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Conceived and designed the experiments: TJC JP AZ KD. Performed the experiments: TJC JP RM. Analyzed the data: TJC JP RvZS PLS KD. Contributed reagents/materials/analysis tools: BN KD. Wrote the paper: TJC JP. Oversaw laboratory experiments: KD. Preparation of the manuscript: KD, RvZS, PLS, AM, BN. Assistance with statistics: RvZS, PLS. Assisted with laboratory experiments: RM. Supervision of laboratory services: BN.
The diagnosis of smear-negative or sputum-scarce tuberculosis (TB) is problematic as culture takes several weeks and representative biological samples are difficult to obtain. RD-1 antigen-specific interferon-γ release assays (IGRAs) are sensitive and specific blood-based tests for the diagnosis of M. tuberculosis infection. The feasibility and diagnostic utility of this rapid immunodiagnostic assay, using cells from induced sputum, is unknown.
Cells isolated from induced sputum were co-cultured with ESAT-6 and CFP-10 antigens using a standardized enzyme-linked immunospot (ELISPOT) assay (T-SPOT®.TB) in 101 consecutively recruited TB suspects or non-TB controls. An optimization phase using 28 samples was followed by a validation phase using samples from 73 participants (20 with definite or probable TB, and 48 with non-TB). Despite optimization of sputum processing 65/73 (89%) of the IGRAs in the validation phase were inconclusive. 44/73 (60%) tests failed due to sputum induction-related factors [sputum induction-related adverse events (n=5), inadequate sputum volume (n=8), non-homogenisable sputum (n=7), and insufficient numbers of cells to perform the assay (n=24)], whilst 20/73 (27%) tests failed due T-SPOT®.TB assay-related factors [excessive debris precluding reading of spots in the ELISPOT well (n=6), failure of the positive control (n=11), or high spot count in the negative control (n=3)]. Only 8/73 (11%) of the available samples could therefore be correctly categorized (7 definite or probable TB, and 1 non-TB patient). Thus, 13/20 (65%) of the definite or probable TB cases remained undiagnosed.
Rapid immunodiagnosis of pulmonary TB by antigen-specific IFN-γ ELISPOT responses, using cells from induced sputum, is possible. However, the test, in its current ELISPOT format, is not clinically useful because the majority of the assays are inconclusive.
Tuberculosis (TB) has become a public health catastrophe in the developing world. The most recent WHO figures estimate a worldwide TB incidence of 9.27 million per year and 1.8 million deaths annually . TB control efforts are hampered by suboptimal diagnostic tools and techniques. The sensitivity of routine smear-microscopy is approximately 50% , culture techniques take several weeks to yield results, and suitable representative biological samples are frequently unobtainable either due to lack of sputum production or poor sample quality. The HIV pandemic compounds this problem by increasing the incidence of smear-negative and sputum-scare TB .
Alternative techniques to obtain pulmonary samples are required in these patients including sputum induction (SI), gastric washings and bronchoscopy , . However, bronchoscopy is expensive, invasive and not widely available in resource-limited settings, while gastric washing is largely limited to use in children. In contrast, sputum induction is non-invasive, less costly, has fewer side effects and has been shown to provide an equal, or higher microbiological yield when compared to bronchoscopy , , . In resource-limited settings, therefore, the use of sputum induction could provide an ideal patient-friendly option. Nevertheless, rapid diagnosis of Mycobacterium tuberculosis (M.tb) is still frequently impossible given the low yield of smear microscopy, approximately 7–32% in this context , .
More recently the interferon-γ release assays (IGRAs) based on peripheral blood mononuclear responses to M.tb region of difference-1 (RD-1)-specific antigens [early secretory antigenic target-6 (ESAT-6) and culture filtrate protein-10 (CFP-10)], have been shown to be highly sensitive and specific tests for the diagnosis of M.tb infection , . In addition, the standardised RD-1 ELISPOT assay (T-SPOT®.TB) has also shown to be an accurate tool for the rapid diagnosis of active TB using cerebrospinal fluid mononuclear cells , and broncho-alveolar lavage cells , . Thus, the ELISPOT assay can be accurately used to diagnose active TB using cells from the site of disease.
