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Am J Psychiatry. Author manuscript; available in PMC Oct 6, 2009.
Published in final edited form as:
PMCID: PMC2757752
NIHMSID: NIHMS141465
Brief Interpersonal Psychotherapy for Depressed Mothers Whose Children Are Receiving Psychiatric Treatment
Holly A. Swartz, M.D., Ellen Frank, Ph.D., Allan Zuckoff, Ph.D., Jill M. Cyranowski, Ph.D., Patricia R. Houck, M.S., Yu Cheng, Ph.D., M.A. Dana Fleming, R.N., Nancy K. Grote, Ph.D., David A. Brent, M.D., and M. Katherine Shear, M.D.
From the Department of Psychiatry, University of Pittsburgh School of Medicine, Pittsburgh; the Department of Social Work, University of Washington, Seattle; and Columbia University School of Social Work and Columbia University College of Physicians and Surgeons, New York.
Address correspondence and reprint requests to Dr. Swartz, Department of Psychiatry, Western Psychiatric Institute and Clinic, 3811 O’Hara St., Pittsburgh, PA 15213; swartzha/at/upmc.edu
Objective
Depressed mothers of children with psychiatric illness struggle with both their own psychiatric disorder and the demands of caring for ill children. When maternal depression remains untreated, mothers suffer, and psychiatric illness in their offspring is less likely to improve. This randomized, controlled trial compared the interpersonal psychotherapy for depressed mothers (IPT-MOMS), a nine-session intervention based on standard interpersonal psychotherapy, to treatment as usual for depressed mothers with psychiatrically ill offspring.
Method
Forty-seven mothers meeting DSM-IV criteria for major depression were recruited from a pediatric mental health clinic where their school-age children were receiving psychiatric treatment and randomly assigned to IPT-MOMS (N=26) or treatment as usual (N=21). Mother-child pairs were assessed at three time points: baseline, 3-month follow-up, and 9-month follow-up. Child treatment was not determined by the study.
Results
Compared to subjects assigned to treatment as usual, subjects assigned to IPT-MOMS showed significantly lower levels of depression symptoms, as measured by the Hamilton Depression Rating Scale, and higher levels of functioning, as measured by the Global Assessment of Functioning, at 3-month and 9-month follow-ups. Compared to the offspring of mothers receiving treatment as usual, the offspring of mothers assigned to IPT-MOMS showed significantly lower levels of depression as measured by the Children’s Depressive Inventory at the 9-month follow-up.
Conclusions
Assignment to IPT-MOMS was associated with reduced levels of maternal symptoms and improved functioning at the 3- and 9-month follow-ups compared to treatment as usual. Maternal improvement preceded improvement in offspring, suggesting that maternal changes may mediate child outcomes.
Major depressive disorder is a common, debilitating illness, affecting one of five women in their lifetime (1). Many women who suffer from depression are mothers. Because of shared genetic and environmental risk factors, the offspring of depressed mothers have a two- to five-fold increased risk of experiencing a psychiatric illness relative to the offspring of unaffected parents (2, 3). In a negatively reinforcing cycle, depressed mothers whose children develop psychiatric illness find it difficult to juggle the mental health treatment needs of multiple affected family members, often putting their own care behind that of their children (4). Consequently, maternal depression remains untreated (5), with attendant impairment in a range of functions that have been implicated in both poor maternal and child outcomes, including maternal interpersonal functioning (6, 7) and parenting skills (8). Even when children receive psychiatric treatment, the likelihood of favorable responses decreases in the face of persistent maternal depressive symptoms (9).
Depressed mothers with psychiatrically ill children present both challenges and opportunities. On one hand, if maternal illness is untreated, it is likely to have a negative effect on offspring; on the other hand, when maternal depression is treated, at-risk offspring do better as well (10). Depression-specific psychotherapies that have demonstrated both efficacy as treatments for syndromal depression (11), and the capacity to remediate psychosocial impairment (1214), factors that have been implicated as mediators of child dysfunction (7, 15), may represent important treatment options to consider for depressed mothers whose children suffer from psychiatric illness.
