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J Clin Oncol. Feb 20, 2010; 28(6): 1069–1074.
Published online Jan 25, 2010. doi:  10.1200/JCO.2009.26.2469
PMCID: PMC2834431
Impact of Ethnicity on Primary Treatment Choice and Mortality in Men With Prostate Cancer: Data From CaPSURE
Kelvin A. Moses, Alan T. Paciorek, David F. Penson, Peter R. Carroll, and Viraj A. Master
From the Department of Urology and Winship Cancer Institute, Emory University, Atlanta, GA; Department of Urology and Helen Diller Family Comprehensive Cancer Center, University of California, San Francisco, CA; and the Department of Urologic Surgery and the Center for Surgical Quality and Outcomes Research, Institute for Medicine and Public Health, Vanderbilt University, Nashville, TN.
Corresponding author: Viraj A. Master, MD, PhD, Department of Urology, Emory University School of Medicine, 1365 Clifton Rd, NE, Building B, Atlanta, GA 30322; e-mail: vmaster/at/emory.edu.
Received September 28, 2009; Accepted December 1, 2009.
Purpose
Men diagnosed with prostate cancer have multiple options available for treatment. Previous reports have indicated a trend of differing modalities of treatment chosen by African American and white men. We investigated the role of ethnicity in primary treatment choice and how this affected overall and cancer-specific mortality.
Methods
By utilizing data abstracted from Cancer of the Prostate Strategic Urologic Research Endeavor (CaPSURE), patients were compared by ethnicity, primary treatment, number of comorbidities, risk level according to modified D'Amico criteria, age, highest educational level attained, type of insurance, treatment facility, and perception of general health. Multinomial logistic regression analysis was performed to determine the effect of the tested variables on primary treatment and mortality.
Results
African American men were more likely to receive nonsurgical therapy than white men with equivalent disease characteristics. Whites were 48% less likely than African Americans to receive androgen deprivation therapy (ADT) compared with surgery (P = .02) and were 25% less likely than African Americans to receive radiation therapy compared with surgery (P = .08). Whites with low-risk disease were 71% less likely to receive ADT than African American men with similar disease (P = .01). Adjusted overall and prostate cancer–specific mortality were not significantly different between whites and African Americans (hazard ratios, 0.73 and 0.37, respectively). Risk level, type of treatment, and type of insurance had the strongest effects on risk of mortality.
Conclusion
There is a statistically significant difference in primary treatment for prostate cancer between African American and white men with similar risk profiles. Additional research on the influence of patient/physician education and perception and the role that socioeconomic factors play in mortality from prostate cancer may be areas of focus for public health initiatives.
Prostate cancer represents a significant public healthcare burden because of the frequency of diagnosis and the long natural history of the disease.1 Although there is no consensus as to what constitutes optimal treatment for the various stages of prostate cancer, several reports have focused on how treatment affects health-related outcomes.25 Factors that may play a role in treatment choice after prostate cancer diagnosis include pretreatment risk classification, overall health status, the patient's health perception and understanding of the treatment options, and the treating physician's preferences and skill set. A recent review of the factors considered by patients when making treatment choices identified cancer eradication and treatment effectiveness as the most important and identified a surprisingly low consideration of treatment adverse effects and family influence.5 The myriad treatment choices reflect the ability of the patient and physician to best choose the appropriate management. However, there is a significant amount of treatment regret, particularly among African American and low-income men.2,5
Another area of intense discussion is the disparity in prostate cancer outcomes between African American and white men. An analysis of data from the National Center for Health Statistics from 1975 to 2004 has shown that African American men have greater than twice the prostate cancer mortality of white men.6 Recent data have suggested that treatment variance between ethnic groups may provide an explanation for the disparity in survival with prostate cancer.7,8 Others have investigated the role of factors such as biologic differences, socioeconomic status, and overall health in survival among African American men diagnosed with prostate cancer.916 Because of conflicting data in the literature regarding the role of various factors in treatment choice, we investigated the association of pretreatment clinical factors with treatment choice by ethnicity. We hypothesized that these factors could predict variation in treatment between ethnic groups and, additionally, that this variation may explain the difference in prostate cancer–specific mortality. To test our hypothesis, we utilized the Cancer of the Prostate Strategic Urologic Research Endeavor (CaPSURE) database, a primarily community-based data set of more than 13,000 men with biopsy-proven prostate cancer.
