Low-grade Serous Carcinoma ()
Low-grade serous carcinoma (invasive micropapillary serous carcinoma [MPSC]), has been hypothesized to arise from a serous cystadenoma () or adenofibroma which progresses to an atypical proliferative serous tumor (APST) [typical serous borderline tumor] (), to non-invasive MPSC (micropapillary serous borderline tumor) [], and then to invasive MPSC in a slow step-wise fashion. This has been described as the Type I pathway and is supported by several morphologic observations. First, invasive low grade serous carcinoma is associated with non-invasive MPSCs in over three fourths of cases ().
10 Second, in occasional tumors, the level of differentiation of the non-invasive tumor is intermediate between APST and non-invasive MPSC, suggesting a morphologically intermediate step. Third, true early invasion in an APST or non-invasive MPSC resembles low-grade serous carcinoma ().
4,23,25,26 Fourth, in several studies, non-invasive MPSCs have a higher frequency of invasive implants () compared with APST, and these implants are histologically identical to low-grade serous carcinoma.
27,28Both low-grade serous carcinoma and APST/non-invasive MPSC are characterized by mutations of the
KRAS,
BRAF, or
ERBB2 genes, in which approximately two thirds of tumors have a mutation of 1 of these genes.
19–21,29–32 However,
KRAS and
BRAF are much more commonly mutated than
ERBB2. Mutations of each of these 3 genes are mutually exclusive; thus, a tumor with a
KRAS mutation will not have a mutation of the other 2 genes, and
vice versa.
KRAS,
BRAF, and
ERBB2 are upstream regulators of mitogen-activated protein kinase (MAPK). Mutations of any of these genes result in constitutive activation of the MAPK signal transduction pathway, which in turn leads to uncontrolled proliferation.
33 In contrast to high grade serous carcinoma,
TP53 mutations are uncommon (8%) in low-grade serous carcinoma.
22 Identical mutations of either
KRAS or
BRAF have been observed in the epithelium of cystadenomas adjacent to the APSTs indicating a shared lineage and suggesting that mutation of
KRAS or
BRAF is an early event in the transition from a cystadenoma to an APST.
34 Serous cystadenomas that do not contain APSTs do not harbor
KRAS or
BRAF mutations.
Both APST and non-invasive MPSC share several allelic imbalances on multiple chromosomal arms (1p, 5q, 8p, 18q, 22q, and Xp); however, many of these are slightly more frequent in non-invasive MPSC, and some (gain of 16p) are unique to non-invasive MPSC.
19,35 Similarly, the multiple shared allelic imbalances are more frequent in low-grade serous carcinoma.
19 Thus, the number of allelic imbalances progressively increase from APST to non-invasive MPSC to low-grade serous carcinoma. This gradual chromosomal instability associated with the Type I pathway is in contrast with the high-level of chromosomal instability seen in high-grade serous carcinomas.
19,35 Gene expression profiling has also shown that invasive MPSC is more closely related to APST/non-invasive MPSC than high-grade serous carcinoma.
36In a recent study, Kuo
et al assessed DNA copy number changes among affinity-purified tumor cells from ovarian serous neoplasms, including serous borderline tumors, low-grade serous carcinomas, and high-grade serous carcinomas, using high-density 250K single nucleotide polymorphism arrays.
9 The chromosomal instability indices as measured by changes in DNA copy number were significantly higher in high-grade than in low-grade carcinomas. Hemizygous ch1p36 deletion was common in low-grade serous carcinomas but rarely seen in serous borderline tumors. This region contains several candidate tumor suppressors, including
miR-34aThe morphologic and molecular observations link each of these lesions and provide compelling evidence for the step-wise progression from cystadenomas to low-grade serous carcinoma, and this process is distinctly different from that of high-grade serous carcinoma. This pathway is akin to the adenoma-carcinoma sequence seen in the model of pathogenesis of colorectal carcinoma or hyperplasia-carcinoma sequence in endometrioid carcinoma of the endometrium.
High-grade Serous Carcinoma ()
Much less is known about the pathogenesis of ovarian high-grade serous carcinoma compared with low-grade serous carcinoma. Unlike low-grade serous carcinoma, mutations of
KRAS,
BRAF, or
ERBB2 occur very infrequently in high-grade carcinoma.
19–21,30–32,37,38 In contrast,
TP53 mutation occurs in 80% of high-grade tumors, and up-regulation and down-regulation of numerous other genes and various DNA copy number changes have been described.
