Search tips
Search criteria 


Logo of nihpaAbout Author manuscriptsSubmit a manuscriptHHS Public Access; Author Manuscript; Accepted for publication in peer reviewed journal;
Br J Health Psychol. Author manuscript; available in PMC 2009 September 17.
Published in final edited form as:
Br J Health Psychol. 2009 September; 14(Pt 3): 473–487.
Published online 2008 September 20. doi:  10.1348/135910708X360700
PMCID: PMC2745728

Five factor model personality factors moderated the effects of an intervention to enhance chronic disease management self-efficacy



Peer led interventions can enhance patient self-efficacy for managing chronic illnesses, but little is known regarding the moderators or duration of their effects. We hypothesized Homing in on Health (HIOH), a variant of the Chronic Disease Self-Management Program, would be most effective in patients high in neuroticism and low in extraversion, openness, agreeableness, and/or conscientiousness.


Analysis of data from subjects (N = 415) enrolled in an ongoing randomized controlled trial


Regression analyses were conducted to explore whether Five Factor Model (FFM) personality factors moderated the effects of HIOH, delivered in subjects’ homes or via telephone, on disease management self-efficacy. Data were collected at 6 time points over the course of 1 year.


Compared with control and telephone HIOH, home HIOH significantly increased self-efficacy, an effect peaking at 6 weeks and fully attenuating by 1 year. Moderation analyses revealed the benefit was confined to patients higher in neuroticism and/or lower in conscientiousness, agreeableness, and extraversion.


A peer led intervention to enhance disease management self-efficacy had only short-term effects, and FFM personality factors moderated those effects. Measuring personality factors in chronically ill individuals may facilitate targeting of self-management interventions to those most likely to respond.

Seff-efficacy, or an individual’s perceptions regarding their ability to execute actions required to achieve valued outcomes, is a powerful mediator of health behaviors and outcomes across a wide array of patient populations and health conditions (Aljasem, Peyrot, Wissow & Rubin, 2001; DiClemente, Prochaska & Gibertini, 1985; Holloway & Watson, 2002; Litt, 1988; Marks, Allegrante, & Lorig, 2005). Well-conceived psychosocial health care interventions have been shown to strengthen self-efficacy and result in positive changes in patient health behaviors (Warnecke, Morera, Turner, Mermelstein, Johnson & Parsons, 2001) and outcomes (Barnason, Zimmerman, Nieveen, Schmaderer, Carranza, & Reilly, 2003; Brody, Roch-Levecq, Gamst, Maclean, Kaplan, & Brown, 2002; Dallow & Anderson, 2003; Goeppinger, Arthur, Baglioni, Brunk & Brunner, 1989; Kukafka, Lussier, Eng, Patel & Cimino, 2002; Lorig, Holman, Sobel, Laurent, Gonzalez, & Minor, 1999; Tsay, 2003). Peer led interventions to enhance patient self-efficacy for managing chronic conditions have typically been associated with an effect size of around 0.3, and have also led to improvements in important clinical outcomes at 4 – 6 months follow-up, including exercise behavior, cognitive symptom management, and psychological well-being (Foster, Taylor, Eldridge, Ramsay, & Griffiths, 2007). However, the longer-term effects of such programs on disease management self-efficacy remain unknown.

Perhaps the most widely used and researched self-efficacy enhancing health care intervention is the peer led Chronic Disease Self Management Program (CDSMP), developed by Lorig and colleagues at Stanford University and now offered in multiple languages in over 15 countries (Stanford Patient Education Research Center, 2008). The CDSMP aims to provide participants with the self-efficacy and skills required to optimally manage their chronic medical conditions, regardless of specific diagnosis. Pairs of extensively trained and certified peer facilitators deliver the intervention to groups of 8 – 10 participants over six weekly sessions, via a highly interactive, participatory format. Despite the success and wide dissemination of the CDSMP, little is known about the moderators of its effects. At a theoretical level, identifying treatment moderators may lead to increased understanding of for whom the intervention works (Kraemer, Wilson, Fairburn, & Agras, 2002). At a practical level, understanding treatment moderators can help health care providers and administrators increase intervention delivery efficiency, or ratio of clinical benefit to delivery effort (Issel, 2004) by pinpointing optimal candidates for whom the intervention is liable to be most effective.

