Recent studies have showed that an H3K4me3-binding PHD finger in the NURF, ING2 or TFIID complex helps to recruit and/or stabilize these effectors and associated factors onto appropriate target promoters during transcriptional regulation
1,6-10; An unmodified H3K4 (H3K4me0)-engaging PHD finger in the DNMT3L or LSD1-complex connects activities of DNA methylation or H3K4 demethylation to repressive chromatin
11,12. Interestingly, germ-line mutation in the PHD finger of RAG2 abrogates its recognition of H3K4me3 and causes immunodeficiency
13; Mutations in the PHD finger of ING1 have been implicated in cancers
3,8,14. However, evidence supporting a causal role for PHD finger mutation and inappropriate interpretation of histone modification in oncogenesis is still elusive.
In clinically reported AML patients
4,5, chromosomal translocation fuses the C-terminal PHD finger of JARID1A (also known as RBP2/KDM5A) or PHF23, together with nuclear localization signals, to NUP98, a common leukemia fusion partner that harbors transactivation activities
15-17 (
Supplementary Fig.1). Notably, the JARID1A
PHD3 motif is excluded from an alternatively spliced isoform of JARID1A and the corresponding NUP98-JARID1A fusion (hereafter referred to as NJS), while it is retained in the longer fusion isoform (hereafter referred to as NJL; ). We asked whether JARID1A
PHD3 as a putative chromatin-‘reading’ module is involved in hematopoietic malignancies. To test this, we examined leukemogenic potential of both fusion isoforms using hematopoeitic progenitor transformation assay
18 (
Supplementary Fig.2a). While bone marrow-derived hematopoietic stem/progenitor cells transduced with empty retrovirus or retrovirus encoding NJS proliferated transiently and differentiated into mature cells, those transduced with NJL proliferated indefinitely as undifferentiated progenitors (). NJL-transduced marrow cells proliferated in a cell-autonomous manner, exhibited typical myeloblast morphology () and expressed early myeloid progenitor antigens (c-Kit
+/Cd11b
+/Cd34
+/Gr-1
-/Cd19
-/B220
-/low; and
Supplementary Fig. 2b). The arres of myeloid differentiation by NJL indicated that it would induce leukemia
in vivo. Indeed, all of 12 mice transplanted with bone marrow progenitors transduced with NJL died of AML in an average of 69 days, whereas those reconstituted with vector- or NJS-transduced progenitors remained healthy after one year (). NJL-induced leukemia exhibited a myeloid phenotype (
Supplementary Fig.2c-d), and typically presented with an enlarged spleen, packed progenitors in bone marrow, and massive increase in peripheral white blood cells (
Supplementary Table 1; ). Taken together, NJL represents a potent leukemia oncogene in both cellular and animal models.
The fact that NJS failed to induce leukemia indicated that the PHD finger is required for leukemogenesis. Indeed, deletion of JARID1A
PHD3, but not JARID1A sequences prior to or following it, abolished NJL-mediated transformation of hematopoietic cells (
Supplementary Fig.2f-h). We next asked whether JARID1A
PHD3 recognizes histone methylation. First, only histone H3 associated with recombinant JARID1A
PHD3 using total histone extracts (
Supplementary Fig.3a). When a mini-library of H3 peptides harboring either unmodified, mono-, di- or tri-methylated K4, K9, K27, K36 or K79 were screened in biotinylated peptide pull-down, JARID1A
PHD3 only interacted with those containing H3K4me3/2 (;
Supplementary Fig.3b). Such specificity was further confirmed by immunostaining and co-immunoprecipitation using Flag-NJL stable expression cells— NJL exhibited a speckled nuclear staining pattern and significantly co-localized with H3K4me3, but not H3K9me3 (
Supplementary Fig.4); The vast majority of NJL were bound to mononuclesomes containing H3K4me3, but not H3K27me3 (
Supplementary Fig.3c). Calorimetry-based measurements revealed a dissociation constant (Kd) of ~0.75 μM for JARID1A
PHD3 binding to H3K4me3, with reduced affinities to H3K4me2/1/0 (
Supplementary Fig.3d).