Interpersonal psychotherapy for mothers, brief interpersonal psychotherapy for depressed mothers (IPT-MOMS), is a nine-session intervention based on interpersonal psychotherapy for depression (16) with additional modifications designed to help depressed mothers engage in treatment (17) and address relationship difficulties that arise in the context of parenting an ill child (18). This article describes a randomized, controlled trial of IPT-MOMS as a treatment for major depressive disorder in non-treatment-seeking mothers whose school-age children are receiving psychiatric treatment. The study hypothesized that assignment to IPT-MOMS would be associated with improved outcomes in maternal depressive symptoms and global functioning. A secondary goal was to explore the indirect effects of interpersonal psychotherapy MOMS on offspring with psychiatric illness.
All procedures were approved by the institutional review board of the University of Pittsburgh. After a complete description of the study to the subjects, written informed consent was obtained from 72 potential participants (mothers) during the recruitment period (May 14, 2003, to March 14, 2006). The subjects included mother-child dyads recruited from a general pediatric mental health clinic or from a clinic that specializes in the treatment of suicidal adolescents. A total of 47 subjects (mothers) were deemed eligible for the protocol based on the following criteria: 1) age 18 to 65 years, 2) current diagnosis of major depressive disorder according to DSM-IV criteria, 3) Hamilton Rating Scale for Depression (HAM-D 17-item version) (19) score ≥15, and 4) biological or adoptive mother and custodial parent of a child age 6–18 receiving psychiatric treatment for an internalizing or externalizing disorder. Subjects were excluded from the study if they met any of the following criteria: 1) not currently living with the child, 2) at serious risk for child abuse or neglect, 3) substance abuse within preceding 6 months, 4) actively suicidal, 5) suffering from a psychotic disorder, 6) diagnosis of borderline or antisocial personality disorder, 7) unstable medical condition that could produce symptoms confounding accurate assessment of mood symptoms (e.g., untreated thyroid disease), or 8) currently receiving individual psychotherapy (concurrent treatment with family or group therapy was permitted). Mothers taking antidepressant medications were included if they met entry criteria despite 8 weeks of treatment with stable therapeutic doses of medication. Children gave informed consent or assent after mothers were deemed eligible for inclusion. If multiple children were eligible, the mothers were asked to designate one child participant.
Random Assignment
The subjects (N=65) were randomly assigned to either IPT-MOMS or treatment as usual following initial screening procedures that assessed initial severity but did not fully determine eligibility. This permitted investigators to administer the initial engagement session to those assigned to IPT-MOMS at the time of initial contact, a procedure considered essential to the process of working with a difficult-to-engage, non-treatment-seeking population (17). More thorough screening followed random assignment; therefore, four subjects assigned to IPT-MOMS and five assigned to treatment as usual were ultimately determined to be ineligible for the study. See Figure 1 for a CONSORT subject flow chart. Between random assignment and full determination of eligibility, three subjects assigned to IPT-MOMS and six to treatment as usual dropped out of the study. These differences, although not statistically significant, explain the unequal group sizes of IPT-MOMS and treatment as usual (26 and 21, respectively). Following full determination of eligibility, four subjects assigned to IPT-MOMS and five assigned to treatment as usual did not complete the study (defined as completing the 9-month follow-up assessment).
FIGURE 1
FIGURE 1
Participant Flow Chart Showing Numbers of Individuals Initially Screened, Randomly Assigned, Found to be Ineligible After a Secondary Screening That Occurred After Random Assignment, Dropping Out, and Completing Each Level of Follow-Up
Assessments
Mothers and children were assessed at baseline and at 3-month and 9-month follow-ups. Maternal lifetime and current psychiatric diagnoses were assigned by using the Structured Clinical Interview for DSM-IV, Clinician Version, for both axis I and II disorders (SCID and SCID II) (20, 21). Maternal depressive symptoms were assessed by using the HAM-D 17-item version and the Beck Depression Inventory (BDI) (22). HAM-D 17-item and BDI total scores range from 0 to 52 and 0 to 63, respectively, with higher scores indicating greater levels of depression severity. Maternal anxiety symptoms were assessed with the Revised Beck Anxiety Inventory (23), with scores from 10 to 18 indicating symptoms in the mild to moderate range and 19 to 29 indicating in the moderate to severe range. Maternal functioning was assessed using the Global Assessment of Functioning (GAF) (24) and the severity subscale of the Clinical Global Impression Scale (CGI) (25). GAF range from 0 to 100; scores higher than 90 indicate superior functioning and lower than 70 indicate clinical impairment. The CGI severity subscale consists of a single Likert item ranging from 1 (normal) to 7 (among the most extremely ill patients). SCID I and II were administered by master’s level clinicians in accordance with standards of the Biometrics Division of New York State Psychiatric Institute. Raters were independent from the subjects’ treatment team, and intraclass correlation coefficients were acceptable: 0.80, 0.80, and 0.86 for the HAM-D 17-item version, the GAF, and the CGI, respectively.