We hypothesized that performing an IGRA, using mononuclear cells from induced sputum, could enable rapid immunodiagnosis of TB in a more patient-friendly and cost-effective manner. The feasibility and diagnostic utility of this approach using RD-1 antigen-specific ELISPOT responses has hitherto not been evaluated.
Eighty-one adults with suspected TB and twenty non-TB controls (8 with COPD or asthma, 6 with interstitial lung disease, 2 with cystic fibrosis, 2 with bronchiectasis, and 2 with lung cancer) were recruited from primary health care clinics in suburban Cape Town, and the Respiratory Clinic at Groote Schuur Hospital, South Africa between March 2008 and March 2010. (Figure 1) All patients had a chest x-ray and sputum induction performed. Standard short course anti-TB therapy was administered, when appropriate, according to local guidelines.
Ethical approval was obtained from the University of Cape Town's Health Science Faculty Research Ethics Committee (REC number 421/2006). Each patient gave written informed consent prior to participation in the study.
All participants were requested to rinse their mouths with water and then be seated in an enclosed negative-pressure sputum induction booth. Approximately 20 ml of sterile 5% hypertonic saline (Sabax, Adcock Ingram Critical Care (PTY) LTD, Johannesburg, South Africa) was delivered via a Wilson's 402A ultrasonic nebuliser (Medimark, South Africa) over a period of 15 minutes or until 4–12 ml of induced sputum could be collected in a sterile container. No pro-expectorating maneuvers, such as chest percussion, were employed. Induction was immediately terminated if side effects such as dyspnoea, chest discomfort or nausea were reported. Strict infection control measures were followed during sample acquisition and processing. To avoid confounding, the same technician performed all laboratory assays and was blinded to the patient's final diagnosis.
Given the lack of established processing methods, using induced sputum cells in an ELISPOT assay, an optimization phase using 28 patient samples was undertaken (see figure 1). To determine the optimal method for sputum homogenization different volumes of 0.1% dithiothreitrol (DTT) (Sigma, UK) were added to sputum samples, and the volume and rolling time determined by the sample's final macroscopic appearance, viability of the induced sputum mononuclear cells (trypan blue method), and the degree of background discoloration in the ELISPOT well. In summary, a 21 volume ratio of 0.1% DTT to induced sputum with a rolling time of 20 minutes was sufficient to digest all mucins with minimal cell death and background well discoloration of the assays.
After homogenization and cell counting (Neubauer Haemacytometer) the sample was filtered either through 2-ply sterile gauze [22% (range 0–54%) loss of mononuclear cells], a 100 µm cell strainer [56% (range 17–100%) cell loss]or using a ficoll density gradient centrifugation [93% (range 85–99%) cell loss]. Thus, using sterile gauze was determined to be the optimal filtration method.
To determine the optimal number of cells to be used per ELISPOT well, mononuclear induced sputum cells from 3 smear-positive subjects with TB were plated in duplicate wells at several concentrations. 250 000 cells/well was determined to be the optimal cell number to be used per well with a further increase in cell number per well diminishing antigen-specific responses (Figure 2).
Seventy-three patients were included in the validation phase (Figure 1). Samples were processed according to methods derived from the optimization phase (dilution with 0.1% DTT twice the sputum volume, homogenization and rolling for 20 minutes at room temperature, and filtration through 2-ply sterile gauze). A 2–6 ml aliquot was removed and sent for microbiological testing. The sample was then washed twice with BioWhittaker® 10% phosphate buffered saline (Lonza, Walkersville, USA) and cells isolated by centrifugation at 300×g for 10 minutes. Mononuclear cells were resuspended in 1–2 ml AIM-V® medium (Gibco, Invitrogen) counted, viability assessed and plated in duplicate in the ELISPOT assay.
