The trachea is thought to play a role in the progression of
S. pneumoniae from the nasal mucosa, where it asymptomatically colonizes the nasal epithelium, to the lungs, resulting in pneumonia (
15,
44). Changes to the tracheal epithelium induced by influenza virus may increase susceptibility to a secondary
S. pneumoniae infection by increasing pneumococcal adherence to the tracheal epithelium and/or decreasing the clearance of
S. pneumoniae via the mucociliary escalator of the trachea, because many of the ciliated cells are destroyed (
15,
24). This impairment of clearance and enhanced progression of
S. pneumoniae due to an influenza infection would allow more
S. pneumoniae to reach the lungs (
15). In other studies examining susceptibility of mice to
S. pneumoniae after an influenza infection in the lungs, such an increase in susceptibility to
S. pneumoniae was seen around 7 days after influenza infection, when influenza-induced tissue damage of the tracheal respiratory epithelium is greatest (
4,
9,
17,
24,
28,
45).
Our
in vivo coinfection results indicate that a prior influenza infection does not increase the initial number of pneumococci found within the trachea during the first hour of infection, but it does decrease mucociliary velocity, and thereby reduces pneumococcal clearance during the first 2 hours after pneumococcal infection at both 3 and 6 days after an influenza infection. The defects in pneumococcal clearance were greatest at 6 days after influenza infection. Nugent and Pesanti (
15) previously reported that a prior influenza infection of 7 days reduced clearance of
S. aureus at both 3 and 6 hours after
S. aureus infection. By measuring the number of pneumococci present in tracheas immediately after inoculation, we were able to directly measure both the number of pneumococci initially present within the trachea, and the clearance of these bacteria over time. Our study is the first to examine how a prior influenza infection affects both initial adherence and pneumococcal clearance over 2 hours. Our results at 120 minutes confirm those of Plotkowski and colleagues (
24), who showed that tracheas from mice infected
in vivo with influenza and infected with
S. pneumoniae in situ for 90 minutes had more
S. pneumoniae adherent than non–influenza-infected tracheas. This increase in adherence was greatest at 6 days after influenza infection, when tissue damage to the tracheal respiratory epithelium was the greatest (
24). Although they concluded that this increase in pneumococci was due to increased adherence, our results indicate that this increase may be due to decreased bacterial clearance rather than increased adherence. In a normal, healthy trachea with an intact respiratory epithelium, pneumococci are removed by ciliary beating and the resulting movement of mucus. Other studies have shown that pneumococci adhere primarily to the mucus layer, and not to the respiratory epithelium (
46,
47). Therefore, pneumococci adherent to the mucus layer would normally be removed from the trachea via the mucociliary escalator. However, during an
in vivo influenza infection, ciliated epithelial cells are destroyed, and this clearance process is disrupted (
15), which may allow
S. pneumoniae to adhere to the damaged epithelium more readily due to increased dwell time, as seen with our studies and those of Plotkowski and colleagues (
24). Decreased clearance would facilitate pneumococcus-laden mucus to be inhaled into the lower airways, where the small airway epithelium may be more susceptible to pneumococcal adherence and invasion.
In support of this hypothesis, we found that mucociliary velocity, as measured by the movement of fluorescent latex beads, was significantly decreased in tracheas of influenza-infected mice. Importantly, all mice infected with influenza for 6 days, and most mice infected with influenza for 3 days, had no detectable mucociliary movement. This study is the first, to our knowledge, to directly measure the effects of influenza virus infection on tracheal mucociliary velocity. Mucociliary clearance is a critical component of the airway defense mechanism, and therefore is crucial for preventing the spread of bacteria from the trachea to the lungs (
48). Influenza-induced decreases in mucociliary velocity resulting in decreased pneumococcal clearance would allow more pneumococci to remain inside the tracheal lumen, and would increase the likelihood of pneumococci entering the lungs to cause pneumonia.
With our
in vivo model of coinfection, we were not able to directly measure how influenza-induced tissue damage affects pneumococcal adherence to the tracheal epithelium, because other aspects of the immune system, such as neutrophil function, may have been affected by the influenza infection (
17–
22). Other influenza-induced changes could affect pneumococcal numbers within the tracheas, such as changes in the rate of bacterial division, bacterial killing by neutrophils, and removal of epithelial cells with adherent pneumococci by mucociliary clearance. We consequently developed a novel murine tracheal explant method to study how an influenza infection directly affects the tracheal respiratory epithelium and subsequent
S. pneumoniae adherence independently of neutrophil function. A murine system was developed because most
in vivo coinfection studies are done in mice (
4,
9,
17,
24).
The tracheal explant model that we developed has several advantages over other methods, such as cell culture or the tracheal ring model, for studying interactions between bacteria and host cells. One advantage is that this model uses an intact tissue, complete with a fully differentiated respiratory epithelium and basement membrane, whereas cell culture methods rely on only one individual cell type, making it difficult to reproduce the actual respiratory tissue. Another advantage is that our tracheal explant system allows for controlled, synchronous infection and tissue damage throughout the trachea. In addition, the infection process is expedited compared with an
in vivo infection, as the inoculum is concentrated in the trachea rather than distributed throughout the entire respiratory tract. With an
in vivo infection, the infection is difficult to synchronize, because it spreads throughout the entire respiratory tract, resulting in different stages of infection in different areas of the respiratory tract (
49).