Data
CaPSURE is a registry of men with biopsy-proven prostate cancer. Started in 1995, there have been 13,805 enrollees through July 2008. Tests, treatments, and disease characteristics were reported at 40 participating sites around the country. The majority of sites were community urologic clinics, three were academic practices, and three were Veterans Affairs (VA) urologic clinics. Health-related quality of life, resource use, and satisfaction with care were reported by participants twice each year for most years of the study. There were 4,284 participants who reported a health-related quality of life questionnaire within 12 months before selecting primary treatment by 2007, with follow-up beyond treatment. Ethnicity was primarily reported by the participant and was reported by the physician when the participant did not report ethnicity. Risk was categorized by using a modification of the D'Amico definition, in which stage T2c is considered intermediate in CaPSURE. Comorbidities were enumerated by using participant reports of a condition in these 17 categories: arthritis, hypertension, heart disease, stroke, diabetes, lung disease, cancer, kidney, blood disease, stomach, urinary, eyes, ears/nose/throat (ENT), liver, infection, mental, and endocrine. Insurance was categorized one of four ways: Medicare (either in addition to another insurance or Medicare only), any private insurance, VA, other (ie, Medicaid, self pay, charity), or unknown insurance. Education was categorized as the highest level started: high school (or less), college, and graduate or professional school.
Statistical Analysis
The initial analysis utilized generalized logit regression to test effects of ethnicity and other participant characteristics on primary treatment decision. First, a test was performed for a difference between the ethnicities in each of the other characteristics that we hypothesized might affect treatment decision. The list of potentials included education, site type, insurance, age, risk, count of comorbidities, response to the question of general health (ie, In general, would you say your health is excellent; very good; good; fair; or poor?), and ethnicity. Main effects and interactions between pairs of variables were tested for two-way significance at the 5% level. Odds ratios (ORs) were reported for the most parsimonious model, which best described the effects of ethnicity and the other included characteristics on treatment decision. We additionally tested the best parsimonious model on subsets of high, intermediate, or low risk. We also tested whether effects of ethnicity on treatment were the same over time by using the Cochran-Mantel-Haenszel χ2 test of homogenous ethnicity-treatment associations across the time periods of 1995 to 1999, 2000 to 2003, and 2004 to 2007.
The second analysis tested the effects of ethnicity, risk, age at diagnosis, primary treatment type, comorbidities, education, site, insurance, and health perception on prostate cancer–specific mortality or all-cause mortality with Cox proportional hazards regressions by using time from diagnosis to death or last contact with participant. Informed by our analyses of effects on treatment decision, we included in our analysis of mortality those characteristics that first were independently associated with treatment. Ethnicity was forced into the model first, and the other covariates were added one at a time in order of strongest association with mortality. The hazard ratio (an estimate of risk of mortality) for each ethnicity category was tested for two-way statistical significance at the 5% level. All data were analyzed by using SAS (SAS Institute, Cary, NC).
The demographic and clinical characteristics of 4,284 men who met criteria for inclusion are summarized in Tables 1 and and2.2. Overall, 90% of the study population were white, 7% were African American, and 3% were represented in other ethnic groups (eg, Hispanic, Asian, Native American, or mixed). There was a significant association of age at diagnosis and ethnicity. Seventy-seven percent of African American men were diagnosed at younger than age 70 years compared with 68% of whites and 72% of men of other ethnicities. There were also significant differences in the type of site at which men received their treatment. Although the majority of patients in each group were treated in community-based practices, African Americans and men of other ethnicities were more likely to be treated at a VA facility. A higher percentage of whites and others received treatment at an academic institution than did African Americans (8% and 13% v 2%, respectively). A significant association was noted in the type of insurance reported by the various groups. A higher percentage of whites had Medicare than did African Americans and others (46% v 33% and 34%, respectively), likely because of the older age observed in the white cohort. There were significant differences in the highest level of education attained between the three ethnic groups. Thirty-six percent of African Americans and 48% of other men completed some education beyond high school level compared with 63% of white men.