The extent to which participant dispositional characteristics might moderate the effects of the CDSMP program remains unknown, but personality theory is suggestive. Although social-cognitive and trait-based models of personality were at one time seen as antithetical, increasing interest in the integration of traits and social cognition (Mischel and Shoda, 1999) has led to more unified contemporary perspectives that consider the interface of these two aspects of personality. For instance, Five Factor Theory (FFM; McCrae and Costa, 1999), which underlies the FFM of personality (Goldberg, 1993; McCrae and Costa, 1997), distinguishes between basic tendencies, represented in aggregate by the FFM domains of Neuroticism, Extraversion, Openness, Agreeableness, Conscientiousness, and characteristic adaptations, or more specific modes of interacting with the environment that arise from basic tendencies. This distinction has been elaborated by other integrated frameworks for personality (Hooker and McAdams, 2003; McAdams and Pals, 2006), which consider the Big Five to underlie a range of characteristic adaptations involving social cognitive functions such as self-evaluation, self-monitoring, goal setting, and self-efficacy. These considerations suggest that self-efficacy in chronic disease management is likely to be a function of both the circumstances surrounding the disease and its management as well as personality dispositions, indexed by FFM domains.

Several prior studies have explored the degree of correlation between FFM factors and the construct of general self-efficacy. In a meta-analytic review of these studies, Judge, Erez, Bono & Thoresen, 2002 estimated the population correlation of -0.62 between Neuroticism and general self-efficacy, with similar associations across self and peer reports of these two constructs. Judge et al., (2002) also observed small to large-sized correlations (i.e. from 0.05 to 0.58) between general self-efficacy and each of the other FFM factors across six independent samples, ranging from college students to pharmaceutical salespersons to employees in food manufacturing plants. Self-efficacy tended to show the largest positive associations with Conscientiousness and Extraversion, and smaller positive associations with Agreeableness and Openness. Thus, while general self-efficacy has been most strongly related to Neuroticism, the other four dimensions of the FFM played a role in stable aspects of this social-cognitive construct.

While intriguing, such analyses have limited applicability to the question of whether FFM factors moderate the self-efficacy enhancing effects of the disease self-management interventions. By definition, general self-efficacy affects an individual’s belief in his or her capabilities in general; in other words, regardless of the task being engaged in, an individual will tend to feel less capable of executing the task if he or she has a lower general self-efficacy. Yet it is often the case that an individual has high levels of self-efficacy for tasks in certain life domains — for example, for job-related tasks — and simultaneously has quite low levels of self-efficacy in other domains — such as for disease management tasks (Bandura, 1997). A single prior study examined relationships between FFM factors and self-efficacy specifically within the health behavior domain, and found moderately strong correlations between health behavior self-efficacy and Neuroticism (negative correlation) and Extraversion (positive correlation; Williams, O’Brien, & Colder, 2004). However, a major limitation was that the data were derived from a sample of well college students rather than people with chronic illnesses. Additionally, the health behavior domain only partially overlaps with the disease self-management domain. Finally, this study was observational, and an important aspect of self-efficacy is its potential to be modified by interventions. Thus, studies are needed that explore relationships between FFM personality factors and self-efficacy specifically within the disease self-management domain, involve people with chronic illnesses (rather than well college students), examine the interaction between self-efficacy and FFM personality factors in the context of an intervention, and follow participants beyond 4 – 6 months.

To address these research gaps, we explored the moderating role of FFM personality factors on the self-efficacy enhancing effects of Homing in on Health (HIOH), a home delivery variant of the peer led CDSMP (Lorig, Sobel, Stewart, Brown, Bandura, Ritter, et al., 1999). Data included in our analyses were derived from a sample of primary care patients aged 40 and older suffering from one or more chronic diseases and enrolled in a 1 year randomized controlled trial (RCT) of HIOH. Whereas the CDSMP is provided to small groups of individuals in centralized locations, our one-to-one, home delivered adaptation was designed to make the CDSMP content available to those less able to participate in the original program, due to functional limitations, transportation problems, or discomfort with group settings. The overall goals of the project were to determine whether in-home and/or telephone versions of HIOH would enhance disease management self-efficacy and thereby improve health outcomes for people with chronic conditions. Based on the findings of prior studies exploring relationships between FFM personality factors and general (Judge et al., 2002) and health behavior (Williams et al., 2004) self-efficacy, and considering prior research regarding the psychological and behavioral correlates of FFM factors (Costa and McCrae, 1992), we hypothesized that the HIOH would lead to greater improvements in disease management self-efficacy among individuals higher in Neuroticism and lower in Extraversion, conscientiousness, openness, and agreeableness, than among individuals of opposite standing on these dimensions.


Study setting, sample recruitment, and randomization

Study activities described were conducted from July 2004 through February 2008. The local Institutional Review Board provided approval of the study protocol and ethics. Written informed consent was obtained from each participant.

The convenience sample of subjects was recruited from the 12 offices and 70 family physician and general internist practices in the University-affiliated primary care network located in Northern California. Billing code information was used to identify those aged 40 or older with one or more of the following chronic illnesses: arthritis, asthma, chronic obstructive pulmonary disease, congestive heart failure, depression, and/or diabetes mellitus. Mass mailed study announcements, direct telephone calls, and announcement flyers posted in participating offices were employed to recruit patients who met these criteria.

