Role of Serotonin
Somewhat surprisingly, some of the earliest data suggesting that monoamine pathways in general and serotonin in particular, may be involved in the development of depressive symptoms during IFN-alpha therapy came from studies on the treatment and prevention of IFN-alpha-induced behavioral changes (
Hauser et al., 2000;
Musselman et al., 2001). Work in our laboratory participated in these investigations and found that administration of the serotonin reuptake inhibitor, paroxetine, reduced the development of depression during IFN-alpha therapy by ~4 fold (
Musselman et al., 2001). Indeed, in a double-blind, placebo-controlled trial of patients undergoing IFN-alpha treatment for non-metastatic malignant melanoma, 45% of patients who received placebo developed symptom criteria sufficient to make a diagnosis of major depression compared to only 11% of those who received paroxetine (
Musselman et al., 2001). In addition, whereas 35% of the patients in the placebo group dropped out of IFN-alpha treatment secondary to behavioral toxicity, only 1 patient (5%) dropped out of treatment in the paroxetine group (
Musselman et al., 2001). It should be noted that in this randomized clinical trial, antidepressant (or placebo) treatment was initiated 2 weeks prior to the initiation of IFN-alpha therapy based on findings from laboratory animal studies demonstrating that pretreatment of rats with antidepressants for 3 weeks was able to block the development of behavioral changes secondary to the administration of bacterial endotoxin (
Yirmiya 1996). Taken together, these data demonstrated that increasing synaptic availability of serotonin significantly reduced the development of cytokine-induced depressive symptoms, suggesting that depletion of serotonin as a function of cytokine exposure is a primary mechanism by which cytokines influence behavior. In addition, the data indicated that proactive strategies targeted to the pathways by which cytokines change behavior can prevent cytokine-induced behavioral changes before they occur and thereby may be a useful clinical approach to medically ill patients at risk for depression in the context of an activated innate immune response. Patients at risk would include those undergoing surgery, radiation or chemotherapy, where the incumbent tissue damage and destruction can elicit a powerful but predictable inflammatory response. Of further relevance to identifying those who may be especially vulnerable to such cytokine influences on behavior are preliminary data from a recent collaborative study where polymorphisms in the IL-6 and serotonin transporter genes were found to predict the development of depression during IFN-alpha treatment for hepatitis C (
Bull et al., 2008). While further implicating the role of serotonin in this process, these data contribute to a personalized approach to prevention that may be especially relevant in patients undergoing IFN-alpha treatment for hepatitis C. Indeed, in a recent double-blind, placebo-controlled trial of paroxetine in this patient population, patients with a low risk of developing IFN-alpha-induced depressive symptoms (as identified by low depressive symptoms at baseline) were found to receive no benefit from antidepressant pretreatment, whereas individuals at increased risk for depression (as identified by increased depressive symptoms at baseline) exhibited marked benefit from antidepressant therapy (
Raison et al., 2007).
