Search tips
Search criteria 


Logo of nihpaAbout Author manuscriptsSubmit a manuscriptHHS Public Access; Author Manuscript; Accepted for publication in peer reviewed journal;
Nature. Author manuscript; available in PMC 2010 October 22.
Published in final edited form as:
PMCID: PMC2859099

Ku is a 5'dRP/AP lyase that excises nucleotide damage near broken ends


Mammalian cells require Nonhomologous end joining (NHEJ) for efficient repair of chromosomal DNA double-strand breaks1. A key feature of biological sources of strand breaks is associated nucleotide damage, including base loss (abasic or AP sites)2. At single strand breaks, 5' terminal abasic sites are excised by pol β's 5'dRP lyase activity3,4,5,6: we show here in vitro and in cells that accurate and efficient repair by NHEJ of double-strand breaks with such damage similarly requires 5'dRP/AP lyase activity (Figure 1a). Classically defined NHEJ is moreover uniquely effective at coupling this end-cleaning step to joining in cells, helping distinguish this pathway from otherwise robust alternate NHEJ pathways. Surprisingly, the NHEJ factor Ku can be identified as an effective 5'dRP/AP lyase. Similar to other lyases7, Ku nicks DNA 3' of an abasic site by a mechanism involving a Schiff base covalent intermediate with the abasic site. We demonstrate using cell extracts that Ku is essential for efficient removal of AP sites near double-strand breaks and, consistent with this result, joining of such breaks is specifically reduced in cells complemented with a lyase-attenuated Ku mutant. Ku had previously been presumed only to recognize ends and recruit other factors that processed ends; our data supports an unexpected direct role for Ku in end processing steps as well.

Figure 1
NHEJ of ends with abasic sites. Substrate cartoons show position of abasic site (open circle; if reduced, closed circle) relative to intact nucleotides (blocks/letters). a, Repair of strand breaks (single strand, SSB; double-strand, DSB) with associated ...

Abasic sites are frequently associated with double-strand breaks generated by ionizing radiation, treatment with radiomimetic drugs2,8, after aborted base excision repair9,10, or as an intermediate in class switch recombination11,12. We first addressed how NHEJ resolves such damage in vitro, using 250 bp DNA substrates with abasic sites located near their 5' termini (5'dRP-EJ, AP-EJ, Figure 1b) and purified human NHEJ core factors (Ku, DNA-PKcs, XLF/Cernunnos, and XRCC4-LigaseIV). Joining was unexpectedly efficient without addition of a known 5'dRP/AP lyase (Figure 1b, lanes 2 and 5). Nevertheless, characterization of junctions indicated ligation occurred after precise excision of the abasic site (Supplemental Figure 1c), and ligation was negligible if 5'dRP/AP lyase activity was blocked3 by prior reduction of substrate abasic sites (Figure 1b, “R”). NHEJ must therefore employ lyase activity for excision of 5'terminal abasic sites in a manner similar to short patch base excision repair (BER) (Figure 1a). Additionally, our purified NHEJ core factor preparations are surprisingly sufficient to perform this function.

We next asked if a 5'dRP/AP lyase was also important in NHEJ of such substrates in cells. We used Ku70 and p53 deficient mouse dermal fibroblasts13 either complemented by expression of a mouse Ku70 cDNA (+Ku70) or an empty vector control (+vector), and introduced into these cells variations of the abasic site-containing substrates described above as well as undamaged control versions of these substrates. Quantitative polymerase chain reactions (qPCR) were then used to assess efficiency of overall recovery as well as head-to-tail joining (substrate and junction qPCRs; Figure 1c).