The study coordinator used a standard script to screen interested patients for further eligibility criteria: ability to speak and read English; residence in a private home with an active telephone; adequate eyesight and hearing to participate via telephone and read study materials; and at least one basic activity impairment, as assessed by the health assessment questionnaire (Fries, Spitz, Kraines, & Holman, 1980), and/or a score of 4 points or greater, suggestive of clinically significant depressive symptoms, on the 10-item version of the Center for Epidemiologic Studies Depression Scale (Irwin, Artin, & Oxman, 1999). The requirement for participants to have some basic activity impairment and/or active depression symptoms was based on the findings of pre-study focus groups (Jerant, von Friederichs-Fitzwater, & Moore, 2005) and discussions with the developers of the CDSMP, which indicated such individuals would be least likely to participate in the original CDSMP but might still be willing and able to participate in a one-to-one, home delivered variant of the program.

A study nurse visited eligible individuals in their homes, using a standardized interview checklist, augmented by clinical judgment, to assure they were medically stable for participation in the study. The average number of days from telephonic study eligibility screening to the nurse home visit was 33 [standard deviation (SD) = 22, range = 1 – 107]. During the home visit, the nurse also obtained informed consent, administered the baseline study questionnaire (see Measures), and implemented randomized allocation in blocks of 12 subjects via sealed opaque envelopes containing slips of paper printed with group assignments.


Subjects randomly assigned to either HIOH intervention group received the intervention via either home visits or telephone calls (see also Figure 1).

Figure 1
Flow of subjects through study.

Study intervention

The CDSMP, described in detail previously (Lorig et al., 1999), seeks to bolster patient self-efficacy for managing chronic medical conditions, regardless of diagnosis. The overall aim is to help the participants master six fundamental self-management task: solving problems, making decisions, utilizing resources, forming a patient-provider partnership, making action plans for health behavior change, and self-tailoring. Specific topics covered include exercising safely, coping with difficult emotions, communicating effectively with family and health care providers, using relaxation and cognitive symptom management techniques, and taking medications. Participants are given frequent opportunities to practice and receive feedback on their performance of these tasks.

The original CDSMP is provided by pairs of non-health care professionals who have personal experience with chronic health conditions. Using an interactive, participatory format, the peer facilitators deliver the intervention to groups of 8 – 10 participants over six weekly sessions. While the HIOH intervention was essentially identical to the CDSMP in content, it differed in terms of setting, being provided in subjects’ homes or via telephone, and delivery process, with a single trained peer providing the intervention to each participant. The four non-health care professionals who delivered the HIOH intervention used a single written script to provide the HIOH program to subjects in both experimental groups, to ensure identical content. They underwent intensive, highly scripted training prior to participating, similar to the training received by original CDSMP facilitators. A single health coach delivered all six sessions to their assigned participants. Group activities in the original CDSMP, such as collective brainstorming to solve health behavior change problems, were not possible in the HIOH. Thus, analogs were substituted, such as joint trained peer/participant generation of lists of potential solutions to health behavior change problems. All intervention subjects were also given identical laminated, spiral-bound booklets to reinforce key HIOH teaching points, as well as a copy of the book Living a healthy life with chronic conditions (Lorig et al., 2000). The study nurse audited the fidelity of the health coaches’ delivery of the intervention and provided corrective feedback as indicated on a quarterly basis.

Usual care control group

Usual care control group subjects received an initial home visit from the study nurse, with the same content as described for intervention subjects, and completed the same baseline and follow-up telephone questionnaires as intervention subjects (see Measures). Otherwise, they received the care delivered by their usual health care providers, with no study personnel intervention.


Disease management self-efficacy

Disease management self-efficacy was measured using a 33-item scale validated in prior CDSMP studies (Lorig et al., 1996). Respondents rated their confidence for performing various chronic disease self-management tasks including getting regular exercise, seeking information about their conditions, obtaining help from others and from community resources, communicating with physicians, maintaining role function, and managing symptoms. A 10-point Likert response scale was employed (range 1 =not at all confident to 10=totally confident), yielding a full-scale score (item average) of overall self-efficacy in the disease self-management domain (Lorig & Holman, 2003). Higher scores indicate the greater disease management self-efficacy. The self-efficacy measure was administered at baseline by the study nurse during the initial home assessment, and again via telephone at 2, 4, and 6 weeks, 6 months, and 1 year. Telephone data collection personnel were blinded to subject group assignment. Subjects were paid $25 after each scheduled follow-up data collection ($125 if all five follow-up collections were completed). The composite Cronbach’s α reliability for the self-efficacy scale in our study was 0.96.