A second major area of research that has implicated serotonin pathways in the pathogenesis of cytokine (IFN-alpha)-induced depression is the effect of IFN-alpha on the enzyme, indolamine 2,3 dioxygenase (IDO), which breaks down tryptophan, the primary amino acid precursor of serotonin, into kynurenine () (
Dantzer et al., 2008). Indeed, early studies indicated that the development of depressive symptoms during IFN-alpha therapy was associated with decreased peripheral blood concentrations of tryptophan (
Capuron et al., 2002b;
Maes et al., 2001). These studies were complemented by work in our laboratory that indicated that patients who developed major depression during IFN-alpha therapy (compared to those without depression) exhibited both prolonged accentuated decreases in plasma tryptophan as well as significantly increased plasma concentrations of kynurenine, supporting the notion that decreased peripheral blood concentrations of tryptophan were secondary to activation of IDO (
Capuron et al., 2003a). Animal studies have recently further demonstrated a pivotal role for IDO in cytokine-induced behavioral changes. For example, inhibition of IDO activity by the IDO antagonist, 1-methyltryptophan, has been shown to block the development of depressive-like symptoms in mice following administration of lipopolysaccharide (LPS) (
O’Connor et al., 2008). It should be noted, however, that although IDO may contribute to a reduction in tryptophan, it has yet to be established that IFN-alpha-induced changes in peripheral blood tryptophan translate into decreased availability of tryptophan and/or serotonin in the central nervous system (CNS). Moreover, there is increasing interest in the role of downstream IDO metabolites including kynurenine which can be further broken down into kynurenic acid (discussed below) and quinolinic acid, which is an endogenous N-methyl-D-aspartate receptor agonist that has been implicated in the neurotoxicity of several inflammatory brain diseases such as Human Immunodeficiency Virus (HIV)/Acquired Immune Deficiency Syndrome (AIDS) Dementia Complex and Alzheimer’s disease (
Guillemin et al., 2005a;
Guillemin et al., 2005b;
Muller and Schwarz 2007;
Wichers et al., 2005). Of note, human astrocytes, which provide trophic support to neurons, appear to be especially sensitive to the apoptotic effects of quinolinic acid (
Guillemin et al., 2005b).
Another major mechanism by which cytokines (IFN-alpha) may influence serotonin metabolism is through the induction of mitogen activated protein kinase (MAPK) signaling pathways including p38 (). IFN-alpha as well as other innate immune cytokines are potent inducers of p38 MAPK, and activation of p38 MAPK has been shown to upregulate both the expression and function of the serotonin transporter (
Zhu et al., 2006;
Zhu et al., 2005). For example, treatment of rat brain synaptosome preparations or rat leukemia cell lines with IL-1 or TNF-alpha was found to increase serotonin reuptake by up to 100% in a dose dependent fashion (
Zhu et al., 2006). These effects were reversed by a p38 antagonist. Interestingly, enhanced serotonin transporter function recently has been associated with depression in patients with seasonal affective disorder (
Willeit et al., 2007). Work by our group has examined the relationship between p38 activation and serotonin availability in rhesus monkeys exposed to maternal abuse and rejection as infants (
Sanchez et al., 2007). Significant correlations were found between activation of p38 in peripheral blood mononuclear cells (as determined by flow cytomety and intracellular staining for phosphorylated p38) and number of maternal rejections as infants as well as decreases in CSF concentrations of the serotonin metabolite, 5-hydroxyindoleacetic acid (5-HIAA) (
Sanchez et al., 2007). Of note, decreased CSF 5-HIAA concentrations have been associated with increased anxiety-like behavior in these animals (
Maestripieri et al., 2006). Taken with the potential effects of activation of IDO on serotonin metabolism, these data suggest that cytokines can inflict a double hit on serotonin availability through effects on the synthesis and reuptake of serotonin, both potentially contributing to reduced synaptic serotonin ().
Role of Dopamine
Data from our laboratory and others support the notion that IFN-alpha, as well as other innate immune cytokines, may also alter dopamine (DA) metabolism and the function of basal ganglia circuits, thereby contributing to cytokine-induced neurovegetative symptoms including anhedonia, psychomotor slowing, sleep disturbances and fatigue (
Capuron and Miller 2004;
Horikawa et al., 1999;
Kamata et al., 2000;
Kumai et al., 2000;
Schaefer et al., 2003;
Shuto et al., 1997;
Sunami et al., 2000). DA in the basal ganglia is known to play an important role in the regulation of multiple behaviors including mood, motivation/reward (hedonia), motor activity, sleep/wake cycles (arousal) and cognition (
Grace 2002;
Roth and Elsworth 1995;
Rye 2004;
Salamone et al., 2005;
Schultz 2007).