Cells proficient in classically-defined NHEJ (+Ku70) were equally effective in joining substrates with an embedded normal AP site (5'A○AT) as they were in joining undamaged control substrates (5'ATAT, 5'AT) (Figure 1d; columns 1, 3 and 7). Using restriction enzyme digestions diagnostic for specific junctions (Supplemental Figure 2a) we further determined undamaged ends (5'ATAT, 5'AT) were usually joined without deletions or additions (Supplemental Figure 2b), as expected. By comparison, the 5'A○AT substrate was typically joined after precise excision of the AP site, but with no further addition or deletion (Supplemental Figure 2b), consistent with in vitro data and the model in Figure 1a. Also consistent with in vitro data, reduction of the AP site (and consequent blocking of 5'dRP/AP lyase activity; 5'A●AT) decreased cellular ligation ~20 fold (Figure 1d, columns 3 and 5). The majority of junctions that were formed contained deletion of DNA flanking the reduced AP site (Supplemental Figure 2b, c). Excision of AP sites near DSBs by a 5'dRP/AP lyase is thus critical for efficient and accurate resolution of such ends by cellular NHEJ (Figure 1a).

Consistent with other studies14,15 (reviewed in16) an alternative to NHEJ (Alt-NHEJ) allows for significant joining of undamaged ends in Ku70 deficient cells (Figure 1d, columns 1 and 2, 7 and 8). In comparison to classical NHEJ however, a near-terminal abasic site is a clear barrier to Alt-NHEJ and reduction of the AP site no longer has a significant impact (Figure 1d, columns 2, 4, 6). Even the intrinsically less stable terminal abasic site (5'dRP) is a strong barrier to Alt-NHEJ, but not Ku-dependent NHEJ (Supplemental Figure 3). We conclude Ku-dependent NHEJ is uniquely able to couple 5'dRP/AP lyase activity to joining (Figure 1a), and that this activity is critical for efficient and accurate resolution of ends with such damage.

The experiment described in Figure 1b indicated that one of the known NHEJ core factors might be a 5'dRP/AP lyase. Of the four core factors employed in this assay only Ku had significant activity on its own: Ku excised both terminal (5'dRP, Supplemental Figure 4a) and penultimate (AP sites, Figure 2a) abasic sites, resulting in species that co-migrate with alkali-cleaved controls (Figure 2a, lane 8). This is consistent with cleavage 3' of the abasic site and production of a 5' phosphorylated terminus. Activity was also blocked by substitution of abasic sites with an analogue resistant to lyase activity3 (Figure 2a, lane 11). 5'dRP/AP lyases can be further characterized by trapping of a covalent reaction intermediate. Nucleophylic lysines in lyase active sites form a Schiff base with the 1′ carbon of the abasic site (Figure 2b), and this normally triggers cleavage of the phosphodiester bond 3' of the abasic site through β elimination7. Addition of NaBH4 reduces this intermediate to instead make a stable protein-DNA adduct - if the DNA substrate is radioactive, NaBH4 treatment radiolabels the active lyase. As expected, adducted species required both the abasic site and NaBH4 and were consistent with DNA adducted to Ku70 and Ku80 (confirmed by mutant analysis, Figure 2c). Importantly, NaBH4 trapping identifies even weak nucleophiles. In this regard DNA-PKcs, though also capable of forming an adduct (Supplemental Figure 4b), typically does little to directly impact activity of the Ku heterodimer (e.g. Figure 2a) whether DNA-PKcs is active as a kinase or not (Supplemental Figure 4c).

Figure 2
5'dRP/AP lyase activity of purified NHEJ factors. a, 1 nM radiolabeled 40 bp AP-DSB substrate with abasic site (open circle, lanes 1–8) or lyase-resistant analogue (tetrahydrofuran; filled circle, lanes 9–11) were incubated with 2.5 nM ...