Personality factors

During the baseline nurse visit, subjects also completed the NEO-FFI (Costa & McCrae, 1992), a well-validated 60-item version of the personality factors (neuroticism, extraversion, openness to experience, agreeableness, and conscientiousness) that constitute the FFM. Cronbach’s α for the 5 scales ranged from δ.70 to δ.87 in our sample, quite similar to those observed in previous studies that applied the measure in samples similar to ours (Chapman, Lyness, & Duberstein, 2007; Duberstein, Meldrum, Fiscella, Shields, & Epstein, 2007; Weiss, Costa, Karuza, Duberstein, Friedman, & McCrae, 2005).

Other Measures

At baseline, patients also reported their age, gender, race/ethnicity, and education.


Stata (version 9.1, StataCorp, College Station, TX) was used for all analyzes. The main effects of the intervention on self-efficacy was examined using a series of random effects linear models for repeated measures (Burton, Gurrin, & Sly, 1998), with self-efficacy at each time point as the dependent variable, the three study conditions, time period (baseline 2, 4 and 6 weeks, 6 months and 1 year), and the interaction between time and study group as the independent variables.

To explore the interaction effects between the personality factors and the intervention, five additional analyses were conducted, one for each of the five NEO-FFI personality factors. No significant effect of the phone intervention on self-efficacy was observed (Figure 2). Thus, to facilitate a clearer presentation of results of the interaction analyses, the control and phone study groups were combined and compared with the home intervention group for these analyses. The independent variables were time (each of the six assessments from baseline to 1 year), treatment arm (home intervention group vs. other [control and phone intervention group]), the NEO-FFI personality factors (dichotomized at the median score to facilitate interpretation of interactions) and the interactions among time, assigned group and personality factors. The mixed effects model adjusted for the nesting of the six self-efficacy measurements within each subject via random intercepts.

Figure 2
Relationships among intervention group (home vs. phone vs. control) and time (baseline, 2, 4, and 6 weeks, 6 months, and 1 year) at each time point 95% confidence intervals are shown.

Analyses initially examined interaction effects using the FFM factor-intervention interactions, with the FFM factors as continuous variables (not presented, but available from the authors) and divided by quartiles to explore possible threshold effects. Presented results used the FFM factors dichotomized at their median scores to facilitate interpretation and graphical presentation of the interactions. Also, to facilitate visual presentation of the individual FFM interactions, we conducted five separate analyses, one for each FFM factor.


In all, 415 participants were randomized (home intervention = 138, phone intervention = 139 and usual care = 138). Figure 1 shows the flow of subjects through the study. Of assigned patients, 94 (23%) were male and 321 (77%) female, with a mean age of 60 years (range 41 - 95). Most participants (59%) reported two or more chronic conditions. Table 1 provides a summary of subjects’ baseline characteristics. Randomization equilibrated intervention groups on disease management self-efficacy personality and other factors. Self-efficacy at baseline was lower in those with low Conscientiousness, high Neuroticism, low Agreeableness and low Extraversion across study groups (Table 2).

Table I
Baseline characteristics of study participants, by intervention group (home vs. other [phone and control])
Table 2
Baseline self-efficacy scores by personality factors

The main effects analyzis revealed a significant beneficial effect of the home-based intervention (compared with the control condition) on self-efficacy, but no effect of the phone intervention (Figure 2). There were no significant differences between the phone and control conditions at any time period (for each comparison χ2 (1) all < 1.1, p all > .29). By the 6-week visit self-efficacy in the home group was higher than that in the phone group (z = 2.5, p = .01) and the control group (z = 3.2, p = .001). At 6 weeks, the difference between self-efficacy in the home vs phone and control arms combined reached an effect size (standard deviation difference) of .3. At 6 months, the beneficial effect in the home group had attenuated, but was still statistically significant compared with the phone group (z = 2.0, p = .05) and with the control group (z = 2.04, p = .04). At 1 year, the groups were not significantly different, the home versus phone (z = .3, p = .77), and home versus control (z = 1.2, p = .23). Because of a lack of effectiveness of the phone intervention, the phone and control groups were combined in the subsequent moderation analyzes.

