A primary goal of the present study was to evaluate several theoretically plausible and competing models of lifetime comorbidity among the externalizing domain of disorders. In contrast to previous studies in which a single externalizing latent factor best accounted for these disorders (
Krueger, 1999;
Krueger et al., 1998;
Krueger et al., 2003;
Krueger & Markon, 2006;
Slade & Watson, 2006;
Vollebergh et al., 2001), the present research suggests that the seven disorders examined here are best modeled with two latent factors. The discrepant findings between this research and similar prior studies are likely related to several factors. In prior studies of diagnostic categories, for example, four or fewer externalizing disorder candidates were modeled. The majority of these studies also evaluated disorder presence within a narrow time frame, usually within a year of the diagnostic assessment, thus reducing the likelihood that alternative manifestations of the underlying liability would be expressed or detected.
Each of the four models evaluated in this study generally demonstrated satisfactory model fit on a majority of standard fit indicators. EXT1, however, just failed to reach the conventional threshold for good fit on the
X2 goodness-of-fit test, which is known to produce significant
p-values even when the underlying model is reasonable (
Bentler, 1990). Apart from this stringent test, other indicators suggested that this model along with EXT2a and EXT3 produced reasonable fits to the data. These models, however, were not as effective in accounting for the data as EXT2b according to adjusted BIC, AIC, and ΔAIC criteria.
The best fitting two-factor model (EXT2b) distinguished ADHD/ODD from CD/AAB/ALC/CAN/DRG. This two-factor solution partially replicates higher-order factor models obtained by
Lahey et al. (2004,
2008), in which symptoms and behaviors associated with ADHD and ODD loaded on the same factor and were distinct from those that defined CD, which loaded on a separate correlated factor. Similarly, this solution also partially replicates and extends findings from other modeling studies that suggest CD, AAB, ALC, CAN and DRG diagnoses are best accounted for by a single latent factor (
Krueger, 1999;
Krueger et al., 1998;
Krueger et al., 2003;
Slade & Watson, 2006;
Vollebergh et al., 2001).
The correlated latent factors of the selected two-factor model also show some correspondence with the inattentive/hyperactive/impulsive versus conduct problems/rule-breaking/violent behavior distinctions that are emerging in the research literature (e.g.,
Waschbusch, 2002). The latent factor associated with ADHD/ODD in EXT2b is likely characterized by inattention and tendencies to display intrusive, impulsive, and hyperactive behaviors (
Lahey et al., 2004). The comparatively modest correlations and odds ratios that ADHD and ODD had with substance abuse disorders relative to CD and AAB are consistent with findings from other epidemiological studies in which conduct problems were found to be more strongly associated with future substance abuse problems than attention deficit-related problems (Lynskey & Fergusson, 1995).
The second latent factor defined by CD/AAB/ALC/CAN/DRG likely reflects a general rule-breaking tendency. CD, ABB, and substance use disorders share similar risk factors, such as an impulsive temperament, affiliations with rule-breaking or substance using peers, deviant family systems, and parental use of substances (Burt et al., 2001; Fergusson & Horwood, 1999;
Lynskey, Fergusson, & Horwood, 1998;
Wills & Dishion, 2004). Early conduct problems alone appear to explain much of the future risk for substance abuse (Lynskey & Fergusson, 1995), an observation that may explain their emergence on the same latent factor in the present research. Similarly, the observation that each of the substance use categories (ALC, CAN, and DRG) define, in part, this latent factor is also consistent with research that demonstrates a high degree of comorbidity among substance abuse disorders (
Tsuang et al., 1998).
Support for the validity of the two latent factors in model EXT2b is evident in comparisons of psychosocial outcomes at T
4. When compared to the social norm violation latent factor, the oppositional behavior disorders latent factor was associated with comparatively better overall psychosocial functioning. The main distinguishing feature of this latent factor was its association with fewer years of schooling. This finding is consistent with other research that associates learning problems and impaired academic performance with inattentiveness and hyperactive and oppositional behavioral tendencies (
Fischer, Barkley, Edelbrock, & Smallish, 1990). In contrast, the social norm violation latent factor was associated with several negative outcomes, findings that are consistent with the observed cumulative effects of antisocial developmental pathways (
Moffitt, Caspi, Harrington, & Milne, 2002).
