Holoprosencephaly (HPE) is the most common developmental disorder of the developing forebrain in humans. In addition to differences in cerebral structure, a select number of patients also present with craniofacial differences in the spectrum of malformations, ranging from isolated agnathia to otocephaly. The prevalence of agnathia spectrum in cohorts of patients with HPE ranges from 0.8% (1/121) [
Croen et al., 1996] to 10% (3/30) [
Blaas et al., 2002].
The spectrum of agnathia ranges from isolated agnathia, or virtual absence of the mandible, to otocephaly, which refers to a broader malformation of mandibular hypoplasia or agnathia, downward displacement of the ears and/or synotia (approximation of the ears in the midline), with or without aglossia (no tongue), and microstomia (small mouth) [
Petrikovsky, 1999]. These can be isolated findings or they can be associated with HPE-associated manifestations, ranging from mild phenotypes to the relatively severe form of alobar HPE with cyclopia. (See Cohen review for more information on classic HPE, this issue.) “Dysgnathia complex” may also be used to describe findings similar to otocephaly, which may present with variable degrees of severity. Dysgnathia complex often results in fatal respiratory failure due to airway obstruction [
Baker et al., 2004]. (See for illustration and photographs of agnathia spectrum.) The mildest end of the spectrum of agnathia, micrognathia or a small mandible, may occur with HPE [
Cohen and Sulik, 1992], however patients with simply micrognathia are not included in this review.
A subset of patients with HPE and agnathia presents with
situs abnormalities, which are disturbances of left-right embryonic patterns, showing unusual spatial arrangements of thoracic and/or abdominal organs in relationship to one another. Given that
situs terminology may not be used consistently, we will use the following clarification of terms, based on
Ware and Belmont [2004]: s
itus solitus refers to normal left-right anatomical arrangement of organs in the thorax and abdomen.
Situs inversus refers to complete reversal or a mirror-image of structures in the thorax and abdomen, maintaining typical asymmetry.
Situs ambiguus refers to discordance of right and left patterns which are ordinarily asymmetric. Other terms that may be used to describe
situs ambiguus include heterotaxia, partial
situs inversus, and laterality sequence [
Ware and Belmont, 2004]. To our knowledge, the first reported child with agnathia, HPE, and
situs inversus was described by
Leech et al. [1988]. At least five other patients with
situs abnormalities have since been reported in the literature.
Historically, patients with agnathia were classified into two basic groups: those with cyclopia and those without cyclopia [
Pauli et al., 1981]. Later, four subclassifications were given: agnathia alone, agnathia with holoprosencephaly, agnathia with
situs inversus and visceral anomalies, and agnathia with holoprosencephaly and
situs inversus with visceral anomalies [
Leech et al., 1988]. Agnathia malformation spectrum was then proposed to encompass isolated agnathia in addition to agnathia in conjunction with other anomalies [
Persutte et al., 1990].
While no definitive etiology has been elucidated for the association of HPE and agnathia, both hereditary factors, as demonstrated by the occurrence of HPE and agnathia in inbred guinea pigs [
Wright, 1933;
Wright and Wagner, 1934], and environmental factors have been proposed. HPE-agnathia has further been observed in sheep, mice, and rabbits [reviewed in
Hersh et al., 1989]. The underlying defect appears to be related to the prechordal plate and tissues under its direct and indirect control. This includes the prosencephalic portion of the neural tube and related neural crest tissue, which is involved in forming the first pharyngeal or branchial arch [
Persutte et al., 1990;
Schiffer et al., 2002]. The first pharyngeal arch (the term used when referring to a human embryo) is made up of two processes: the maxillary process, which contributes to formation of the maxilla, premaxilla, zygomatic bones, and portions of the temporal bones, and the mandibular process, which contains Meckel's cartilage. Meckel's cartilage forms the incus and malleus, and then serves as a template for the mandible to form through membranous ossification of surrounding mesenchymal tissue [
Sadler, 2000]. Such development may involve signals from an organizing center in the foregut endoderm, as discussed by
Andersson et al. [2006]. (See Sulik review for further information on embryology, this issue.) More recently, studies in mice have demonstrated that the Sonic hedghog (Shh) signaling pathway and bone morphogenetic protein (BMP) pathway are involved in forebrain and craniofacial development. Mice deficient in Shh [
Chiang et al., 1996] or modifiers of BMPs, such as Chordin, Noggin, and Twisted gastrulation homolog 1 (Twsg1) [
Anderson et al., 2002;
Petryk et al., 2004], have features that resemble HPE and agnathia in humans.
Here we present 32 patients with both HPE and features of agnathia, which include two new patients and 30 previously reported patients. We then review animal studies to discuss potential molecular etiologies. In addition, there are over 60 other reported patients who may fit into the spectrum; however the data are too incomplete or unobtainable to include in this series [
Matsunaga and Shiota, 1977: 10 patients with HPE and “branchial arch anomalies”; 17 non-illustrated patients with cyclopia and agnathia,
Keith [1909]; two patients with “agnathia-HPE complex”
Okuno et al., [1996]; and a literature review of 37 patients, four of whom met criteria for inclusion here using original sources,
Pauli et al. [1981].