Mixed models testing FFM factor by the treatment interactions revealed that the significant moderating effects on intervention effectiveness of Neuroticism (χ2 (5) = 17.5, p = .004) and conscientiousness (χ2 (5) = 19.0, p = .002). The overall interaction effect for extraversion did not reach statistical significance (χ2 (5) = 10.5, p = .06), though increase in self-efficacy among those with low Extraversion in the home group was significant at 4 weeks (z = 2.35, p = .019). The overall interaction effect for Agreeableness was not significant (χ2 (5) = 6.7, p = .24), though increase in self-efficacy among those with low Agreeableness in the home group was significant at 4 weeks (z = 2.43, p = .015).The results of the significant effects observed in the regression analyses are illustrated in Figure 3 (a-d). In each case, the intervention was effective only in those with high Neuroticism, low Agreeableness, low Conscientiousness and low Extraversion. It can be seen that these effects attenuated over the course of 1 year. No significant main (z = -0.80, ns) or interaction (χ2 (5) = 0.57, ns) effects were observed for Openness.

Figure 3
Relationships among intervention group (home vs. other [phone + control]), time (baseline, 2, 4, and 6 weeks, 6 months, and 1 year), and personality factor: (a) Neuroticism; (b) Conscientiousness; (c) Agreeableness; and (d) Extraversion at each time point ...


We investigated the effects of the HIOH intervention, a home delivery variant of the peer led CDSMP, on patient chronic disease management self-efficacy, employing a variety of conditions. The main effect of HIOH delivered in participants’ homes resulted in a significant improvement in disease management self-efficacy relative to the control and telephone-delivered HIOH groups, with a peak effect size (.3) at 6 weeks (immediately post-intervention) that is comparable to that observed in prior studies of peer led disease management interventions (Foster, Taylor, Eldridge, Ramsay, & Griffiths, 2007). However, the effect of the home intervention on self-efficacy had wanted by 6 months and had completely attenuated by 1 year. Ours was the first randomized controlled trial of face-to-face delivery of the CDSMP to follow patients as randomized for a full year; prior studies followed patients as randomized for only 4 – 6 months. The only prior one year randomized controlled trial of the CDSMP involved the Internet-delivered variant of the program (Lorig et al., 2006). That study also found a significant short-term effect on disease management self-efficacy, but again the effect was no longer significant by 1 year. Taken together, these findings suggest the self-efficacy enhancing effects of the CDSMP are relatively short lasting. Such time-limited benefits have been observed with other behavioral interventions, like cognitive behavioral therapy (Escobar, Gara, Diaz-Martinez, Interian, Warman, Allen et al., 2007) and suggest the need to explore ‘booster’ interventions as a way of potentially maintaining improved outcomes.

Consistent with prior observational research (Judge et al., 2002; Williams et al., 2004), we found that the lower self-efficacy was associated with higher levels of neuroticism and lower levels of conscientiousness, agreeableness, and extraversion. We further examined whether the FFM personality factors moderated (Kraemer et al., 2002) the disease management self-efficacy enhancing effects of the HIOH intervention. We found that the disease management self-efficacy enhancing effect of HIOH was significantly higher among those high in Neuroticism and/or lower in Conscientiousness. However, consistent with the attenuation of the overall intervention effects, we also observed attenuation of the beneficial effects on self-efficacy among those with higher levels of neuroticism, and/or lower levels of conscientiousness The findings suggest that the greater potential for improvement outweighed the possibility of greater resistance to the intervention.

There are several possible explanations for our finding that the HIOH variant of the CDSMP was most effective in individuals high in neuroticism and/or those low in Conscientiousness. First, such individuals tended to have lower disease management self-efficacy at baseline than did other participants in our study, regardless of study arm. Thus, participants with higher levels of Neuroticism and/or lower levels of Conscientiousness appear to have the most room for improvement in self-efficacy, and when assigned to an intervention that aggressively targeted this deficit, they responded.

Additionally, patient personality factors might also moderate the effects of interventions like HIOH if dispositional tendencies affect the way participants perceive and respond to their specific components, demands, and features (Christensen, 2000). For example, the negative self-perceptions such as poor self-esteem and vulnerability have been included in most definitions of Neuroticism (Costa & McCrae, 1992), and these lower self-evaluations may affect one’s perceived ability to achieve desired outcomes (Judge et al., 2002). Given the link between negative affect and self-efficacy, interventions such as HIOH, which includes modules on affective regulation, may lead to self-efficacy improvements among individuals relatively high in Neuroticism by helping them cope with difficult emotions. Likewise, the moderating effects of Conscientiousness might be understood in the context of this personality factor’s core elements of self-control, organization and goal-orientation. Low levels of these tendencies are likely to give rise to worse health behaviors within the disease self-management domain, including poor diet and exercise habits (Bogg & Roberts, 2004; Goldberg & Strycker, 2002; Roberts, Walton, & Bogg, 2005). Several aspects of the HIOH intervention would appear particularly beneficial to individuals low in Conscientiousness. For example, the concept of ‘action planning,’ or setting personal health goals, with revision as needed, is emphasized weekly throughout the intervention. This instructive scaffolding may be particularly useful to less Conscientious persons who tend to be disorganized, have lower levels of self control and are less likely to set goals and/or follow through with them. However, while all of these hypotheses appear plausible, our study was unable to test them. Future studies will be required to examine whether particular components of peer led disease self-management interventions interface with participant dispositional tendencies such as personality factors.