We further characterized Ku70's contribution to activity by systematic mutagenesis of 21 candidate catalytic lysines. Mutation of K31 alone diminished Ku70's ability to form a Schiff base (unpublished data), but additional mutation of two nearby17 lysines (K160, K164; Supplemental Figure 5a) was required to completely ablate adduct formation (Ku70 3A, Figure 2c). However, the Ku 70 3A mutant only reduces 5'dRP/AP lyase activity 2 fold (Supplemental Figure 5c) and promotes adduction with Ku80 (Figure 2c), indicating nucleophiles within Ku80 can at least partly compensate. Similar observations of compensating activity have been observed after mutation of the primary nucleophiles in other biologically important 5'dRP lyases (e.g. Pol4 KK247::248AA18, Pol β K72A19). The modest lyase defect observed with the Ku70 3A mutant in vitro was nevertheless sufficient to cause a comparable defect in NHEJ of 5'dRP containing substrates in cells (Figure 2d, Supplemental Figure 5d). Importantly, the mutant heterodimer is not significantly defective for DNA end binding in vitro (Supplemental Figure 5b) or joining of the undamaged control substrate in cells (Figure 2d, Supplemental Figure 5d). Notably, general loss of function was observed with a more severe perturbation of the candidate active site (deletion of Ku70 aa 4–34; unpublished data). Taken together, this data is consistent with a significant and non-redundant role for Ku's 5'dRP/AP lyase activity in NHEJ of ends with associated abasic sites.

Is Ku a robust 5'dRP/AP lyase? 5'dRP and AP sites are excised by Ku with half lives of 2.7 and 7.0 minutes, respectively (Supplemental Figure 6a). These rates are readily accommodated within the typical half life of radiation-induced double-strand breaks in cells20 and are in the range of rates of dRP removal as performed during BER/SSBR4,21,22. However, proximity of an abasic site to a DSB can present a barrier for canonical dRP/AP lyases. For example, while Pol β is proficient at this step at single strand breaks (5'dRP-SSB) (where Ku is not significantly active)23 (also Supplemental Figure 6b), its activity is greatly reduced at DSBs. Ku, however, is active at DSB ends - approximately 10 fold more active than is pol β (Supplemental Figure 6b). Another pol X member, pol λ, is implicated in NHEJ, but its 5'dRP lyase activity24 is even more restricted to single strand breaks than pol β (Supplemental Figure 6c). These results are consistent with genetic studies arguing against an important role for lyase activity of pol 4, the only pol X member in S. cerevisiae, in cellular NHEJ of ends with nearby abasic sites25.

We next tested whole cell extracts to more comprehensively assess the importance of Ku's 5'dRP/AP lyase activity. Strikingly, extracts specifically deficient in Ku (Supplemental Figure 7a) were 70 fold (human cell extracts) or 5 fold (rodent cell extracts) less active than matched control extracts in excising DSB terminal abasic sites (Figure 3a and b). Moreover, human cell extracts have much higher specific activity than rodent cell extracts, consistent with Ku's greater abundance in primates26. Ku is also the primary factor in extracts that forms covalent protein-DNA intermediates trapped by NaBH4 (Figure 3c), arguing that requirement for Ku in activity assays is not due to recruitment by Ku of other 5'dRP/AP lyases. Similar results were observed using DNA damaged in vitro with the radiomimetic drug bleocin (Supplemental Figure 7b), consistent with an important role for Ku in cleaning termini with abasic site damage derived directly by oxidation8 as well as after glycolysis (Figures 13). We therefore conclude that Ku easily accounts for the majority of 5'dRP/AP lyase activity in cell extracts when AP sites are near 5' termini of double-strand breaks.

Figure 3
AP lyase activity of cell extracts with or without Ku. a, b, c, 1 nM AP-DSB at 37°C was incubated with 1 μg Mock depleted (Mock), Ku depleted (α-Ku), or Ku depleted + 4 ng recombinant Ku (α-Ku+rKu) human (HeLa) cell extracts, ...

