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Alcohol screening and brief intervention for unhealthy alcohol use has not been consistently delivered in primary care as part of preventive healthcare.
To explore whether telephone-based intervention delivered by a health educator is efficacious in reducing at-risk drinking among older adults in primary care settings.
Secondary analyses of data from a randomized controlled trial.
Subjects randomized to the intervention arm of the trial (n=310).
Personalized risk reports, advice from physicians, booklet about alcohol and aging, and up to three telephone calls from a health educator. All interventions were completed before the three-month follow-up.
Risk outcomes (at-risk or not at-risk) at 3 and 12 months after enrollment.
In univariate analyses, compared to those who remained at risk, those who achieved not at-risk outcome at 3 months were more likely to be women, Hispanic or non-white, have lower levels of education, consume less alcohol, drink less frequently, and have lower baseline number of risks. In mixed-effects logistic regression models, completing all three health educator calls increased the odds of achieving not at-risk outcome compared to not completing any calls at 3 months (OR 5.31; 95% CI 1.92–14.7; p=0.001), but not at 12 months (OR 2.01; 95% CI 0.71–5.67; p=0.18).
Telephone-based intervention delivered by a health educator was moderately efficacious in reducing at-risk drinking at 3 months after enrollment among older adults receiving a multi-faceted intervention in primary care settings; however, the effect was not sustained at 12 months.
Unhealthy alcohol use contributes to physical and psychological illnesses, and is a costly public health problem.1–6 The magnitude of health consequences associated with unhealthy alcohol use in older drinkers is likely to rise as the proportion and number of older adults increase in the population.7–9 For older drinkers, the amount of alcohol use alone is often inadequate to define unhealthy alcohol use.10 Physiologic changes associated with aging increase blood alcohol levels for a given dose of alcohol,11 and even small quantities of alcohol may have negative effects due to age-associated increases in comorbidities and use of medications.10,12–15 Using this paradigm of at-risk drinking, researchers have classified approximately 10% of older adults as at-risk drinkers in a population-based study and such drinking was associated with increased risk for mortality.16
Many clinical trials of brief alcohol intervention have demonstrated short-term reductions in alcohol use.17–20 A Cochrane review found that brief intervention has been effective in primary care settings in lowering alcohol consumption.21 Brief intervention has also been found to decrease healthcare utilization and costs,22 and was associated with greater patient-perceived quality of primary care.23 National practice guidelines recommend routine use of screening and brief intervention for unhealthy alcohol use.24 However, alcohol screening has not been consistently delivered as part of preventive healthcare,25 and uptake of brief intervention by primary care physicians has been poor due to various barriers, including lack of time and training.25–29 Time limitations during ambulatory care visits are particularly relevant for older adults who may have multiple health concerns and sensory impairments that may further impede the ability of physicians to screen for unhealthy alcohol use and deliver advice. One study found that even when physicians were provided with alcohol screening results and recommendations for adult patients who screened positive for hazardous drinking, only 56% provided any counseling during the visit.30 Because of difficulties observed in implementing brief intervention in ambulatory care settings, other modalities to provide intervention have been explored. For example, telephone-based interventions have been studied among drinkers recruited from various clinical settings and found to reduce alcohol use in younger adults.31–33
To explore whether telephone-based intervention can help to reduce at-risk drinking among older adults, this study examined data from participants in the intervention arm of a trial designed to test the efficacy of an intervention to reduce drinking in older at-risk drinkers that included telephone-based health education. We hypothesized that participants who completed a series of telephone calls from a health educator would have greater odds of achieving not-at-risk outcome compared to those who did not complete any calls.
The HLAYA study was a 12-month randomized clinical trial designed to test whether screening and brief intervention targeted to at-risk older drinkers in primary care settings can reduce alcohol consumption. The Comorbidity Alcohol Risk Evaluation Tool was used to screen adults aged 55 years and older in participating primary care sites.10,16,34 Those identified as at-risk drinkers could have any of seven types of risks: 1) amount of alcohol use, 2) binge drinking (≥4 drinks per occasion), 3) driving after drinking, 4) someone being concerned about the subject’s drinking, interaction between alcohol and 5) medications, 6) symptoms, or 7) comorbidities. Risk scores, number of risks at baseline, ranged from 1–7. Participating physicians were instructed to indicate whether they gave advice on a study form after seeing their patients who were assigned to the intervention group.