9,13,33,36,39,40Genome-wide analysis of DNA copy number alterations has demonstrated significant numbers of amplifications and deletions, including homozygous deletions.
9 Among homozygous deletions, loci containing
Rb1,
CDKN2A/B,
CSMD1, and
DOCK4 were most common, being present in 10.6%, 6.4%, 6.4%, and 4.3%, respectively, of 47 affinity-purified high-grade serous carcinomas. Except for the
CDKN2A/B region, these homozygous deletions were not present in either serous borderline tumors or low-grade serous carcinomas.
The identification of the precursor lesion of high-grade serous carcinoma has puzzled investigators for decades. Since high-grade serous carcinoma nearly always presents with high-stage disease, the development of this tumor is thought to be rapid, and its origin has traditionally been presumed to be from surface epithelium or epithelial inclusions in the ovary. In an effort to detect putative precursors, investigators have focused on ovaries of women with a family history of ovarian cancer and women with
BRCA mutations. Increased
p53 immunopositivity has been noted in the epithelium of ovaries from these women compared with controls, but these findings have not been confirmed in other studies. Mutations and/or loss of heterozygosity of
TP53 have been identified in early carcinomas and epithelial inclusions of the ovary, including identical mutations in the epithelium and adjacent carcinoma in the same cases.
41,42 These molecular findings support to the role of
TP53 mutation as an early event in the pathogenesis of high-grade serous carcinoma and that the origin for some tumors is the surface epithelium or epithelial inclusions of the ovary. Parenthetically, 10% of ovarian carcinomas are hereditary. Of the hereditary carcinomas, most are related to
BRCA mutations, which appear to play a role in the pathogenesis of ovarian carcinoma in this subset of tumors. Twelve to 15% of women with ovarian carcinoma, and ~15% of serous carcinomas, in large population-based series from North America have germline mutations of
BRCA, either
BRCA1 or
BRCA2.
43,44 The vast majority of
BRCA-related hereditary ovarian tumors are high-grade serous carcinoma. Low-grade serous carcinoma and APST/non-invasive MPSC do not seem to be related to germline mutations of
BRCA.
In a report by Werness
et al, an incidental ovarian carcinoma
in situ from a woman with a germline mutation of
BRCA1 exhibited loss of heterozygosity of this gene.
42 Also, loss of heterozygosity of
BRCA has been demonstrated in epithelial inclusions/surface epithelium in ovaries from prophylactic oophorectomy specimens. Loss of heterozygosity has also been reported in invasive carcinoma and adjacent epithelium in stage I ovarian carcinomas from women with
BRCA germline mutations.
41 These studies suggest that loss of heterozygosity of
BRCA is an early event in high-grade serous carcinoma for tumors with germline mutations. Similar to
TP53,
BRCA appears to function as a tumor suppressor gene. Thus, patients inherit a germline mutation of
BRCA, and with somatic loss of the wild-type allele, carcinoma develops. The exact interaction between mutations of
BRCA and
TP53 in ovarian carcinoma is unclear. In addition to germline mutations, other molecular alterations leading to inactivation of
BRCA include somatic mutation, promoter hypermethylation, and isolated loss of hetrerozygosity.
45,46 These putative precursor lesions are detected in inclusions in the ovary or ovarian surface epithelium and are characterized by tubal-type epithelium with varying degrees of cytologic atypia that have been termed dysplasia/carcinoma
in situ (reviewed in Bell
47). These findings, although they suggest that a morphologically identifiable precursor of high-grade serous carcinoma may exist in the ovary, are very rarely detected, and, therefore, it has been suggested that these tumors arise
de novo.