The T-SPOT®.TB assay was performed as per the manufacturer's instructions. Spot forming units/106 cells (SFUs), representing IFN-γ release by peptide-specific T cells, were counted with an automated AID-ELISPOT reader system (Autoimmun Diagnostika, Strassberg, Germany), and confirmed by manual counting. The diagnosis of TB was based on the number of SFUs according to the manufacturer's guidelines for peripheral blood mononuclear cells.
Smear-microscopy was performed on centrifuged and processed sputum using fluorescence microscopy, and sputum quality was assessed using Gram staining. The following criteria were used for final diagnostic classification:
Statistical analysis was performed using STATA version 8. GraphPad Prism (version 4.0 or higher) was used for graphs and figures.
The demographic characteristics of the seventy three subjects included in the validation phase are shown in table 1. The HIV prevalence was 29%. Sixteen (23%) patients had definite TB, 4 (6%) probable TB and 48 (71%) non-TB. There were no significant differences between the definite and non-TB groups.
The median duration of sputum induction was 15 minutes (range: 5–20 minutes). Periods of less than 15 minutes were deemed acceptable if a suitable sample was obtained. Five (6%) of the total 73 sputum inductions were prematurely terminated (nausea and/or vomiting in 2 patients and chest pain in 3 patients). The median volume of induced sputum was 7 ml (range: 4–12 ml) while 8 patients produced ≤1 ml which was considered inadequate for further processing (a summary of test outcomes and reasons for un-evaluable results is presented in Table 2). Due to the presence of large mucus plugs 7 samples could not be successfully homogenised, and thus could not be adequately filtered. Amongst samples successfully homogenised, filtered and washed the median (range) sputum cell concentration (cells/milliliter sputum) was 0.1×106 cells/ml (0–2.4×106), and the viability greater than 90%. The differential cell counts showed a median (range) lymphocyte count of 21% (0–75%) and neutrophil count of 79% (10–95%). Scanty macrophages were occasionally detected. Female patients produced significantly less sputum volumes and consequently sputum cell concentrations (p=0.027 and p=0.038, respectively). There was no correlation between induced sputum volumes, cell concentrations or age, and HIV status. Total sputum cell numbers were highly variable and in 23 patients there was insufficient cells to perform the T-SPOT®.TB assay (Table 2) while in a further 19 cases the samples' total cell yields were insufficient to plate the optimal 250 000 cells/well, and consequently these assays we performed using concentrations above 100 000 cells/well.
Of the 73 patients included in the validation phase, after processing only 29 samples had a sufficient total cell number to warrant performing the T-SPOT®.TB assay (Table 2). Only eight of these 29 samples produced evaluable T-SPOT®.TB results. The main reasons for unevaluable T-SPOT®.TB assay results are outlined in table 2 and photographic examples are shown in Figure 3A–F.
Thus, overall only 8/73 (11%) of the samples collected yielded an evaluable T-SPOT®.TB result. Of these 7 were positive with a median(IQR) of 96(21,164) SFUs for the ESAT-6 and 64 (0,250) CFP-10 wells, respectively. All 7 positive samples were from TB patients and the one negative sample was from a non TB patient. The relationship between evaluable T-SPOT®.TB results and AFB smear and culture results are illustrated in table 3.
We evaluated the diagnostic utility of induced sputum mononuclear cells in the RD-1 ELISPOT assay as a rapid immunodiagnostic test for active tuberculosis. However, only 8/73 (11%) collected samples yielded evaluable test results. Nevertheless, despite the major technical difficulties and frequent invalid results, the assay was highly sensitive in the limited number of evaluable results. Our study, using a standardized ELISPOT assay incorporating RD-1 specific antigens (ESAT-6 and CFP-10), confirms that rapid immunodiagnosis of M.tb infection is indeed possible using mononuclear cells from induced sputum, but demonstrates that due to technical factors its clinical utility is limited.