Child functioning was assessed with the 13-item child self-report Columbia Impairment Scale (26), which evaluates four major areas of functioning: interpersonal relations, broad psychopathological domains, functioning in job or schoolwork, and use of leisure time. Items range from 0 (“no problem”) to 4 (“a very big problem”). Scores range from 0 to 52 (lower values indicate lower levels of impairment). Child depressive symptoms were assessed by using the child self-report Children’s Depressive Inventory (27). These are presented as T scores ranging from 34 (less depressed) to 100 (more depressed), normed separately for ages 7–12 and 13–17. Child psychiatric diagnoses were ascertained by chart review.
IPT-MOMS
ITP-MOMS has been described elsewhere (18). Briefly, it consists of an initial engagement session based on principles of motivational interviewing and ethnographic interviewing (28), which is designed to explore and resolve potential barriers to treatment seeking (17, 29), followed by eight sessions of brief interpersonal psychotherapy (30). IPT-MOMS differs from standard interpersonal psychotherapy (16) in that 1) it follows the brief interpersonal psychotherapy model that is both shorter than standard interpersonal psychotherapy and uses some “soft” behavioral strategies to rapidly activate depressed patients (30), 2) it incorporates a motivational interviewing- and ethnographic interviewing- based engagement session and continues to draw on these engagement strategies as needed during the treatment, and 3) it uses specific strategies to assist mothers in managing problematic interpersonal relationships with their dependent, psychiatrically ill offspring. Sessions were offered to mothers at the same time and in the same location as their child’s mental health visits. Six therapists with master’s or doctoral degrees in social work, nursing, psychology, or medicine (psychiatry) conducted all IPT-MOMS sessions. Sessions were videotaped, and treatment fidelity was assessed by using the Therapy Rating Scale (TRS; 31, 32). We rated a subset of tapes (44%) and determined that 98% of those sessions achieved acceptable fidelity in comparison to a designated “gold standard” (≥75% of the mean TRS score of the gold standard therapist). After completing the interpersonal psychotherapy MOMS, the subjects were free to receive additional treatment as needed.
Referral for Treatment as Usual
Subjects assigned to treatment as usual were informed of their diagnoses, given psychoeducational materials, and told to seek treatment. They were given referrals (telephone numbers) to mental health clinics close to their home address and encouraged to avail themselves of services in their communities. Subsequent mental health service use was assessed at the 3-month and 9-month follow-ups by using a structured interview form.
Statistical Analyses
For baseline demographic and clinical characteristics, t tests and chi-square tests were used to compare continuous and categorical variables, respectively. Analyses of covariance, covarying for baseline values, were used to compare groups at follow-up assessments. Tests were considered significant at α=0.05 significance level (two-tailed). Analyses were performed using SAS version 9.1 (33).
Table 1 shows baseline clinical and demographic features of the group by treatment group. The mean age of the mothers in the total group was 42.7 (SD=8.3), and the mean age of the offspring was 13.8 (SD=3.4, range=6–18). The majority of the group was white (N=37, 79%). The groups did not differ on any demographic variable. All mothers met criteria for major depressive disorder, but over half the subjects also met criteria for additional psychiatric comorbidities. Notably, those assigned to treatment as usual were significantly more likely than those assigned to IPT-MOMS to meet criteria for an additional axis I disorder, most commonly current anxiety disorders (χ2= 7.4, df=1, p<0.05). There were no other statistically significant differences between groups on baseline clinical variables. Seven mothers assigned to IPT-MOMS and three assigned to treatment as usual were taking antidepressant medications at baseline, but this difference was not statistically significant. Pharmacotherapy remained constant from baseline through the 3-month assessment for those assigned to IPT-MOMS in accordance with the requirements of the protocol. Seventy-six percent (16 of 21) of the treatment as usual subjects reported receiving mental health services from baseline to the 3-month follow-up: nine received both medication and a psychosocial treatment, two received only medication, and five received a psychosocial treatment only. The pharmacotherapy received by the treatment as usual subjects is summarized in Table 2. Over the 3-month period, the median number of outpatient psychosocial visits attended by the treatment as usual subjects was 4.5, compared to nine IPT-MOMS sessions for those assigned to IPT-MOMS (χ2=8.51, df=2, p<0.05).