Table 1.
Table 1.
Patient Demographics
Table 2.
Table 2.
Patient Clinical Characteristics and Primary Treatment Type
There were significant differences in risk classification between the ethnic groups. A lower percentage of African American men presented with low risk disease compared with white men (38% v 46%; P < .01), whereas a higher percentage of African American men presented with high-risk disease compared with white men (32% v 20%; P < .01). There were no significant differences between African Americans and the other ethnic groups. Although there was not a significant difference in the number of comorbidities reported between the ethnic groups, there was a statistically significant difference in health perception. Fewer African American men than white men rated their health as excellent (12% v 21%) or very good (28% v 41%). However, the majority of men in all groups rated their health as excellent, very good, or good.
There was a significant correlation between ethnicity and type of treatment, as African American and other ethnic groups were less likely to have radical prostatectomy (RP) than radiation therapy (RT; P = .03 and .04, respectively) or androgen deprivation therapy (ADT; P < .01 for both groups) compared with whites. Similar percentages of patients underwent active surveillance and other treatments.
We examined the effect of age, prognostic risk, comorbidities, health perception, insurance, education, and type of treatment facility on treatment and mortality. The variables that were associated with treatment in a univariate test—and also that, subsequently, in a multivariate model were independently associated with treatment or changed the effect of ethnicity on treatment—were included. Thus, a multinomial logistic regression model was designed that controlled for D'Amico risk level, age, health perception, number of comorbidities, education level, and insurance status. Treatment facility was not included, as it did not have a significant effect. The results are listed in Table 3. White men were 48% less likely to receive ADT than RP compared with African American men (OR, 0.52; 95% CI, 0.31 to 0.89; P = .02). White men also were less likely to receive RT than RP and were more likely to choose other treatment modalities instead of RP compared with African American men; however, this trend did not quite reach the level of statistical significance (P = .08 and .09, respectively). Men of other ethnicities also were more likely to receive ADT than RP compared with white men (P = .07). There were no significant differences in primary treatment between African American men and men of other ethnic groups.
Table 3.
Table 3.
ORs of Primary Treatment Type Versus RP
Because ADT typically is administered in patients with advanced age or higher-risk disease, we examined the association of ethnicity with type of treatment within risk subgroups. After analysis was adjusted for demographic characteristics, whites were 71% less likely to receive ADT than RP compared with African Americans for low-risk disease (OR, 0.29; 95% CI, 0.11 to 0.73; P = .009; Table 4). Whites also were less likely to receive RT than RP for low-risk disease compared with African Americans, but this did not reach statistical significance (OR, 0.67; 95% CI, 0.41 to 1.09; P = .11). For high-risk disease, a similar association with ADT was seen, as whites were less likely to receive ADT than RP compared with African Americans (OR, 0.52; 95% CI, 0.23 to 1.15; P = .10). There were no significant differences between the other ethnic groups and African Americans or whites.
Table 4.
Table 4.
ORs of Primary Treatment Type Versus RP by Risk Level
To determine if the differences in treatment had an effect on prostate cancer–specific mortality, we performed a proportional hazards regression analysis on the ethnic groups for overall or prostate cancer–specific mortality (Table 5). Crude hazard ratio values demonstrated a nonsignificant tendency for worse overall and prostate cancer–specific mortality rates for African American men compared with white men (OR, 1.18; 95% CI, 0.82 to 1.70; P = .37; and OR, 1.81; 95% CI, 0.85 to 3.85; P = .12, respectively). However, when analysis was adjusted for risk classification, primary treatment, age, health perception, number of comorbidities, educational level, and type of insurance, the higher risk of overall and prostate cancer–specific mortality in African Americans disappeared (OR, 0.73; 95% CI, 0.47 to 1.14; P = .16; and OR, 0.37; 95% CI, 0.11 to 1.20; P = .10, respectively). No differences were detected between the other ethnic groups and whites or African Americans.