Although findings from this research are consistent with those from other modeling studies (e.g.,
Burns et al., 1997a;
Burns et al., 1997b;
Fergusson et al., 1994a;
Lahey et al., 2004;
Lahey et al., 2008), they depart somewhat from the organization of disorders in the
DSM-IV framework. In
DSM, ADHD, ODD, and CD are listed as diagnostic categories within the same section (“attention-deficit and disruptive behavior disorders”). Although the present research and that performed by others suggest that the lifetime risk of these three disorders are greater than would be suggested by chance alone, ADHD and ODD have been shown to be distinct from CD in several respects. ADHD and ODD, for example, demonstrate substantial symptom covariation, diagnostic comorbidity, and common genetic and environmental determinants (
Burns et al., 2001;
Burns et al., 1997a;
Burns et al., 1997b;
Burt et al., 2003;
Lahey et al., 2004;
Lahey et al., 2008), with these two disorders clearly distinguished from CD in these areas (e.g.,
Burns et al., 1997a;
Fergusson et al., 1994a;
Lahey et al., 2008). Also in conflict with the
DSM framework, substance use disorders were not found to be distinct from the disruptive behavior problems that define CD and AAB in the present research.
Overall, findings from this study support the proposition of a multifactor externalizing domain of psychological disorders. Persons elevated on this general liability are at greater risk for expressing or manifesting multiple disorders within this domain, particularly disorders that share common latent factors at lower levels in the hierarchy. These latent factors, in turn, might reflect the overall effects of genetic, physiological, and environmental influences on individual vulnerabilities to externalizing symptoms and behaviors (
Fergusson, Horwood, & Boden, 2006). Included among these influences is neurochemical activity. Serotonergic functions, for example, are inversely related to externalizing behavior tendencies while dopaminergic functions are positively associated with such tendencies (
Chambers, Taylor, & Potenza, 2003). Other etiological factors might include reduced cognitive ability (
Koenen, Caspi, Moffitt, Rijsdijk, & Taylor, 2006;
Molina, Smith, & Pelham, 2001), impairments in the ability to inhibit or override prepotent responses resulting in behavioral inflexibility and perseveration (
Nigg, 2001), heightened sensitivity and responsiveness to reward cues (
Iacono, Malone, & McGue, 2008;
Nigg, 2001), and difficulties linking consequences to the behaviors that produced them (
Iacono et al., 2008). Other potential risk factors for disruptive behavior and substance use disorders include a childhood history of neglect or abuse, poor or inconsistent parenting, and affiliations with deviant peers (
Appleyard, Egeland, van Dulmen, & Sroufe, 2005;
Iacono et al., 2008).
The identification of latent factors associated with the emergence of externalizing disorders during adolescent and adult development is likely to facilitate additional research on central pathological processes (
Krueger, 1999) or common core diagnostic features (
Wittchen et al., 1999). To the extent that there are genetic underpinnings associated with psychiatric diagnoses, for example, these are more likely to be associated with latent factors than specific diagnostic categories (
Hettema, Neale, Myers, Prescott, & Kendler, 2006).
Study Limitations
Findings and conclusions associated with this research should be considered along with some caveats. First, as with many longitudinal studies, several modifications in procedures were made over the study period that might have impacted research findings. For example, DSM disorder criteria and diagnostic decision rules changed from T1/T2 (DSM-III-R) to T3/T4 (DSM-IV). Similarly, the diagnostic interview used in assessments from T1 to T3 (K-SADS, PDE) differed from that used at T4 (SCID, IPDE). Variability in diagnostic criteria and interview formats across assessment waves may have introduced some method bias that, in turn, altered associations among some subsets of psychiatric disorders.
Second, research participants were ethnically and geographically homogeneous. Previous research in this area has pointed to some cultural and geographical differences in the hierarchical organization of the internalizing spectrum of psychiatric disorders (
Krueger et al., 2003). Consequently, the generalizability of findings obtained in this research to members of diverse ethnic or cultural groups or to persons from diverse geographic regions remains uncertain.
Third, although this research spanned a developmentally important age range in relation to the emergence of psychological disorders, patterns of associations among some diagnostic categories might change with age. Even though the vast majority of cases of alcoholism emerge before age 30 (
Helzer et al., 1990), for example, there are indications that persons who first develop this condition later in life demonstrate fewer externalizing tendencies compared to those who initially develop this condition at younger ages (
Windle & Scheidt, 2004). Accordingly, the extent to which the measurement models presented here generalize to middle and late adulthood is unclear.
Future Directions
Clark (2005) has suggested that a comprehensive model of psychopathology should delineate the relationships among disorder concepts, account for non-random comorbidity among disorders, illustrate the temporal sequencing of broadband or superordinate personality traits or liabilities (e.g., temperament) with the emergence of behavioral patterns or psychiatric disorders, and demonstrate consistencies with emerging research on developmental factors, both biological and environmental, that are causally related to disorders and broad personality domains subsumed by the model. The present study attempted to directly address the first three of these research goals, although we acknowledge there is room for the further development, refinement, and evaluation of the models presented here. For example, other candidate disorders not included in this study might be pertinent for an externalizing spectrum of disorders (e.g., narcissistic, borderline, and histrionic personality disorders; impulse control disorders). Additional tests of these models are needed, including those that involve genetic and environmental risk modeling, dimensional representation of symptom features, and evaluations of differential responsiveness to therapies for closely aligned disorders.