Openness was not found to moderate the effects of HIOH in our study. The initial hypothesis that it would had been based on the results of prior studies linking lower openness to lower general self-efficacy (Judge et al., 2002), yet it is also the case that, of all the FFM personality factors, openness has had the most inconsistent and lowest associations with general self-efficacy (Judge et al., 2002). Furthermore, in our study openness was not associated with the baseline disease management self-efficacy. Thus, the degree of correlation between self-efficacy and openness may depend on the self-efficacy domain (e.g. general versus disease management) and/or study sample (e.g. chronically ill individuals versus others) being considered. Another possibility is that disease management self-efficacy could he positively correlated with some aspects of Openness but negatively with others, in effect ‘canceling out’ at the level of the higher order trait. Again, these possible explanations appear worthy of formal study.

Strengths of our study included rigorous RCT methodology, use of a well-validated and comprehensive personality taxonomy and measure, and repeated measurement of self-efficacy, the outcome of interest, which allowed for clear assessments of changeover time. Our study also had several limitations. We recruited individuals who had at least one of six target chronic conditions and who also had functional impairment and/or active depressive symptoms. The extent to which the sample reflects the broader chronic disease-burdened population in the US is unknown, so generalizations must be considered in this context. Women were somewhat over represented in our sample compared with the general primary care population, in part due to the higher prevalence of depression (one of our six study diagnoses) in women relative to men (Kuehner, 2003). Randomization appeared successful in distributing other measured individual differences equally across groups, but the possibility of randomization failure on unmeasured confounders — although unlikely given the large sample size — cannot be ruled out. Additional studies examining the role of personality factors in moderating responses to other types of interventions, and which involve study samples with characteristics different from our sample, would be helpful in assessing the generalizability of the current findings.

Disease management self-efficacy is associated with significant short-term health outcomes (Foster et al., 2007; Lorig et al., 1999), highlighting the importance of understanding who is most likely to benefit from peer led disease management programs. Our results extend prior work on the CDSMP by demonstrating that the self-efficacy enhancing effects of such programs may be of relatively short duration, and by specifying the manner in which the intervention interacts with fundamental axes of personality variation. Two contributions of these findings are theoretical: (a) in the course of assessing in whom the intervention works, hypotheses may be generated about why or how it works, or what components drive its effectiveness; and (b) the study explicates the relationship of FFM personality factors to self-efficacy in the context of an intervention designed to increase self-efficacy.

However, another contribution is practical: identification of patients more or less likely to benefit can facilitate allocation of resources towards suitable candidates, improving the intervention’s efficiency (Issel, 2004), or ratio of clinical benefit to delivery effort. The utility of targeting medical interventions to those most likely to benefit is well established, though it has heretofore been employed primarily to direct prescription drug therapy. An example is the widely employed evidence-based algorithm to determine the need for and intensity of drug therapy for hyperlipidemia, which encourages careful consideration of each individual’s overall risk for cardiovascular disease rather than reacting to serum lipid values in isolation (National Cholesterol Education Program, 2001). Our findings suggest a similarly individualized approach might be fruitfully employed to better target health behavior change interventions to those most likely to benefit. The availability of personality assessment measures for all needs and purposes (DeRaad & Perugini, 2002) make expedient factor-based screening feasible in many medical settings. Future trials of peer led disease self-management interventions may wish to block or stratify on personality factors (Kraemer et al., 2002), and/or include alternative versions of the interventions targeting those who our results suggest are unlikely to respond favorably to the ‘standard’ program. The moderating role of personality factors in the effectiveness of other psychosocial health interventions may also deserve further study. Ultimately, the most important future questions for psychosocial health interventions for people with chronic conditions may not be whether or not the intervention ‘works,’ but in whom it is likely to work most effectively, and for how long.


This research was funded in part by the Agency for Healthcare Research and Quality grant number R01HS013603 and National Institute of Health grants number T32 MH073452 and K24MH072712.