Data from patients undergoing IFN-alpha treatment for hepatitis C reveal significant IFN-alpha-induced motor slowing as assessed by a computerized neuropsychological test battery (
Majer et al., 2008). IFN-alpha-induced motor slowing was in turn significantly correlated with the development of depression and fatigue. These findings are consistent with a previous study demonstrating a relationship between motor slowing following 5 days of IFN-alpha therapy and the development of depressive symptoms after 1 month of IFN-alpha treatment (
Capuron et al., 2001). More specifically related to DA metabolism, studies in rhesus monkeys administered IFN-alpha have revealed that the development of huddling behavior (a behavioral equivalent of depression) in vulnerable animals is associated with significant decreases in CSF concentrations of the DA metabolite, homovanillic acid (HVA), compared to saline treatment. These results are consistent with experiments in mice that have shown that treatment with IFN-alpha for up to 5 days significantly decreases DA and its metabolite, 3,4-dihydroxyphenylacetic acid (DOPAC), in whole brain homogenates (
Shuto et al., 1997). These DA changes were associated with reduced motor activity (consistent with the motor slowing and fatigue seen in IFN-alpha-treated patients). Studies by our group and others using positron emission tomography also have demonstrated that IFN-alpha increases resting state glucose metabolism in basal ganglia nuclei including the putamen and nucleus accumbens (
Capuron et al., 2007;
Juengling et al., 2000). IFN-alpha-induced changes in glucose metabolism were in turn correlated with the development of symptoms of fatigue (
Capuron et al., 2007). These findings of increased basal ganglia resting-state glucose metabolism in IFN-alpha-treated patients may be indicative of reduced dopaminergic activity, as is seen in patients with Parkinson’s disease (PD). Increased glucose metabolism in the basal ganglia (similar to that following IFN-alpha administration) has been repeatedly demonstrated in PD patients (
Eidelberg et al., 1994;
Mentis et al., 2002;
Spetsieris et al., 1995), where it is believed to reflect the degeneration of inhibitory neurocircuits related to the loss of dopaminergic neurons in the substantia nigra pars compacta (
Wichmann and DeLong 2003a;
Wichmann and DeLong 2003b). Disinhibition of dopaminergic inhibitory neurocircuits in turn leads to increased oscillatory burst activity in relevant basal ganglia nuclei (and thus increased metabolic activity) (
Wichmann and DeLong 1999). Relevant to the role of diminished DA availability in basal ganglia hyperactivity, levodopa infusion has been shown to reduce glucose metabolism in the basal ganglia, notably in the putamen, and is associated with clinical improvement in PD patients (
Feigin et al., 2001). Of note, IFN-alpha has been associated with development of Parkinson-like symptoms that were relieved by levodopa administration. Given the role of DA pathways in activating frontal cortex neurons (
Alexander et al., 1986), altered basal ganglia and DA function may also contribute to the reduced metabolic activity that has been observed in the prefrontal cortex following IFN-alpha administration (
Capuron et al., 2007;
Juengling et al., 2000). Such decreases in frontal cortex activity also have been found in PD patients, especially those with depression (
Mayberg et al., 1990).
Additional support regarding IFN-alpha’s effects on DA pathways and the basal ganglia are its potent induction of fatigue and anergia. Fatigue and anergia represent fundamental characteristics of diseases that affect the basal ganglia, including PD, multiple sclerosis, cortical stroke and AIDS (
Chaudhuri and Behan 2000;
Gray et al., 2001;
Lou et al., 2001). In addition, it has been suggested that nucleus accumbens DA, aside from its role in reward circuitry, may contribute to anergia in patients with depression (
Salamone et al., 2003;
Salamone et al., 2005). Treatment with levodopa or other pharmacologic agents that increase DA release (e.g. amphetamines and other stimulants) have been shown to improve fatigue and energy in patients with basal ganglia disorders as well as in IFN-alpha-treated patients and patients with cancer (
Lou et al., 2003;
Schwartz et al., 2002). Taken together, these findings suggest that changes in basal ganglia activity during IFN-alpha therapy may be related to decreased DA neurotransmission and in turn may play a role in the pathophysiology of IFN-alpha-induced behavioral changes as well as cytokine-induced behavioral changes (fatigue, motor slowing, anhedonia and depression) in other patient populations including the medically ill.