Table 5.
Table 5.
Crude and Adjusted Hazard Ratio of All-Cause and Prostate Cancer–Specific Mortality
To determine which factor or factors had the strongest effect on the risk of mortality in African Americans, a stepwise model was constructed in which each variable was added and the individual hazard ratios were compared (Table 6). Starting with the crude model testing only for ethnicity, there was a reduction in risk of mortality for ethnicity with the addition of each variable, except with the addition of the number of comorbidities, to the model. The final model, which included all variables, is what was used to determine the adjusted prostate cancer–specific mortality, as seen in Table 5. The variables with the strongest associations with mortality in the models were risk classification and type of treatment (P < .01 in all models). The type of insurance also had a significant effect until construction of the final model, for which it demonstrated a suggestion of correlation (P = .07).
Table 6.
Table 6.
Risk of Prostate Cancer–Specific Mortality by Race With Stepwise Adjustment
The disparity in incidence and mortality between minority and white patients diagnosed with prostate cancer is a significant public health concern and is the subject of intense investigation. In this study, we have attempted to ascertain the association of ethnicity, age, risk level, comorbidities, health perception, educational level, and type of insurance with treatment choice and then correlate how these factors play a role in mortality between ethnic groups. Our data show that nonwhite men are less likely to undergo surgery for prostate cancer when analysis is controlled for multiple factors. African American men, in particular, are more likely to receive ADT for low-risk disease compared with their white counterparts. Most significantly, we have shown that adjustment for several factors, including risk and type of treatment, mitigates the high risk seen in African American men of overall and prostate cancer–specific mortality.
Differences in stage and grade at presentation in African American men have been postulated to play a role in adverse outcomes. Variations in expression of particular genes have been shown to increase the risk of aggressive cancers in African American men and may predict prostate cancer mortality.11,17,18 In a review by Powell,19 several studies were cited that identified the association of the high rate of prostatic intraepithelial neoplasia in African American men with more aggressive cancers and that showed that socioeconomic status alone does not reduce the likelihood of presenting with later stage disease or of dying as a result of prostate cancer. Although there have not been extensive data to compare the outcomes of other minority groups with African Americans, a report by Latini et al15 showed that, although Latino men present with socioeconomic characteristics similar to African Americans, their clinical characteristics, primary treatment, and overall survival were more similar to non-Latino whites. Similarly, this study demonstrates that African American men were younger at the time of diagnosis and that a higher percentage presented with high-risk disease.
The increased rate of high-risk disease in African American men may play a role in the higher likelihood of this population receiving nondefinitive therapy. However, several studies have shown that men of different ethnicities with localized disease are not necessarily treated similarly.4,20 Underwood et al7 reported that African American and Hispanic men with well-differentiated disease were less likely to receive definitive therapy (ie, surgery or radiation) than white men with similar disease. This disparity widened in men with moderately or poorly differentiated disease, though this difference decreased with time. This study highlights the importance of the patient and treating physician to understand the role of biologic and sociologic factors when deciding therapy for prostate cancer. An important aspect of this understanding is to define the factors that drive patient decision of treatment. In a recent review by Zeliadt et al,5 men ultimately made the treatment decision on the basis of cancer eradication and treatment effectiveness. Though adverse effects, such as incontinence and erectile dysfunction, were considered, these were less likely to alter treatment choice. Importantly, African American and low-income men have a higher level of treatment regret2,5; fewer treatment options offered, less written information provided, and choice of less-aggressive therapy are identified as potential sources of this distress.