We show both in vitro and in cells that NHEJ can and must “clean” termini of abasic sites, a class of nucleotide damage commonly associated with strand breaks, before such broken ends can be joined. Notably, abasic sites are a strong barrier to Alt-NHEJ, suggesting a general inability of Alt-NHEJ to couple end cleaning steps to joining might help explain why mammalian cells deficient in classical NHEJ are so radiosensitive1,27. That NHEJ utilizes a 5'dRP/AP lyase for excision of near terminal abasic sites is a striking parallel to short patch BER/SSBR (Figure 1a), and has clear advantages: the ability to specifically excise damage allows for more conservative resolutions than less directed end processing mechanisms. We further surprisingly identify the “scaffolding” factor Ku as the 5'dRP/AP lyase NHEJ employs for this function.

Methods Summary

For in vitro end joining and lyase reactions recombinant purified Ku, XRCC4-LigaseIV, XLF/Cernunnos, and/or DNA-PKcs purified from Hela cells were incubated with radiolabeled substrates before analysis by electrophoresis. For cellular NHEJ assays a dermal fibroblast line from a mouse deficient in Ku70 and p5313 was engineered by retroviral transduction to express wild type mouse Ku70, Ku70 3A, or an empty vector control. Expressing cells were then purified by selection for puromycin resistance. NHEJ substrates were introduced into these cells by electroporation, harvested, and sample recovery and NHEJ efficiency assessed by qPCR. NHEJ accuracy was further assessed by digestion of amplified junctions with a restriction enzyme diagnostic for predicted products.

Supplementary Material



We would like to thank Drs. Martin Gellert, Thomas Kunkel, Miguel Garcia-Diaz, Thomas Traut, Lynn Harrison, and Kathryn Meek for helpful comments. This work is supported by PHS grant CA 84442 and a Leukemia and Lymphoma Society scholar award to DAR, as well as PHS grants R01 CA76317-05A1 and P01 AG17242 to PH.


Supplemental Information.