There are a number of mechanisms by which IFN-alpha may alter DA metabolism and contribute to decreased DA neurotransmission (). For example, intramuscular injection of IFN-alpha to rats has been shown to decrease CNS concentrations of tetrahydrobiopterin (BH
4) (
Kitagami et al., 2003). BH
4 is an important enzyme co-factor for tyrosine hydroxlylase, which converts tyrosine to L-DOPA and is the rate limiting enzyme in the synthesis of DA. IFN-alpha effects on BH
4 appear to be mediated by stimulation of nitric oxide (NO). Indeed, treatment with an inhibitor of NO synthesis was found to reverse IFN-alpha’s inhibitory effects on brain concentrations of both BH
4 and DA (
Kitagami et al., 2003). IL-6 (which we have shown is increased in the peripheral blood following acute IFN-alpha administration) also has been shown to reduce BH
4 content in sympathetic neurons (
Li et al., 2003). Of note, activation of an inflammatory response within the brain has been associated with increased NO production, suggesting that cytokine influences on BH
4 via NO may be a common mechanism for innate immune cytokines and inflammation to reduce DA availability in the basal ganglia. Of relevance in this regard, IFN-alpha receptors have been identified throughout the brain especially in microglia (
Yamada and Yamanaka 1995). Thus, IFN-alpha-induced activation of microglia may lead to the release of other innate immune cytokines, such as IL-6, which may contribute to alterations in DA and basal ganglia function through local inflammation and the production of NO.
Another potential pathway which may lead to decreased synaptic availability of DA involves changes in kynurenic acid (KA), a tryptophan metabolite, which can affect DA release. As noted above, through activation of IDO, IFN-alpha treatment has been associated with increased plasma concentrations of kynurenine (especially in depressed patients), which can be metabolized to KA (
Capuron et al., 2003a). Of relevance to DA, intrastriatal administration of KA has been shown to dramatically reduce extracellular DA in the rat striatum (
Wu et al., 2007). This effect appears to be mediated by the inhibition of alpha7 nicotinic acetylcholine receptors (alpha7nAChRs) on glutamatergic afferents, which ultimately serve to inhibit striatal glutamate release (
Wu et al., 2007). Glutamate in turn is believed to act locally to regulate tonic, impulse-independent, DAT-mediated DA release (
Borland and Michael 2004;
Grace 1991). Treatment with the alpha7nAChR agonist, galantamine, was able to reverse the effects of KA on extracellular DA levels in the striatum (
Wu et al., 2007). Yet another pathway by which the innate immune response may influence DA metabolism is the capacity of IFN-alpha and other innate immune cytokines to activate MAPK signaling pathways. As noted above, MAPK pathways appear to play an important role in the regulation of the expression of monoamine transporters. For example, transient transfection of human (h)DAT-expressing HEK cells with constitutively active MAPK kinase (MEK) was found to increase the Vmax of the hDAT transporter while increasing hDAT surface expression (
Moron et al., 2003). Moreover, inhibition of MAPK signaling was found to decrease DA uptake in a dose and time-dependent fashion in rat striatal synaptosome preparations and a human embryonic kidney (HEK) cell line (
Moron et al., 2003). Of note, activation of p38 MAPK after treatment with either pharmacologic (anisomycin) or immunologic stimuli (IL-1 and TNF-α) has been shown to increase the expression and activity of both the serotonin as well as the norepinephrine transporter (
Zhu et al., 2006;
Zhu et al., 2005). Given the role of the norepinephrine transporter in the uptake of both norepinephrine (NE) and DA, increased DAT and NET expression and activity may contribute to reduced synaptic availability of DA (and NE), secondary to increased sequestration of neurotransmitter.
