Although public health efforts have produced dramatic declines in the prevalence of cigarette smoking over the last several decades, smoking remains the leading cause of preventable disease and death in the United States (
Ries et al., 2004). Smoking is associated with a number of negative health outcomes related to pregnancy, including premature birth, restricted fetal growth, pregnancy complications, and sudden infant death syndrome (
Fiore, Jaen, & Baker, 2008;
Tong, Jones, Dietz, D’Angelo, & Bombard, 2009). Approximately 20% of women smoke in the months immediately prior to pregnancy, with one third to one half spontaneously suspending or quitting smoking during pregnancy (Tong et al.). Unfortunately, more than 50% of these women relapse by 6 months, and up to 80% relapse within 12 months of childbirth (
Centers for Disease Control and Prevention [CDC], 2007;
Fiore et al., 2000;
Mullen, 2004;
Mullen, Quinn, & Ershoff, 1990;
Ockene, 1993;
Stotts, DiClemente, Carbonari, & Mullen, 2000). Thus, pregnancy represents a unique opportunity to capitalize on high rates of spontaneous smoking cessation by facilitating the postpartum continuation of abstinence.
Unfortunately, meta-analytic studies evaluating relapse prevention interventions among pregnant and postpartum women have failed to support their efficacy, regardless of the timing of the intervention along the pregnancy–postpartum continuum (
Hajek, Stead, West, Jarvis, & Lancaster, 2009;
Lancaster, Hajek, Stead, West, & Jarvis, 2006). As a result, how to best intervene to prevent postpartum relapse among spontaneous quitters is unclear (
Melvin & Gaffney, 2004). Given the adverse health consequences of smoking to the fetus, child, and mother (e.g.,
Cnattingius, 2004;
Floyd, Rimer, Giovino, Mullen, & Sullivan, 1993;
Roza et al., 2007;
Shah, Sullivan, & Carter, 2006), there is a strong need to develop innovative treatments to reduce smoking relapse within this population (
Fiore et al., 2008). Moreover, because low-income women are more likely than their higher income counterparts to both smoke during pregnancy and relapse after childbirth (
Tong et al., 2009), they represent an important target for postpartum relapse prevention interventions. The purpose of this study was to test the efficacy of a Motivation and Problem-Solving (MAPS) treatment to facilitate relapse prevention among pregnant/postpartum women, in a sample of racial/ethnically diverse, predominantly low-income women.
Based on social cognitive theory (
Bandura, 1977,
1986), the relapse prevention model (
Marlatt & Gordon, 1985;
Witkiewitz & Marlatt, 2004) is perhaps the most prominent theory of smoking cessation and relapse. In this model, individual and contextual factors are hypothesized to increase smoking motivation and produce high-risk situations, thereby increasing the likelihood of smoking. Self-efficacy is viewed as the principal causal determinant of successful coping with high-risk situations and one of the best predictors of smoking cessation (
DiClemente, Fairhurst, & Piotrowski, 1995;
Fiore et al., 2008;
Shiffman, 1984). This model has generated a tremendous amount of intervention research demonstrating that social cognitive/relapse prevention–based treatments for smoking cessation are effective (
Carroll, 1996;
Curry & McBride, 1994;
Fiore et al., 2008). Nevertheless, these interventions have not yielded consistently superior results relative to other treatment approaches (Carroll;
Lichtenstein & Glasgow, 1992).
One attribution for the lack of superiority of social cognitive approaches is that the translation of theory into specific treatment components has been incomplete. The relapse prevention model posits that the avoidance of specific high-risk situations or the performance of coping behaviors during such situations requires that the individual is sufficiently motivated to avoid smoking (
Marlatt & Gordon, 1985). Thus, the effective treatment of smoking requires both enhancing the motivation to achieve and maintain change and developing the self-efficacy and skills necessary to do so. However, current interventions for smoking cessation often focus largely on either motivation or problem-solving/skills training despite the strong theoretical and empirical bases for focusing on both (
Miller, Zweben, DiClemente, & Rychtarik, 1995). Those treatment models that address both motivation and problem-solving/skills training, such as the transtheoretical model, utilize motivational enhancement techniques largely to motivate individuals to make a quit attempt and problem-solving/skills training largely during the preparation, action, and maintenance stages (
Prochaska, DiClemente, & Norcross, 1992). Likewise, the
Treating Tobacco Use and Dependence Clinical Practice Guideline (the
Guideline) has no specific recommendations for assessing or addressing motivation during a quit attempt or for preventing relapse (
Fiore et al., 2008).