Author Information Reprints and permissions information is available at


1. Jeggo PA. Studies on mammalian mutants defective in rejoining double-strand breaks in DNA. Mutat. Res. 1990;239:1–16. [PubMed]
2. Ward JF. The complexity of DNA damage: relevance to biological consequences. Int. J. Radiat. Biol. 1994;66:427–432. [PubMed]
3. Matsumoto Y, Kim K. Excision of deoxyribose phosphate residues by DNA polymerase β during DNA repair. Science. 1995;269:699–702. [PubMed]
4. Prasad R, Beard WA, Strauss PR, Wilson SH. Human DNA polymerase beta deoxyribose phosphate lyase. Substrate specificity and catalytic mechanism. J. Biol. Chem. 1998;273:15263–15270. [PubMed]
5. Sobol RW, et al. The lyase activity of the DNA repair protein β-polymerase protects from DNA-damage-induced cytotoxicity. Nature. 2000;405:807–810. [PubMed]
6. Allinson SL, Dianova, Dianov GL. DNA polymerase β is the major dRP lyase involved in repair of oxidative base lesions in DNA by mammalian cell extracts. EMBO J. 2001;20:6919–6926. [PubMed]
7. Piersen CE, Prasad R, Wilson SH, Lloyd RS. Evidence for an imino intermediate in the DNA polymerase β deoxyribose phosphate excision reaction. J. Biol. Chem. 1996;271:17811–17815. [PubMed]
8. Pogozelski WK, Tullius TD. Oxidative strand scission of nucleic acids: routes initiated by hydrogen abstraction from the sugar moiety. Chem. Rev. 1998;98:1089–1108. [PubMed]
9. Ahnstrom G, Bryant PE. DNA double-strand breaks generated by the repair of X-ray damage in Chinese hamster cells. Int. J. Radiat. Biol. Relat. Stud. Phys. Chem. Med. 1982;41:671–676. [PubMed]
10. Yang N, Galick H, Wallace SS. Attempted base excision repair of ionizing radiation damage in human lymphoblastoid cells produces lethal and mutagenic double-strand breaks. DNA Repair (Amst) 2004;3:1323–1334. [PubMed]
11. Di Noia JM, et al. Dependence of antibody gene diversification on uracil excision. J. Exp. Med. 2007;204:3209–3219. [PMC free article] [PubMed]
12. Rada C, Di Noia JM, Neuberger MS. Mismatch recognition and uracil excision provide complementary paths to both Ig switching and the A/T-focused phase of somatic mutation. Mol. Cell. 2004;16:163–171. [PubMed]
13. Li H, et al. Deleting Ku70 is milder than deleting Ku80 in p53-mutant mice and cells. Oncogene. 2009;28:1875–1878. [PubMed]
14. Kabotyanski EB, Gomelsky L, Han JO, Stamato TD, Roth DB. Double-strand break repair in Ku86- and XRCC4-deficient cells. Nucleic Acids Res. 1998;26:5333–5342. [PMC free article] [PubMed]
15. Guirouilh-Barbat J, Rass E, Plo I, Bertrand P, Lopez BS. Defects in XRCC4 and KU80 differentially affect the joining of distal nonhomologous ends. Proc. Natl Acad. Sci. USA. 2007;104:20902–20907. [PubMed]
16. McVey M, Lee SE. MMEJ repair of double-strand breaks (director's cut): deleted sequences and alternative endings. Trends Genet. 2008;24:529–538. [PubMed]
17. Walker JR, Corpina RA, Goldberg J. Structure of the Ku heterodimer bound to DNA and its implications for double-strand break repair. Nature. 2001;412:607–614. [PubMed]
18. Bebenek K, Garcia-Diaz M, Patishall SR, Kunkel TA. Biochemical properties of Saccharomyces cerevisiae DNA polymerase IV. J. Biol. Chem. 2005;280 [PubMed]
19. Prasad R, et al. Functional analysis of the amino-terminal 8-kDa domain of DNA polymerase β as revealed by site-directed mutagenesis. DNA binding and 5'-deoxyribose phosphate lyase activities. J. Biol. Chem. 1998;273:11121–11126. [PubMed]
20. Stewart RD. Two-lesion kinetic model of double-strand break rejoining and cell killing. Radiat. Res. 2001;156:365–378. [PubMed]
21. Longley MJ, Prasad R, Srivastava DK, Wilson SH, Copeland WC. Identification of 5'-deoxyribose phosphate lyase activity in human DNA polymerase gamma and its role in mitochondrial base excision repair in vitro. Proc. Natl Acad. Sci. USA. 1998;95:12244–12248. [PubMed]
22. Prasad R, et al. Human DNA polymerase θ possesses 5'-dRP lyase activity and functions in single-nucleotide base excision repair in vitro. Nucleic Acids Res. 2009;37:1868–1877. [PMC free article] [PubMed]
23. Ilina ES, Lavrik OI, Khodyreva SN. Ku antigen interacts with abasic sites. Biochim. Biophys. Acta. 2008;1784:1777–1785. [PubMed]
24. Garcia-Diaz M, Bebenek K, Kunkel TA, Blanco L. Identification of an intrinsic 5'-deoxyribose-5-phosphate lyase activity in human DNA polymerase λ: a possible role in base excision repair. J. Biol. Chem. 2001;276:34659–34663. [PubMed]
25. Daley JM, Wilson TE. Evidence that base stacking potential in annealed 3' overhangs determines polymerase utilization in yeast nonhomologous end joining. DNA Repair (Amst) 2008;7:67–76. [PMC free article] [PubMed]
26. Anderson CW, Lees-Miller SP. The nuclear serine/threonine protein kinase DNA-PK. Crit. Rev. Eukaryot. Gene Expr. 1992;2:283–314. [PubMed]
27. Schulte-Uentrop L, El-Awady RA, Schliecker L, Willers H, Dahm-Daphi J. Distinct roles of XRCC4 and Ku80 in non-homologous end-joining of endonuclease- and ionizing radiation-induced DNA double-strand breaks. Nucleic Acids Res. 2008;36:2561–2569. [PMC free article] [PubMed]