A third advantage of our tracheal explant model is that only specific adhesion to the tracheal epithelium is measured, because there is no sectioning of tissue involved, and it is a closed system. This method eliminates nonspecific adherence to cut areas and the trachea adventitia, which can occur with the tracheal ring model. By using a closed system, we can also control the amount of medium, influenza virus, and/or bacteria that each trachea receives, and flow can be adjusted to simulate shear forces found
in vivo. In addition, nonadherent influenza virus particles and
S. pneumoniae are efficiently removed from the system by resuming the flow of medium. With our tracheal explant system, shed viral particles and influenza-infected cells produced during the infection are removed from the trachea by the media flow, resulting in lower influenza PFUs than seen with
in vivo infections. In addition, any differences in mucociliary clearance are eliminated due to both the removal of mucus by the media, and the direction and velocity of the media flow. Both of these features of the explant system result in elimination of mucociliary clearance, allowing for examination of adherence independently of mucociliary clearance. Finally, because influenza virus affects neutrophil function (
17–
22), an important advantage of the explant model is that systemic and confounding effects of influenza infection that are present
in vivo, such as changes in neutrophil function, are eliminated, allowing for the direct examination of influenza's effects on bacterial adherence due specifically to direct tissue damage to the epithelium.
Although our tracheal explant system has several advantages for examining the effects of influenza infection on subsequent pneumococcal infection and adherence to the epithelium, it also has some limitations. First, unlike tracheal epithelial cells found in vivo, the epithelial cells in the explants do not have a mucus layer or aqueous layer on their apical surfaces. In addition, the cells are placed in a submerged environment with a continuous flow of media moving over them that is not normally encountered in vivo. Finally, over 8 days of ex vivo culture, there are changes in cellular morphology as well as gene expression and protein localization (β-tubulin expression is decreased and is located primarily in the cytoplasm rather than the apical surface). Despite these limitations, we believe that our tracheal explant system offers a more advanced and relevant way to examine influenza-induced tissue damage and subsequent pneumococcal adherence than previously established methods.
Our study is the first study to examine how an
ex vivo influenza infection affects
S. pneumoniae adherence using murine tracheal explants. Previous studies using explant models to study
S. pneumoniae adherence have looked only at adherence to normal tracheal epithelium (
30,
50). The explant model that we developed allowed us to examine
S. pneumoniae adherence to uninfected respiratory epithelium, as well as influenza-infected respiratory epithelium during all stages of influenza infection, from initial infection causing possible changes in cellular receptors (0.5 d), to epithelial damage and exposure of the basement membrane (1–2 d), to initial repair and regeneration of the epithelium, when basal cells and undifferentiated cells are present (3–5 d). Previous studies of
in vivo influenza infections have shown a similar time frame for damage and repair of the tracheal epithelium after an influenza infection (
24,
28,
45). Ramphal and colleagues (
28) showed evidence of desquamation as early as 24 hours, and complete desquamation by 3 days after influenza infection, with repair starting at Day 5 and completion by Day 14 after influenza infection. Azoulay-Dupuis and colleagues (
45) used a guinea pig model of influenza infection, and found that tracheal epithelial damage occurred as early as 48 hours after infection, and lasted up to 7 days, with repair taking 2 weeks. Our
in vivo pneumococcal adherence data were further corroborated by
ex vivo results showing that influenza infection did not affect adherence of
S. pneumoniae to tracheal explants at any of the times after influenza infection that we examined. Because the pneumococci inoculated into the tracheal explants were subjected to the same flow velocity regardless of influenza infection, this result is consistent with a mucociliary clearance defect, rather than pneumococcal adherence, being a major contributor to the bacterial load in the lumen of the tracheas. Our dose–response curve further supports this conclusion, as increasing the number of pneumococci in the inoculum increased pneumococcal adherence, but the presence of a prior influenza infection did not increase this adherence further. If an influenza virus infection increased pneumococcal adherence to explants, these differences should have been apparent with our dose–response curve.
In summary, we found that an in vivo influenza infection of 3 or 6 days did not affect the number of pneumococci within the trachea during the initial stages of infection (0–60 min). However, by 2 hours after pneumococcal infection, a prior influenza infection of 3 or 6 days significantly increased the number of pneumococci remaining in the tracheas, indicating that either adherence was increased, or mucociliary clearance was decreased. To further examine whether influenza-induced changes to the epithelium affect pneumococcal adherence, we developed a novel murine tracheal explant system that can be used to study a variety of cellular processes, such as viral and/or bacterial infections and mechanisms of epithelial repair. We used this model to study the effects of influenza virus on the respiratory epithelium of the trachea and subsequent S. pneumoniae adherence. We showed that tracheal explants remained viable for at least 8 days, and that influenza infections can be maintained for at least 5 days. However, our results show that a prior influenza infection did not increase S. pneumoniae adherence to tracheal explants at any of the time points after influenza infection that we examined, including when the basement membrane was maximally exposed. Using influenza-infected mice, we found that tracheal mucociliary velocities were significantly decreased, or even stopped completely, in mice infected with influenza virus for 3 or 6 days. Together, our in vivo and ex vivo data indicate that influenza-induced tissue damage to the tracheal epithelium results in increased pneumococci within the trachea and decreased mucociliary velocity, which is one mechanism that accounts for decreased pneumococcal clearance from the trachea. Decreased pneumococcal clearance increases the likelihood of pneumococci to remain in the trachea (possibly attached to mucus), and to eventually spread to the lungs to cause pneumonia.