48Recently, attention has been drawn to a lesion in the fallopian tube that has the cytologic appearance of high-grade serous carcinoma of the ovary and has been designated tubal intraepithelial carcinoma (TIC) []. These lesions are almost always detected in the fimbriated end of the fallopian tube. The fimbriated end is in close proximity to the ovarian surface, and it has been suggested that the tube is the origin of a subset of “ovarian” high-grade serous carcinomas. This is supported by the following: (1) early serous carcinomas in prophylactic bilateral salpingo-oophorectomy specimens from women with
BRCA mutations (i.e., women who are at an increased risk for “ovarian” carcinoma) can be detected in the tube, especially the fimbriated end, in the absence of an ovarian tumor, (2) identical
TP53 mutations have been reported in TIC and synchronous ovarian high-grade serous carcinomas, and (3) identical
TP53 mutations have been reported in TICs and in small foci of histologically normal tubal epithelium that diffusely expresses p53, which has been termed “p53 signature”. It has been suggested that p53 signatures are precursors of TICs which in turn precede the development of high grade serous carcinoma
49–55 Moreover, it has been proposed that when there is a synchronous TIC and ovarian high-grade serous carcinoma that the fallopian tube is the primary site of origin for the “ovarian” tumor. In one study, all fallopian tube tissue from consecutively accessioned pelvic serous carcinomas was submitted for histologic examination, and 48% of tumors initially interpreted as ovarian in origin contained a TIC.
52 In an analysis of ovarian high-grade serous carcinomas at The Johns Hopkins Hospital in which all tubal tissue was submitted for histologic examination, 45% of cases contained TIC (
unpublished data). It has, therefore, been hypothesized that neoplastic cells of TIC, or a small invasive high-grade serous carcinoma in the fallopian tube which developed from TIC, implant on the ovary, developing into a high-grade serous carcinoma that clinically and grossly appears to be an ovarian primary tumor.
Thus, the morphologic and molecular observations detailed above suggest that possibly half of “ovarian” high-grade serous carcinomas may be of tubal origin. In the other half of tumors, primary origin may have been ovarian or peritoneal. It should be noted that the criteria for distinction of primary ovarian vs. peritoneal origin are quite arbitrary. Bona fide well-defined precursor lesions in the ovary are rare and have not been identified in the peritoneum.
In summary, the pathogenesis of high-grade serous carcinoma (Type II pathway) is characterized by: (1) rapid development from what are now believed to be intraepithelial carcinomas very likely of tubal origin, (2) TP53 mutations, (3) a high level of chromosomal instability, (4) in hereditary tumors, BRCA germline mutations, and (5) absence of mutations of KRAS, BRAF, or ERBB2.
Development of High-grade (Type II) from Low-grade (Type I) Serous Carcinoma
The Type I and Type II pathways of development of low-grade and high-grade serous carcinomas are generally independent. Furthermore, when low-grade serous carcinomas recur, they typically maintain their low-grade appearance throughout multiple recurrences, supporting the view that high-grade serous carcinoma does not progress from low-grade serous carcinoma. However, infrequent high-grade serous carcinomas appear to have evolved from a low-grade tumor (). Two percent of high-grade serous carcinomas in the series by Malpica
et al were associated with a serous borderline tumor.
10 Another case of high-grade serous carcinoma arising within a serous borderline tumor has been reported elsewhere.
56 In a report by Parker
et al, 2 women with serous borderline tumors recurred as high-grade serous carcinoma.
57At The Johns Hopkins Hospital (both in-house and consultation cases), 3% of serous carcinomas contained both high-grade and low-grade components. The latter were either APST (3 cases) or invasive carcinoma (3 cases).
5 In 4 of the 6 cases, a morphologic continuum could be identified between the low- and high-grade components. Two of the 6 cases contained identical
KRAS mutations in both the low- and high-grade components. The other 4 cases lacked
KRAS mutations in both components, and all 6 cases did not have
BRAF or
TP53 mutations in either component. The finding of identical
KRAS mutations in both components establishes a clonal relationship between the low- and high-grade tumors in those 2 cases. The remaining 4 cases were molecularly uninformative since they did not have mutations for comparison in either component. However, the lack of
TP53 mutations in all 6 cases contrasts with the high frequency of mutations typically seen in high-grade serous carcinoma (80%). These observations suggest that a very small minority of high-grade serous carcinomas may evolve from an APST, a non-invasive MPSC, or a low-grade serous carcinoma.
It should be noted that the high-grade serous carcinomas that appear to have evolved from low-grade serous tumors (Type I tumors) do not differ morphologically from those that developed along the Type II pathway. In particular, a high-grade serous carcinoma with a micropapillary pattern does not necessarily indicate origin from a low-grade tumor, as such tumors have been shown to lack
KRAS mutations and exhibit
TP53 mutations.
3,21 In future studies, it will be important to evaluate whether both types of high-grade serous carcinomas (those with mutated
KRAS or
BRAF and wild-type
TP53 vs. those with wild-type
KRAS and
BRAF and mutated
TP53) have a different clinical outcome and/or response to chemotherapy.