TABLE 1
TABLE 1
Baseline Demographic and Clinical Characteristics of Study Participants
TABLE 2
TABLE 2
Pharmacotherapy Received by Treatment as Usual Subjects at 3-Month Follow-Up (ascertained by subject self-report with semi-structured interviews)
We conducted analyses of covariance to compare mean values of maternal outcome variables at 3- and 9-month follow-ups, controlling for baseline values. As shown in Table 3, maternal symptom and functioning scores were significantly better in the IPT-MOMS group compared to the treatment as usual group on all measures at each time point with the exception of Beck Anxiety Inventory scores at the 9-month follow-up. Secondary analyses with repeated measures mixed-effects models (Table 4) showed significant time and treatment effects for all measures except the Beck Anxiety Inventory, but significant time-by-treatment interactions for maternal functioning measures only (CGI and GAF scores).
TABLE 3
TABLE 3
Relationship of Maternal and Child Symptoms and Functioning to Maternal Treatment Assignment at 3-month and 9-Month Follow-Up, Co-Varying for Baseline Values
TABLE 4
TABLE 4
Repeated Measures Mixed-Effects Models Evaluating Effects of Time, Treatment Assignment, and Their Interaction on Maternal and Child Symptoms and Functioning
Among offspring of mothers assigned to IPT-MOMS, 52% (N=13) were diagnosed with an internalizing disorder (major depressive disorder, dysthymic disorder, depressive disorder not otherwise specified, social phobia, separation anxiety disorder, or posttraumatic stress disorder), 28% (N=7) with an externalizing disorder (attention deficit hyperactivity disorder, oppositional defiant disorder, or conduct disorder), and 16% (N=4) with both. Among the offspring of treatment as usual mothers, 62% (N=13) were diagnosed with an internalizing disorder, 14% (N=3) with an externalizing disorder, and 19% (N=4) with both. These differences were not statistically significant. There were no significant differences between the groups of offspring on total scores on the Child Behavior Checklist (Table 3).
As shown in Table 3, at baseline and the 3-month follow-up, there were no differences between groups on measures of child symptoms and functioning. At the 9-month follow-up, however, with the addition of control for baseline values, child self-report depression and functioning (Children’s Depression Inventory and Columbia Impairment Scale) scores were significantly better in the offspring of mothers assigned to IPT-MOMS compared to those assigned to treatment as usual. Using simple linear regressions, we evaluated relationships between percent change in maternal BDI scores from baseline to the 3-month follow-up and child scores at the 9-month follow-up. After adjusting for child scores at the 3-month follow-up, we found significant interactions between percent change in maternal depression scores and treatment assignment for 9-month Children’s Depression Inventory scores (t=2.36, df=19, p=0.03) but not for Columbia Impairment Scale scores, suggesting that acute change in maternal depression may mediate the effect of treatment assignment on child depression over time.
At the 9-month follow-up, 60% (13 of 22) of the subjects completing IPT-MOMS and 100% (16 of 16) of the subjects completing treatment as usual reported receiving mental health treatment between the 3-month and 9-month follow-ups (χ2=8.58, df=2, p<0.05). Among IPT-MOMS subjects, seven received both psychotropic medication and psychosocial treatment, three received only medication, and three received psychosocial treatment only. Among treatment as usual subjects, eight received both medication and psychosocial treatment, four only medication, and four only psychosocial treatment. Data supplement tables summarizing pharmacotherapy received by subjects at the 9-month follow-up are available at http://ajp.psychiatryonline.org.