  • Aljasem LI, Peyrot M, Wissow L, Rubin RR. The impact of barriers and self-efficacy on self-care behaviors in type 2 diabetes. The Diabetes Educator. 2001;27(3):393–404. [PubMed]
  • Bandura A. Self-efficacy: The exercise of control. Freeman; New York, NY: 1997.
  • Barnason S, Zimmerman L, Nieveen J, Schmaderer M, Carranza B, Reilly S. Impact of a home communication intervention for coronary artery bypass graft patients with ischemic heart failure on self-efficacy, coronary disease risk facror modification, and functioning. Heart and Lung. 2003;32(3):147–158. [PubMed]
  • Bogg T, Roberts BW. Conscientiousness and health-related behaviors: A meta-analysis of the leading behavioral contributors to mortality. Psychological Bulletin. 2004;130(6):887–919. [PubMed]
  • Brody BL, Roch-Levecq AC, Gamst AC, Maclean K, Kaplan RM, Brown SI. Self-management of age-related macular degeneration and quality of life: A randomized controlled trial. Archives of Ophthalmology. 2002;120(11):1477–1483. [PubMed]
  • Burton P, Gurrin L, Sly P. Extending the simple linear regression model to account for correlated responses: An introduction to generalized estimating equations and multi-level mixed modeling. Statistics in Medicine. 1998;17:1261–1291. [PubMed]
  • Chapman BP, Lyness JL, Duberstein PD. Personality and medical illness burden among older adults in primary care. Psychosomatic Medicine. 2007;69(3):277–282. [PMC free article] [PubMed]
  • Christensen AJ. Patient-by-treatment context interaction in chronic disease: A conceptual framework for the study of patient adherence. Psychosomatic Medicine. 2000;62(3):435–443. [PubMed]
  • Costa PT, McCrae RR. Revised neo personality inventory and neo five factor inventory: Professional manual. Psychological Assessment; Odessa, FL: 1992.
  • Dallow CB, Anderson J. Using self-efficacy and a transtheoretical model to develop a physical activity intervention for obese women. American Journal of Health Promotion. 2003;17(6):373–381. [PubMed]
  • DeRaad B, Perugini M. Big five assessment. Hogrefe & Huber; Toronto, Canada: 2002.
  • DiClemente CC, Prochaska JO, Gibertini M. Self-efficacy and the stages of self-change of smoking. Cognitive Therapy and Research. 1985;9:181–200.
  • Duberstein P, Meldrum S, Fiscella K, Shields CG, Epstein RM. Influences on patients’ ratings of physicians: Physicians demographics and personality. Patient Education and Counseling. 2007;65(2):270–274. [PubMed]
  • Escobar JI, Gara MA, Diaz-Martinez AM, Interian A, Warman M, Allen LA, Woolfolk RL, Jahn E, Rodgers D. Effectiveness of a time-limited cognitive behavior therapy type intervention among primary care patients with medically unexplained symptoms. Annals of Family Medicine. 2007;5(4):328–335. [PubMed]
  • Foster G, Taylor SJ, Eldridge SE, Ramsay J, Griffiths CJ. Self-management education programmes by lay leaders for people with chronic conditions. Cochrane Database of Systematic Reviews. 2007;(4) Art. No.: CD005108. DOI: 10.1002/14651858.CD005108.pub2. [PubMed]
  • Fries JE, Spitz P, Kraines RG, Holman HR. Measurement of patient outcome in arthritis. Arthritis and Rheumatism. 1980;23(2):137–145. [PubMed]
  • Goeppinger J, Arthur MW, Baglioni AJ, Jr, Brunk SE, Brunner CM. A reexamination of the effectiveness of self-care education for persons with arthritis. Arthritis and Rheumatism. 1989;32(6):706–716. [PubMed]
  • Goldberg LR. The structure of phenotypic personality traits. American Psychologist. 1993;48(1):26–34. [PubMed]
  • Goldberg LR, Strycker LA. Personality traits and eating habits: The assessment of food preferences in a large community sample. Personality and Individual Differences. 2002;32(1):49–65.
  • Holloway A, Watson HE. Role of self-efficacy and behavior change. Journal of Nursing Practice. 2002;8(2):106–115. [PubMed]
  • Hooker K, McAdams DP. Personality reconsidered: A new agenda for aging research. Journals of Gerontology Series B: Psychological Sciences and Social Sciences. 2003;58(6):296–304. [PubMed]
  • Irwin M, Artin KH, Oxman MN. Screening for depression in the older adult: Criterion validity of the 10-item center for epidemiologic studies depression scale (CES-D) Archives of internal Medicine. 1999;159:1701–1704. [PubMed]
  • Issel LM. Health program planning and evaluation: A practical, systematic approach for community health. Jones and Bartlett; Sudbury, MA: 2004. Chapter 8. Process evaluation. Measuring inputs and outputs; pp. 237–273.
  • Jerant AE, von Friederichs-Fitzwater MM, Moore M. Patients’ perceived barriers to active self-management of chronic conditions. Patient Education and Counseling. 2005;57(3):300–307. [PubMed]