The issue of treatment choice in prostate cancer is particularly difficult, in that there is no one optimal treatment for a particular stage of disease. However, general consensus can be applied, particularly with the use of nomograms that are easily available to practitioners and patients. The fact that there is an ethnic disparity in the type of treatment received, regardless of stage, indicates that factors beyond the variety of treatments available exist. As in previous reports, our study shows that African American men are more likely to receive RT or ADT than surgery. White men are 25% less likely than African American men to receive RT and are 48% less likely to receive ADT. Despite the reservation of primary ADT monotherapy, usually, for patients with advanced disease, we also showed that whites were much less likely to receive ADT for low-risk disease (OR, 0.29) than were African Americans. This stands in distinction from the population, identified in previous reports, who typically receive ADT. Kawakami et al3 investigated the use of ADT as primary therapy by using the CaPSURE database. They showed that 14% of men were treated with ADT and that this cohort was older, had more advanced disease, had an increased number of comorbidities, and were of lower socioeconomic status than men who received other treatments or watchful waiting. The long-term use of primary ADT in clinically localized prostate cancer has not been borne out by clinical trials, especially in those with low-risk disease, and may lead to significant morbidity and mortality.21,22
Our findings of a significant difference in the type of treatment received between ethnic groups led us to investigate if this had any bearing on mortality. Crude analysis suggested a worse overall and prostate cancer–specific mortality in African American men than in whites. Adjustment of sociodemographic factors, clinical presentation, and type of treatment completely obviated this increased risk. This is not unexpected in light of recent data that show that the mortality disparity in cancer can be mitigated by these factors. In a recent systematic meta-analysis, Bach et al10 showed that the 16% excess mortality experienced by African Americans with cancer can be reduced to 7% by administration of comparable treatment and by controlling for population mortality. Furthermore, Underwood et al23 showed a similar cancer-free survival between African Americans and non–African Americans undergoing surgery after analysis was controlled for baseline measures of cancer severity. By using data from an equal access center, Tewari et al13 demonstrated that the increased overall and cancer-specific mortality experienced by African Americans can be reduced to nonsignificant levels when analysis is adjusted for insurance status and income. Our results prove the multifactorial etiology of the higher mortality seen in African American men and show that risk, type of treatment, and type of insurance have the strongest effects. The results presented highlight the importance of pretreatment characteristics and the type of treatment chosen for prostate cancer. In fact, our results may actually underestimate the magnitude of disparity in the type of treatment chosen. CaPSURE is a database compiled by physicians and clinics who volunteered to provide data. This potential selection bias suggests that the findings reflect the treatment disparity in better practices in the United States and not US practice in general.
Additional basic research to investigate the biologic factors that play a role in the early and aggressive appearance of prostate cancer in African American men is needed to reduce the associated risk of mortality. Screening and educational programs have already shown an improvement in outcomes for men who usually present with high-risk features.24 Additionally, practice patterns in the community may be improved by educating physicians who treat minorities with prostate cancer, specifically by discouraging the use of primary ADT monotherapy in men with low-risk characteristics.
Footnotes
Supported in part by TAP Pharmaceutical Products (Lake Forest, IL); the University of California, San Francisco Department of Urology; National Institutes of Health/National Cancer Institute University of California, San Francisco Specialized Program of Research Excellence p50 c89520; and National Cancer Institute Grant No. 5RO1CA114524 (D.F.P.).
Presented in part at the 104th Annual Meeting of the American Urological Association, April 25-30, 2009, Chicago, IL.
Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.
AUTHORS' DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST
The author(s) indicated no potential conflicts of interest.
AUTHOR CONTRIBUTIONS
Conception and design: Kelvin A. Moses, Alan T. Paciorek, David F. Penson, Peter R. Carroll, Viraj A. Master
Provision of study materials or patients: Peter R. Carroll
Collection and assembly of data: Alan T. Paciorek
Data analysis and interpretation: Kelvin A. Moses, Alan T. Paciorek, David F. Penson, Viraj A. Master
Manuscript writing: Kelvin A. Moses, Alan T. Paciorek, David F. Penson, Peter R. Carroll, Viraj A. Master
Final approval of manuscript: Kelvin A. Moses, Alan T. Paciorek, David F. Penson, Peter R. Carroll, Viraj A. Master
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