This small study had significant limitations, as described below. Nevertheless, data suggest that for depressed mothers whose children are receiving psychiatric treatment, psychotherapy specifically designed to meet their needs results in lower levels of symptoms and higher levels of functioning acutely and at the 9-month follow-up, compared to treatment as usual. In addition, this trial provides preliminary evidence for IPT-MOMS conferring benefit to offspring of depressed mothers, potentially mediated by change in maternal depression.
Recognizing that mothers of ill children rarely attend to their own needs and are, therefore, difficult to engage in treatment (5, 34, 35), IPT-MOMS systematically incorporates strategies to increase the likelihood that subjects will attend sessions: IPT-MOMS therapists systematically explore and address psychological and practical barriers to treatment seeking (17, 29), and maternal sessions are coordinated with child sessions. The fact that mothers assigned to IPT-MOMS attended more treatment sessions over a 3-month period compared to mothers assigned to treatment as usual may contribute to the favorable outcomes seen in the IPT-MOMS group and may be an important finding, given the fact that this was predominantly a non-treatment-seeking population.
Although maternal improvement in symptoms and functioning was apparent at the 3-month follow-up, the positive impact of successful maternal treatment on child outcomes was not detectable until the 9-month follow-up. Clinically, we believe that effective IPT-MOMS treatment facilitates improvements in parenting skills, social support use, and management of ongoing interpersonal stressors. That the positive impact of maternal treatment was transmitted to the offspring in a delayed manner would support this hypothesis—i.e., first mothers heal themselves, and then they interact more effectively with their children. Clearly, larger trials will be needed to test this mediational hypothesis.
Our results compare favorably with STAR*D (10), another study that looked at outcomes in offspring of mothers treated for depression. In both studies, offspring fared better when their mothers’ depression improved. Of interest, in the current trial, 61% (17 of 26) of the mothers initially assigned to IPT-MOMS remitted by the 3-month follow-up (defined as a HAM-D 17-item version score <8), compared with 25% (38 of 151) of the mothers enrolled in STAR*D (and 39% [11 of 21] of the mothers assigned to treatment as usual in the current trial). There are many differences between the two studies, including the fact that the STAR*D participants were treated with medication and not psychotherapy. One possible explanation for the relatively higher remission rates seen with the IPT-MOMS may be that a psychotherapy targeting the specific needs of depressed mothers with ill children may confer advantages beyond pharmacotherapy alone in this population. A properly designed trial would be required to formally test this hypothesis.
There are many limitations to this small study, and it should be replicated to confirm its findings. Most analyses focused on those completing the study, and yet 19% (nine of 47) of the maternal subjects dropped out by the 9-month follow-up, and up to 40% (19 of 47) of child assessments are missing for some measures. Data may not be missing at random. However, there were no differences in the percentages of missing data between the treatment groups at either follow-up assessment, suggesting these effects, even if biased, were similar across groups. In order to address this issue, we conducted secondary analyses of variables using mixed-effects models, techniques that use all available data on all enrolled subjects (36), and found significant time-by-treatment interactions on measures of maternal functioning. There also appear to be tendencies toward interactions on maternal and child depression scores (Table 4), effects that might have reached statistical significance with larger groups.
The subjects assigned to treatment as usual had more anxiety disorder diagnoses at baseline, a clinical characteristic associated with worse outcomes over time (37), which may account for observed differences in outcomes between groups. However, there were no differences in baseline levels of anxiety symptoms between groups as measured by the Beck Anxiety Inventory. More subjects assigned to IPT-MOMS were taking antidepressants at study entry than the subjects assigned to treatment as usual, but this number was not statistically significant. Notably, subjects entering the study while taking medication were taking stable doses of antidepressants for at least 8 weeks so that changes in symptoms observed subsequent to entry could be reasonably attributed to the intervention rather than to medications.
Because subjects assigned to IPT-MOMS attended more acute treatment sessions than those assigned to treatment as usual, it is impossible to determine whether favorable outcomes are simply a result of increased session frequency or session content. In addition, subjects in both groups received additional mental health services (both psychotherapy and pharmacotherapy) between 3-month and 9-month assessments, and we did not control for these services in our analyses. Of interest, significantly more treatment as usual than IPT-MOMS completers received treatment in the 3–9 month follow-up interval, and yet those assigned to IPT-MOMS fared better, suggesting enduring effects of acute treatment.