  • Judge TA, Erez A, Bono JE, Thoresen CJ. Are measures of self-esteem, neuroticism, locus of control, and generalized self-efficacy indicators of a common core construct? Journal of Personality and Social Psychology. 2002;83(3):693–710. [PubMed]
  • Kraemer HC, Wilson GT, Fairburn CG, Agras WS. Mediators and moderators of treatment effects in randomized clinical trials. Archives of General Psychiatry. 2002;59:877–883. [PubMed]
  • Kuehner C. Gender differences in unipolar depression: An update of epidemiological findings and possible explanations. Acta Psychiatrica Scandinavica. 2003;108(3):163–174. [PubMed]
  • Kukafka R, Lussier YA, Eng P, Patel VL, Cimino JJ. Web-based tailoring and its effect on self-efficacy: Results from the mi-heart randomized controlled trial. Proceedings/AMIA Annual Symposium.2002. pp. 410–414. [PMC free article] [PubMed]
  • Litt MD. Self-efficacy and perceived control: Cognitive mediators of pain tolerance. Journal of Personality and Social Psychology. 1988;54:149–160. [PubMed]
  • Lorig K, Holman H, Sobel D, Laurent D, Gonzalez V, Minor M. Living a healthy life with chronic conditions: Self-management of heart disease, arthritis, stroke, diabetes, asthma, bronchitis, emphysema, and others. 2nd ed Bull Publishing; Boulder, CO: 2000.
  • Lorig K, Stewart A, Ritter P, Gonzalez V, Laurent D, Lynch J. Outcome measures for health education and other health care interventions. Sage Publications; Thousand Oaks: 1996.
  • Lorig KR, Holman H. Self-management education: History, definition, outcomes, and mechanisms. Annals of Behavioral Medicine. 2003;26(1):1–7. [PubMed]
  • Lorig KR, Ritter PL, Laurent DD, Plant K. Internet-based chronic disease self-management: A randomized trial. Medical Care. 2006;44(11):964–971. [PubMed]
  • Lorig KR, Sobel DS, Stewart AL, Brown BW, Jr, Bandura A, Ritter P, et al. Evidence suggesting that a chronic disease self-management program can improve health status while reducing hospitalization: A randomized trial. Medical Care. 1999;37(1):5–14. [PubMed]
  • Marks R, A1legrante JP, Lorig K. A review and synthesis of research evidence for self-efficacy-enhancing interventions for reducing chronic disability: Implications for health education practice (part ii) Health Promotion Practice. 2005;6(2):148–156. [PubMed]
  • McAdams DP, Pals JL. A new big five: Fundamental principles for an integrative science of personality. American Psychologist. 2006;61(3):204–217. [PubMed]
  • McCrae RR, Costa PT., Jr Personality trait structure as a human universal. American Psychologist. 1997;52(5):509–516. [PubMed]
  • McCrae RR, Costa PTJ. A five-factor theory of personality. In: Pervin LA, John OP, editors. Handbook of personality: Theory and research. 2nd ed Guilford Press; New York: 1999. pp. 139–153.
  • Mischel W, Shoda Y. Integrating dispositions and processing dynamics within a unified theory of personality: The cognitive-affective personality system. In: Pervin LA, John OP, editors. Handbook of personality: Theory and research. 2nd. ed Guilford Press; New York, NY: 1999. pp. 197–218.
  • National Cholesterol Education Program Executive summary of the third report of the national cholesterol education program (NCEP) expert panel on detection, evaluation, and treatment of high blood cholesterol in adults (adult treatment panel iii) Journal of the American Medical Association. 2001;285(19):2486–2497. [PubMed]
  • Roberts BW, Walton KE, Bogg T. Conscientiousness and health across the life course. Review of General Psychology. 2005;9(2):156–168.
  • Stanford Patient Education Research Center Organizations licensed to offer the chronic disease self-management program. 2008. [Retrieved 9 April 2007]. from
  • Tsay SL. Self-efficacy training for patients with end-stage renal disease. Journal of Advanced Nursing. 2003;43(4):370–375. [PubMed]
  • Warnecke RB, Morera O, Turner L, Mermelstein R, Johnson TP, Parsons J, et al. Changes in self-efficacy and readiness for smoking cessation among women with high school or less education. Journal of Health and Social Behavior. 2001;42:97–110. [PubMed]
  • Weiss A, Costa PT, Jr, Karuza J, Duberstein PR, Friedman B, McCrae RR. Cross-sectional age differences in personality among Medicare patients aged 65 to 100. Psychology and Aging. 2005;20(1):182–185. [PubMed]
  • Williams PG, O’Brien CD, Colder CR. The effects of neuroticism and extraversion on self-assessed health and health-relevant cognition. Personality and Individual Differences. 2004;37(1):83–94.