Passive transfer of specific antibody protects susceptible rodents against pneumonic plague (
85,
86,
125,
133,
134). Given this documented efficacy of humoral immunity, pneumonic plague vaccine efforts have aimed, by and large, to prime high-titer antibody responses. However, prechallenge enzyme-linked immunosorbent assay (ELISA) titers do not correlate with protective efficacy in non-human primates vaccinated with F1/LcrV (
134,
135), and some vaccinated primates succumb to challenge despite possessing high-titer F1/LcrV-specific antibody (
102,
135). These observations, along with many supporting studies in rodents (
125,
136), strongly suggest that antibodies titers alone, at least as measured by standard ELISA, do not suffice in predicting the efficacy of pneumonic plague vaccines.
Early studies failed to demonstrate any appreciable bactericidal activity of plague immune serum and, rather, suggested that antibody-mediated defense against plague reflects a collaboration between humoral and cellular defense mechanisms (
136–
138). Indeed, Jawetz and Meyer (
138) concluded ‘the serum, plasma, or other body fluids of animals immune to plague infection are unable to destroy or lyse [
Y. pestis] organisms
in vitro and
in vivo in the absence of phagocytic cells’. While those investigators did not quantify the extent to which phagocytes contribute to antibody-dependent protection
in vivo, Straley and colleagues (
139) recently reported that treating mice with neutrophil-depleting, Ly-6G-specific mAb 1A8 abrogates protection mediated by polyclonal anti-LcrV in a mouse model of septicemic plague. Likewise, we have found that treatment with neutrophil-depleting, Gr1-specific mAb RB6-8C5 abrogates serotherapy-mediated protection in a mouse model of pneumonic plague (STS, unpublished data). These
in vivo studies strongly suggest that neutrophils contribute to antibody-mediated defense against pneumonic plague.
We also used the serotherapy model to investigate other mechanisms involved in antibody-mediated defense against pneumonic plague in mice. We found that genetic deficiency in the IFNγ receptor, TNFα, or of nitric oxide synthase 2 (NOS2) significantly impairs serotherapy-mediated protection (
140). IFNγ and TNFα are known to upregulate phagocyte expression of NOS2, thereby increasing production of antimicrobial nitric oxide (
141). More recently, we strengthened and expanded these studies using experimental strategies that conditionally, rather than genetically, deplete cytokines. Specifically, we found that co-administration of antibodies that neutralize IFNγ and TNFα significantly impairs serotherapy-mediated protection (STS, unpublished data). These findings are supported by those of Williamson and colleagues (
142), who observed that STAT4-deficient mice, which are impaired for production of IFNγ, generate robust antibody responses upon vaccination with F1/LcrV but, nonetheless, are poorly protected against
Y. pestis challenge. Altogether, these studies suggest that antibody-mediated protection benefits from cytokine-mediated priming of phagocyte defense mechanisms.
Further studies are required to define precisely how antibodies defend against pneumonic plague. As already noted, prior studies concluded that convalescent serum has little bactericidal activity of its own. Moreover, it is widely appreciated that
Y. pestis bacilli resist complement-mediated lysis (
143). Since virulent F1-negative strains exist, most attention has focused on defining the mechanisms by which LcrV-specific antibodies confer protection. One possibility is that these antibodies counter LcrV-mediated suppression of neutrophil chemotaxis (
49). This possibility is consistent with the above-mentioned studies demonstrating that LcrV antibody loses its capacity to limit bacterial growth in neutrophil-depleted mice (
139). However, LcrV antibody has not yet been shown to impact neutrophil recruitment or migration
in vivo, and our preliminary studies have thus far failed to demonstrate significant increases in the number of pulmonary neutrophils in mice challenged with
Y. pestis and treated with protective serum or LcrV antibody.
Another possibility is that antibodies protect via opsonic mechanisms. Indeed, LcrV is expressed on the bacterial surface (
144,
145), and LcrV-specific antibodies help macrophages (
139,
146) and neutrophils (
139) phagocytose
Y. pestis bacilli
in vitro. DynPort Vaccine Company LLC intends to use an opsonophagocytic assay to bridge animal and human studies as they manage the clinical development of F1/LcrV-based vaccines (
100). However, they have yet to demonstrate that anti-LcrV-mediated opsonophagocytic mechanisms contribute significantly to defense against pneumonic plague or that opsonophagocytic assays provide robust correlates of vaccine-mediated protection.
Several groups have recently investigated whether the ability to neutralize
Yersiniae-induced cytotoxicity might serve as a correlate assay for LcrV antibody-mediated protection. (
134,
135,
147). Contact with
Y. pestis bacilli can activate macrophage apoptosis
in vitro through a Yop-dependent mechanism (
146), and LcrV antibodies suppress both Yop translocation (
63,
139,
144) and macrophage apoptosis (
134,
135,
146,
147). In combination with the opsonophagocytic mechanisms described above, these findings suggest that LcrV antibodies may promote phagocytosis in a manner that enables phagocytes to ingest
Y. pestis bacilli, without themselves being killed in the process. USAMRIID researchers developed a quantitative, flow cytometry-based, cytotoxicity assay using the human HL60 cell line and a modified strain of
Y. pseudotuberculosis that expresses the
Y. pestis LcrV protein. The United Kingdom’s defense department has reported a similar qualitative assay (
134). Apparently
Y. pseudotuberculosis was chosen for these studies, in part, because the enteric
Yersiniae activate apoptosis much more effectively than
Y. pestis (
55,
147). Regardless, LcrV-specific antibodies suppress cell death in these assays, and there is an association between suppression of cell death and survival when analyzing sera from F1/LcrV-vaccinated, aerosol challenged, non-human primates (
135). These cytotoxicity assays thus provide a promising foundation for the development of correlate assays for protection mediated by LcrV antibodies. However, they may have little direct bearing on the actual mechanisms of antibody-mediated protection against pneumonic plague, since
Y. pestis induces macrophage apoptosis weakly by comparison with other
Yersiniae (
55). Rather, these recent findings suggest that cytolysis-blocking LcrV-specific antibodies antagonize some other, yet to be discerned, function(s) of LcrV that play important roles in
Y. pestis virulence.