Although decreased DA synthesis and/or increased DA reuptake are plausible mechanisms for decreased DA neurotransmission. An additional explanation for hypo-dopaminergic function during IFN-alpha treatment is that IFN-alpha is initially associated with increased dopaminergic activity, which subsequently leads to downregulation of DA neurotransmission. Indeed, studies have shown that IFN-alpha binds to mu opioid receptors (
Wang et al., 2006), which are expressed on basal ganglia dopaminergic neurons and can cause presynaptic DA release (
Di Chiara and Imperato 1988;
Ho et al., 1992). Long-term IFN-alpha-induced DA release may lead to a compensatory reduction in the number and/or sensitivity of postsynaptic DA receptors (e.g. D
2), as well as DA synthesis (
Cooper 2003), ultimately leading to decreased dopaminergic tone.
IFN-alpha effects on DA and the basal ganglia may contribute to the development of IFN-alpha-induced depression (as well as fatigue – as discussed above). Considerable attention has been focused on the role of DA in the pathophysiology of depressive disorders (
Dunlop and Nemeroff 2007). For example, rodent models of depression demonstrate altered mesolimbic DA system function, and certain antidepressants act by enhancing DA neurotransmission (
Willner et al., 1992). Furthermore, several studies, including postmortem investigations, have shown that depressed patients, particularly those with psychomotor retardation, exhibit reduced concentrations of DA metabolites, primarily HVA, both in the CSF and in brain regions that mediate mood and motivation (
Brown and Gershon 1993;
Klimek et al., 2002;
Mendels et al., 1972;
Reddy et al., 1992;
Roy et al., 1992). Several neuroimaging studies have also found evidence of reduced DA neurotransmission in depressed patients, including compensatory up-regulation of D
2 receptors (
D’Haenen H and Bossuyt 1994;
Ebert et al., 1996;
Martinot et al., 2001;
Meyer et al., 2001;
Shah et al., 1997;
Tremblay et al., 2005). Interestingly, in one study, reduced DA neurotransmission, as indicated by increased binding of the DA D
2/3 ligand
123IZBM in the striatum, was correlated with motor slowing in depressed patients (
Shah et al., 1997).
Although much of our discussion has focused on IFN-alpha, other innate immune cytokines have been implicated in basal ganglia dysfunction. Relevant receptors for innate immune cytokines are expressed in abundance in the basal ganglia (
Gray et al., 2001;
Haas and Schauenstein 1997), and chronic infusion of LPS, a potent inducer of the inflammatory cytokine cascade, into the rat brain has been shown to induce a progressive and selective degeneration of nigral dopaminergic neurons through microglial activation (
Gao et al., 2002). Interestingly, development of PD in animal models using N-methyl-4-phenyl-1, 2, 3, 6-tetrahydropyridine (MPTP) is in part dependent on expression of the inflammatory cytokine, TNF-alpha (
Leng et al., 2005;
Nagatsu and Sawada 2005). Similarly, basal ganglia dysfunction and decreased striatal DA following administration of polychlorinated biphenyls (PCBs) appears to be dependent on IL-6 (with PCB-induced neurotoxicity being markedly reduced in IL-6 knockout animals) (
Goodwill et al., 2007). Finally, several infectious diseases including HIV/AIDS have been associated with basal ganglia alterations (
Berger and Arendt 2000;
von Giesen et al., 2005). Interestingly, in these diseases, both basal ganglia hypermetabolism (as seen during IFN-α administration) and hypometabolism have been observed, possibly related to the duration of pathogen exposure and/or the chronicity of the disease. For example, in HIV/AIDS, data has suggested that early stages of neurologic involvement are characterized by basal ganglia hypermetabolism followed by basal ganglia hypometabolism, potentially reflective of neurodegeneration (
von Giesen et al., 2000). Of note, CSF concentrations of IFN-alpha have been correlated with HIV-related neurocognitive changes (
Krivine et al., 1999;
Rho et al., 1995).