway inhibitors will need to use everolimus as comparator in the control arm. The benefits of second-line everolimus are modest with temporary stablization the most common advantage over placebo. Everolimus drug combinations and/or use earlier in the disease may confer greater benefits. The impact on overall survival has become difficult to demonstrate because of crossover of patients to the alternate arm. Validated and agreed statistical methods are needed and appear feasible for the use of censoring techniques to determine survival benefit in a crossover setting.53,54

Table 3
Practical recommendations for everolimus therapy44



The author declares no conflicts of interest.


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