Child outcomes in this trial are considered preliminary because there were few exclusion criteria for children, and, therefore, they carried a wide range of diagnoses, were in different phases of their own treatment, and varied in age. The trial was not adequately powered to disentangle the differential effects of IPT-MOMS across these subgroups of children.
Despite its limitations, this study demonstrates that a high-risk population of non-treatment-seeking depressed mothers with psychiatrically ill offspring who received a brief psychosocial intervention had better outcomes at 3 and 9 months compared to those in treatment as usual. Those assigned to interpersonal psychotherapy MOMS stayed in treatment, achieved substantial clinical gains within a relatively short time, and stayed well over an additional 6 months. Their offspring also seemed to benefit from the mothers’ treatment. Future studies will be needed to replicate these results and to explore factors that mediate effects of maternal treatment outcomes on offspring.
Patient Perspective
“Ms. A,” age 38, suffered from major depressive disorder. She was the mother of “Ann,” a 14-year-old who was hospitalized 6 months earlier following an attempted overdose. In the engagement session, Ms. A articulated fears that admitting she was “depressed” meant that she was weak when she needed to be strong and that seeking therapy would selfishly take time away from her daughter. The therapist evoked Ms. A’s awareness of the discrepancy between her characteristic resilience and current inability to cope, describing depression as a no-fault illness whose treatment would facilitate return of her usual resourcefulness. The therapist also related interpersonal therapy’s emphasis on addressing interpersonal stressors, which led Ms. A to say that she needed guidance in dealing with Ann’s problems. The therapist explained that IPT-MOMS would specifically help Ms. A find ways to interact with Ann that would be more helpful to both mother and daughter. Ms. A explicitly agreed to eight sessions of psychotherapy in which the therapist would focus on Ms. A’s relationship with her daughter—in interpersonal therapy parlance, their nonreciprocal role expectations. Ms. A described worsening mood symptoms following an incident when Ann returned home from an outing with friends, visibly upset. Ms. A expected her daughter to confide in her about the night’s events, while Ann wanted to be left alone. An ensuing series of miscommunications resulted in Ms. A becoming frustrated and saying to her daughter, “I can’t stand your attitude.” Ann, in turn, became angry and yelled, “I’d rather kill myself than talk to you.” Ms. A was overwhelmed by conflicting feelings. She felt guilty about her comments to Ann and worried she had neglected warning signs of increasing suicidal ideation. She feared that her daughter might act on her threat. She also felt angry because she believed Ann was using her illness to manipulate her. The therapist discussed misaligned expectations around Ann’s social difficulties (should she share her feelings about them with her mother or not?) and constructive ways of discussing this core issue with her daughter. They used role playing to practice discussing the incident in a calm, constructive manner, i.e., stating directly how she both wanted to help Ann and felt frustrated when Ann shut her out. Ms. A was encouraged to relate her fears about Ann attempting suicide again when she appeared upset but refused to talk. Ms. A was given a homework assignment of talking to Ann about this issue. At the following session, Ms. A reported the conversation had gone well. Ann was receptive to Ms. A’s more direct style of communication. Ms. A, in turn, was open to her daughter’s request for more privacy. They felt closer to each other after the conversation, and Ms. A’s mood improved. Remaining sessions focused on refining communication between Ms. A and Ann in order to resolve the conflicts between them.
Acknowledgments
Dr. Swartz has received honoraria for CME presentations from AstraZeneca and Bristol-Myers Squibb, is on the speakers bureau for Bristol-Myers Squibb, and receives grant support from Bristol-Myers Squibb. Dr. Frank has served as a consultant and/or advisor to Eli Lilly, Novartis, Pfizer, and Servier; has received grant support from Forest Research Institute; and receives royalties from Guilford Press. Dr. Shear is a consultant to Forest Laboratories. Dr. Cyranowski receives research support from NIMH and the Pittsburgh Foundation.
Supported by NIMH grant K23 MH-64518
Footnotes
Presented in part at the 2nd International Conference on Interpersonal Psychotherapy, Toronto, Nov. 12–14, 2006.
The remaining authors report no competing interests.
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