In contrast to our findings Breen et al. demonstrated, in a limited number of patients, that induced sputum could successfully be used for immunological diagnosis of TB using purified protein derivative (PPD)-driven cells in a flow cytometric or ELISPOT assay . However, the ELISPOT assay which can be interpreted using a magnifying lens and with minimal training, obviates the need for technical competence in flow cytometry and costly instrumentation such as a flow cytometer, making it more appealing for use in a developing world setting. Moreover, they studied PPD-associated responses which are non-specific and detectable even in patients with LTBI. By contrast RD-1 specific responses in the lung are highly specific even in high burden countries where the prevalence of LTBI is over 50% , . Breen et al. produced evaluable test results in all 9 study patients in whom ELISPOT was performed and total cell yield from induced sputum samples were almost 6 times greater than those found in our study. How do we explain these results? We used unselected and consecutively recruited patients, a different population group, and different sputum processing methodology. Several other factors including disease extent, the small number of patients evaluated by ELISPOT in the Breen study, the duration of sputum induction and volume of hypertonic saline used, and malnutrition and hence attenuated immune responses, may explain the discordant results.
The key drawback of the ELISPOT assay when using cells from induced sputum was the high proportion (89%) of inconclusive results. Insufficient cell yield (31%) was the most common reason for non-evaluable assays. This is not surprising as sputum induction samples the large airways rather than the alveolar spaces where the majority of the mononuclear cells reside. The low cellular yield is exacerbated by the variable though low proportion of lymphocytes in pulmonary samples. Increasing the numbers of cells per well is unlikely to have helped as demonstrated by the cell-cytokine response curves (Figure 2). We ensured maximal sample yield through using at least 20 ml of hypertonic saline and nebulising for at least 15 minutes. The volume and number of mononuclear cells isolated from the induced sputum samples in our study was less in females, an association previously reported  but did not correlate with age or HIV positivity. Therefore, neither obtaining a larger sample volume, nor exposing the patient to sputum induction for longer, is likely to overcome the problem of insufficient cells. Furthermore, cell viability was greater than 90% in all samples processed and consequently this factor is unlikely to have contributed to the poor test outcomes.
Other factors accounting for the inconclusive results included high IFN-γ readouts in the negative control well and high background discoloration of the wells likely related to the high protein and mucus content of induced sputum. It may be argued that one or more of these factors could be reduced thereby improving the diagnostic utility and feasibility. However, we believe this is unlikely for several reasons. Increasing the length of mixing time after addition of DTT failed to improve sample quality. Moreover, previous studies , ,  suggest a high degree of spontaneous IFN-γ release by mononuclear cells, in the absence of any exogenous stimuli, especially those compartmentalized to the lungs of patients. Finally, several steps were taken to minimise cellular and other debris.
A limitation of our study was that concurrent blood and induced sputum assays were not performed, however, the limited utility and poor specificity of peripheral blood responses for active TB have been clearly demonstrated in high burden settings . It is possible, though unlikely, that population-specific factors may have played a role and thus our findings require confirmation in different geographical settings.
In summary, we have confirmed that antigen-specific ELISPOT responses can be detected using cells from induced sputum for the diagnosis of TB. However, due to several technical factors the proportion of inconclusive results is too high to warrant current clinically utility. Further studies are now required to improve the assay formats and technologies used so that in the future rapid immunodiagnosis using cells from induced sputum may be feasible.
We are grateful to Sister Cooper and her nursing staff, Sister H. Chordnum and Mr D. Siganga for their assistance with subject recruitment.
Competing Interests: Dr Keertan Dheda is on one PLoS ONE editorial board. The authors have no further competing interests.
Funding: This study was supported by the National Research Foundation (NRF) and a TBSusgent grant from the European Commission (EU-FP7). JP is supported by a SATBAT award, a Discovery Foundation Fellowship and by the Fogarty International Clinical Research Scholars/Fellows Support Centre National Institutes of Health grant R24TW007988. RVZS is supported by a Discovery Foundation Fellowship and by the Fogarty International Clinical Research Scholars/Fellows Support Centre NIH grant R24TW007988. KD is supported by a TBsusgent grant from the European Commission (EU-FP7), the EDCTP, a SA MRC Career Development Award, a Canadian CIHR award, and a NRF/SARChI award. Prof. A. Zumla receives support from EU (TrDNA), EuropeAID (ADAT), EDCTP, MRC (UK) and the NIHR UCLH-CBRC. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.