The study enrolled 631 patients from primary care sites in three different healthcare organizations, with 310 patients randomized to the intervention group. At baseline, subjects completed questionnaires with items on sociodemographic, health-related, and alcohol consumption characteristics. The control group received a booklet on general health behaviors, including topics on nutrition, exercise, medication use, alcohol use, and smoking. The intervention subjects received 1) a booklet about alcohol and aging, 2) a personalized feedback report about risks associated with alcohol use, 3) advice from physicians to reduce risks, and 4) up to three telephone calls from a health educator. Risk scores were measured at 3 and 12 months after baseline.
All telephone calls were made by one health educator, who had experience working as a community health promoter. She received training from a psychologist with experience in interventions for substance use problems in older adults, and a geriatrician with expertise in alcohol research. The intervention group participants were scheduled to receive three telephone calls at approximately 2, 4, and 8 weeks after baseline visit. During the first call, the health educator reviewed and discussed risks associated with drinking, and used principles of motivational interview to facilitate behavioral change.35 The content of the booklet given to subjects at baseline was discussed, providing opportunities to learn more about specific risks. Subjects’ drinking patterns, reasons for alcohol consumption, and details regarding any previous attempts to quit were assessed. At the end of the call, the health educator asked about subjects’ intentions to reduce alcohol use, and encouraged them to develop a drinking agreement. If a drinking agreement was completed during the first call, it was reviewed during the second and third telephone calls. If no drinking agreement was completed, during the remaining calls, the health educator reiterated the benefits of reducing alcohol use and discussed potential problems associated with initiating behavioral changes. All calls were completed prior to the three-month follow-up. The average length of the first call was approximately 40 minutes; the average lengths of subsequent calls were approximately 20 minutes.
Sociodemographic variables examined included age, gender, race (non-Hispanic white or other), living situation (with someone or alone), education (≤high school or > high school), income (≤$50,000 or >$50,000 annually), and occupation (retired or not retired). Health-related variables included self-rated health status (poor/fair or good/very good/excellent), and ability to do both strenuous and heavy work (yes or no).
Alcohol-related characteristics examined included number of alcoholic drinks consumed per week, frequency of alcohol use (daily or non-daily), baseline risk score (range 1–7), and types of alcohol-related risks. Data from 3- and 12-month follow-up surveys were used to assess number of alcohol-related risks, which was summed as risk scores. Individuals with risk score of 0 were categorized as not at-risk, and individuals with risk scores greater or equal to one were categorized as at-risk.
Intervention-related variables assessed included physician documentation of whether advice was provided to reduce or abstain from drinking during the baseline visit (yes or no), and the number of health educator calls the subjects completed (range 0–3). A dichotomous variable indicating whether a subject completed at least one call was constructed (no calls versus at least one call). The number of calls completed were also recoded into three categories (completed no calls, one or two calls, or 3 calls). Completing one or two calls were combined as one category because preliminary analyses found no differences in the main outcome between those who completed one call and those who completed two calls. Completion of a drinking agreement during health educator calls was not introduced as a variable because too few individuals completed a drinking agreement during either the first (n=10) or second (n=13) telephone calls. Dichotomous variables indicating whether an individual completed follow-up surveys at 3 and 12 months were constructed (yes or no).
Sociodemographic, health-related, and alcohol consumption characteristics for the entire sample were described using means and standard deviations for continuous variables, and numbers of respondents and percentages for categorical variables. Univariate analyses were used to compare sociodemographic, health-related, and alcohol-related characteristics between those who completed at least one call and those who did not complete any calls. Frequencies and percentages were used to describe risk outcomes for subjects at 3 and 12 months. Univariate analyses were utilized to compare whether there were differences in sociodemographic, health-related, alcohol-related, and intervention-related variables between individuals who achieved not at-risk outcome and those who remained at-risk at 3 and 12 months. The chi-square test was used to test for differences among categorical variables, and t-test used for continuous variables. Univariate analyses were also utilized to compare those who completed and those who did not complete the 3- or 12-month surveys.