Recent evidence, however, demonstrates that motivation can change rapidly (
Hughes, Keely, Fagerstrom, & Callas, 2005). For example, 41% of smokers in the United States report that their motivation to quit smoking changes daily (
Werner, Lovering, & Herzog, 2004), and half or more of quit attempts are unplanned (
Larabie, 2005;
West & Sohal, 2006). These findings are consistent with a recent model of smoking motivation positing that motivation is dynamic and characterized by frequent fluctuations (West & Sohal). Importantly, motivational deficits are important in determining the maintenance of abstinence: 24% of all relapse episodes are characterized by a distinct lack of motivation to maintain abstinence in that situation (
Shiffman, Paty, Gnys, Kassel, & Hickcox, 1996), and a decline in motivation over time prospectively predicts relapse (
McBride, Pirie, & Curry, 1992). Thus, an intervention that is responsive to motivational fluctuations and includes the skill-based components of the relapse prevention model may enhance treatment efficacy.
Treatment efficacy among low-income pregnant/postpartum women might be further enhanced by addressing the myriad of stressors common among such populations, including high levels of stress, negative affect and depression, and low levels of social support (
Allen, Prince, & Dietz, 2009;
Park et al., 2009;
Reitzel et al., 2007). These, and other stressors (e.g., partner relational problems, financial difficulty), often derail women’s attempts to maintain smoking abstinence (
Ripley-Moffitt et al., 2008) and clearly warrant attention within a broader based treatment program. Moreover, a lack of reliable transportation, high mobility, and lower rates of routine clinic-based care are prevalent among low-income pregnant/postpartum women (
Beck et al., 2002;
Gazmararian, Arrington, Bailey, Schwarz, & Koplan, 1999;
Williams et al., 2003). Therefore, interventions directed toward low-income women that minimize clinic-based face-to-face contact, such as telephone counseling, may be useful in increasing the dosage of treatment and improving adherence (
Parker et al., 2007).
MAPS is a holistic dynamic approach to facilitating and maintaining behavior change that utilizes a combined motivational enhancement and social cognitive approach based on Motivational Interviewing (MI;
Miller & Rollnick, 2002;
Rollnick & Miller, 1995), the
Guideline (
Fiore et al., 2008), and social cognitive/relapse prevention theory (
Marlatt & Donovan, 2005;
Witkiewitz & Marlatt, 2004). MAPS is a general intervention approach that has evolved from our previous work (e.g.,
McClure, Westbrook, Curry & Wetter, 2005;
Wetter et al., 2007) and that can be adapted for different populations and target behaviors. In this study, MAPS was adapted for use with all pregnant/postpartum women regardless of motivation to change and was designed to specifically target social cognitive constructs and other key factors of particular relevance to low-income pregnant/postpartum women within an overarching motivational enhancement framework. The current research represents the first clinical trial in which the efficacy of MAPS was evaluated for the prevention of postpartum relapse among pregnant women who quit smoking as a result of their pregnancy.
MAPS conceptualizes motivation as fluctuating dynamically and rapidly, such that the counselor switches between practical problem-solving/coping skills training and MI techniques based on an individual’s motivation. That is, MAPS requires the counselor to carefully attend to subtle changes in motivation so that they can be addressed in the moment as they emerge. Although stage-based conceptualizations of behavior change also emphasize both the enhancement of motivation and the skills training (
Prochaska et al., 1992), motivational shifts in MAPS are viewed as much more volatile and less stable (i.e., less “stage like”). Although MI is not stage-based intervention (
Miller & Rollnick, 2009), it has two distinct phases of treatment—building motivation (Phase 1) and strengthening commitment (Phase 2;
Miller & Rollnick, 2002). While the transition to Phase 2 is prompted by participant cues of readiness to change, the initiation of Phase 2 is a process entailing recapitulation, asking key questions, developing a change plan, and so forth (
Miller & Rollnick, 2002). In contrast, MAPS counselors may move back and forth between MI and problem-solving/coping skills training from moment to moment in response to participant cues, relying less on preemptive recapitulation and other strategies.
Another unique component of MAPS is the creation of a “wellness plan” in collaboration with each woman, which entails the formation of treatment goals related to smoking abstinence, as well as other salient concerns such as anxiety, stress, depression, interpersonal issues, family problems, financial concerns, and so forth. Thus, in addition to directly targeting smoking abstinence, MAPS assists women with their various life stressors that may ultimately affect abstinence (
Drobes, Meier, & Tiffany, 1994;
Shiffman & Waters, 2004;
Wetter et al., 1999). Prioritizing and addressing these prominent concerns may also increase participants’ overall wellness and help them to maintain their investment in the counseling process.
The current randomized clinical trial (RCT) tested the efficacy of two versions of MAPS (i.e., MAPS and MAPS+) versus Usual Care (UC) for the prevention of postpartum smoking relapse. Participants were racially/ethnically diverse, predominantly low-income women who spontaneously quit smoking prior to their 30th week of pregnancy.