Multiple logistic regressions with stepwise selection procedures were performed to select variables associated with risk outcomes at 3 and 12 months. Due to differences in completion rates of follow-up surveys between those who did not complete any calls and those who completed at least one call, multivariate analyses were also performed to identify variables associated with completion of follow-up surveys. Age, gender, education, ability to perform strenuous physical activities, baseline risk scores, and physician advice were found to be associated with completion of follow-up surveys (all with p<0.2). These variables, along with variables selected using the stepwise procedures, were included in the final models.
To study the association of completing health educator calls with achieving not at-risk outcome at 3 and 12 months, mixed-effects logistic regression model using SAS GLIMMIX procedure (SAS Institute Inc, Cary, NC) was fit, using follow-up data at 3 and 12 months. Autoregressive AR(1) covariance structure was chosen to account for the within-subject correlation over time.36 Completing one or two calls and completing all three calls were compared to completing no calls. Income was not included in the final model due to substantial numbers of missing data for income (n=82, 26.5% of sample). Univariate analyses did not find significant differences in income between individuals who achieved not at-risk outcome and those who remained at-risk at 3 months (p=0.14) and 12 months (p=0.63).
The average age of the sample was 68.7 years (SD 6.8), 71.6% were men, 88% were non-Hispanic white, 76.7% had completed more than a high school education, 73.8% were living with someone else, and 90% rated their current health status as good/very good/excellent. At baseline, 67.7% of these older drinkers drank daily, and the average number of alcoholic beverage consumed per week was 15.2 (SD 7.2). The average number of risks at baseline was 2.9 (SD 1.7). The most common types of alcohol-associated risks were interactions between alcohol and selected a) medications (71.3% of the sample), b) symptoms (59.4%), and c) comorbidities (49.7%).
Of the total intervention group, 61 (19.7% of the intervention group) did not complete any calls, 93 (30%) completed one or two calls, and 156 (50.3%) completed all three calls. The most common reasons for not completing calls were refusal to speak with the health educator (41.3%) or inability to reach the individual after three attempts (39.4%). Univariate analyses comparing sociodemographic, health-related, alcohol consumption characteristics, and whether a physician documented advice given to reduce drinking between those who completed at least one call and those who did not revealed no significant differences between the two groups (all p-values≥0.10).
Two hundred fifty-eight individuals (83.2% of intervention subjects) had data on risk scores at either 3 or 12 months, and 212 (68.4%) of these individuals had risk scores for both time periods. Among those with both 3- and 12-month risk score data, 74.5% of individuals had the same risk outcome at 3 and 12 months (77 remained not at-risk and 81 remained at-risk for both periods).
As shown in Table 1, there were several differences between those who were not at-risk and those who remained at-risk during the follow-up periods. Univariate analyses showed that those who achieved not at-risk outcome at 3 months were more likely to be women, Hispanic or non-white, and have lower levels of education compared to individuals who remained at-risk. However, these differences were no longer significant at 12 months.
Subjects who were not at-risk at 3 or 12 months consume less alcohol, drink less frequently, and had lower baseline risk scores compared to those who remained at-risk. Those who remained at-risk were more likely to be at risk due to amount of alcohol use, use of alcohol with comorbidities or medications, or binge drinking compared to individuals who achieved not at-risk outcome.
Receiving physicians’ advice was not associated with risk outcomes at either 3 or 12 months. Completing at least one health educator call was associated with not at-risk outcome at 3 months but not at 12 months (Table 2).
Adjusted odds ratios showed that completing all three health educator calls increased the odds of achieving not at-risk outcome at 3 months by more than five times compared to completing no calls. However, the magnitude of this effect was no longer seen at 12 months. Completing only one or two calls did not significantly increase the odds of achieving not at-risk outcome at either 3 or 12 months compared to completing no calls (Table 3).
At-risk older drinkers who completed all three health educator calls were more likely to transition to not at-risk status at 3 months compared to those who did not complete any calls. However, the effectiveness of the health educator calls was no longer apparent at 12 months. Prior to the health educator call, all subjects had received personalized risk reports, visits with their physicians, and educational booklets on alcohol and aging.
It is possible that motivation to change at baseline played a role in both completing health educator calls and eventual reduction in risky drinking at 3 months. If motivation was the key factor, we would have expected individuals who completed one or two calls to fare better than those who did not complete any calls. The findings instead indicated that individuals who completed only one or two calls did not have significant differences in any outcomes at 3 or 12 months compared to those who did not complete any calls. This pattern of results supported a decreased likelihood that motivation was a confounder and suggested that having at least three calls, rather than fewer, was necessary to reduce drinking among older at-risk drinkers.
The telephone has been utilized effectively for monitoring and treatment of various disorders, including depression,37–40 tobacco cessation,41,42 and alcohol misuse.31,32,38 Studies focusing on use of telephone-based intervention in alcohol misuse found reductions in the number of risky drinking days in men with alcohol dependence,31 in total alcohol consumption in at-risk adult drinkers in primary care practices,32 and in impaired driving among adult patients who screened positive for high-risk alcohol use in the emergency department.33 A study that focused on older drinkers in primary and specialty care at the Veterans Administration found that telephone management induced greater reduction in drinking compared to usual care.38
There are several advantages of using telephone-based intervention. These interventions can be performed by non-physician providers,31–33,38,40–42 potentially circumventing some of the current barriers that exist in implementing brief intervention in primary care, and increasing the number of health professionals available to reach more at-risk drinkers. Use of the telephone could potentially yield higher rates of self-reported alcohol-related harm compared to face-to-face interview, fostered by the increased anonymity associated with telephone conversations.43
In our study, the effect of a health educator call on risk outcomes was evident at 3 months, but the impact was less at 12 months. We found that the majority of subjects’ risk outcomes remained the same for both 3 and 12 months, suggesting that most of the changes had occurred early in the trial. Additionally, the lack of effect seen at 12 months could be due to the fact that all three calls were completed during the first eight weeks of the trial, and the effects on at-risk outcomes and drinking could potentially be sustained longer if the calls had been spread out more evenly or occurred more frequently throughout the trial. Other studies of telephone-based intervention included more frequent or intensive telephone counseling sessions,31,32,38,44 and one study found beneficial effects up to 24 months in younger adults.44 Future studies would be needed to address whether more frequent or intensive telephone sessions would have more impact on long term outcomes for older at-risk drinkers.
There were several limitations of this study. The health educator call was a component of a multi-faceted intervention for older at-risk drinkers in this trial. Therefore, it is possible that other parts of the intervention influenced the impact of the telephone calls. Since health educator calls were embedded in the overall intervention strategy, we were unable to conclude whether use of telephone calls alone would be effective in reducing risky alcohol use among older drinkers. Also, not every intervention subject completed a call, and systemic differences among the two groups, including motivation for change, could potentially bias the result. Although it is not surprising that individuals who did not complete health educator calls had lower rates of completing follow-up surveys, this differential response between those who completed at least a call and those who did not complete any call could potentially introduce bias. We attempted to control for the differential response in the final models by including variables associated with completion of surveys. Furthermore, our sample was composed mainly of non-Hispanic white men, and findings need to be replicated among more diverse group of older adults to improve generalizability of our findings.
In conclusion, we found that health educator telephone call was moderately efficacious in short-term reduction of risky alcohol use among older drinkers in primary care settings. However, the effect did not persist at 12 months, and further research would be needed to determine if telephone-based intervention can be effective in long term reduction of risky drinking among older adults. These findings provide the first data regarding the impact of telephone-based intervention among older adults identified as at-risk drinkers when considering not only the amount they drink but also comorbidities and use of medications that may increase alcohol-related harm. This study adds to the literature suggesting that telephone can be a useful strategy to deliver interventions for unhealthy alcohol use.
Funding sources: Special Fellowship in Advanced Geriatrics, VA Greater Los Angeles Healthcare System, and the National Institutes of Health, National Institute on Alcoholism and Alcohol Abuse (AA013937 and AA15957)
Conflict of Interest None disclosed.
James C. Lin, Phone: +1-949-9231131, Email: jlin1207/at/ucla.edu.
Alison A. Moore, Phone: +1-310-8258253, Fax: +1-310-7942199, Email: aamoore/at/mednet.ucla.edu.