We determined the structure of JARID1A
PHD3:H3K4me3 complexes using X-ray crystallographic and NMR spectroscopic techniques. Both analyses revealed that the JARID1A
PHD3-H3K4me3 interaction was established via (i) anti-parallel β-sheet pairing between the H3 backbone and a β-sheet of JARID1A
PHD3, (ii) a hydrophobic cleft formed by two Trp residues (W1625, W1635) that anchor the H3K4me3 side chain, and (iii) positioning of H3R2 in an acidic pocket (Q1627/D1629/D1633) (; Supplementary Fig.
5b,
6c). H3K4me3 is stacked between the indole rings of two orthogonally aligned Trp residues with intermolecular contacts showed in and Supplementary Fig.
5b,
6d. The X-ray (a domain-swapped dimer of one molecule and a crystallographic symmetry-related molecule) and solution NMR (monomer) analyses are summarized in
Supplementary Fig.5 (statistics in
Supplementary Table 2) and Supplementary Fig.
6-
7 (statistics in
Supplementary Table 3), respectively. Comparison between JARID1A
PHD3 structures in the free and H3K4me3-bound state (
Supplementary Fig.6a-b) revealed no overall conformational changes. Residues W1625 and W1635 are evolutionarily conserved among JARID1 homologues (
Supplementary Fig.8a). Mutations targeting these Trp residues disrupted the H3K4me3-binding
in vitro () and in cells (). Such a two-sided H3K4me3-binding tryptophan channel is a varied form of the H3K4me3-engaging pocket involving 3-4 hydrophobic residues found in the PHD finger of BPTF
7, ING2
8, Yng1
19 or RAG2
13 (
Supplementary Fig.8b-d). Yet, it exhibited a stronger H3K4me3-binding affinity (Kd=0.75μM). Collectively, the PHD finger, an essential motif of NUP98-JARID1A, uniquely recognizes H3K4me3/2 using an aromatic engaging channel.
To gain insight into mechanisms of NJL-induced AML, we used microarray analyses to compare the transcriptome of NJL-transformed progenitors and control cells— committed myeloid progenitors generated as described before
18. Strikingly, a significant portion of genes upregulated in NJL-transformed progenitors were those either targeted by polycomb proteins
20,21 or exhibiting ‘bivalent domain pattern’
22 in stem cells, many of which encode developmentally critical transcription factors (
Hoxa5/a7/a9/a10, Gata3, Meis1, Eya1, Pbx1;
Supplementary Table 4). Such upregulation was further confirmed by RT-PCR using vector- versus NJL-transduced marrow cells (
Supplementary Fig. 9a-c). Other
Hox-A genes (
a1, a2, a11, a13) were not expressed in NJL-transformed progenitors. We detected a similar target specificity for
Hox-A genes using chromatin immunoprecipitation (ChIP)— NJL directly bound to the promoters of
Hoxa6-a10, but not distal
Hoxa1-a3 or
Hoxa11-a13 ( and
Supplementary Fig.9d; green); NJL-binding specificity among
Hox clusters was correlated to H3K4me3— H3K4me3 was abundant in
Hoxa6-a10, while low/absent in
Hoxa1-a4 or
Hoxa11-a13 (). Enforced expression of
Hox and
Meis1 has been shown sufficient to induce AML
23. This indicated that NJL blocks hematopoietic differentiation and induces AML by enforcing the transcription of these genes.
It has been reported that the A-cluster
Hox gene expression is high in hematopoietic stem cells (HSC) and early progenitors, followed by down-regulation and shut-off during terminal differentiation
24. Our
ex vivo hematopoietic stem/progenitor cell system recapitulated such dynamics— coincident to the silencing of HSC marker and activation of differentiation marker (
Supplementary Fig.9f),
Hoxa9/a10 were down regulated >10- or 60-fold respectively in 8 days of culture (); Concurrent loss of
Hoxa9/a10-associated H3K4me3 was observed in these cells (). Strikingly, NJL persistently enforced high levels of
Hoxa9/a10 expression and
Hoxa9/a10-associated H3K4me3 in marrow cells, whereas
Hoxa9/a10 was silenced ten days after transduction of vector or NJS in similarly maintained cells (). To rigorously test the role of H3K4me3 recognition during leukemogenesis, we mutated the H3K4me3-engaging residues. NJL harboring mutation on the residueW1625 or W1635 failed to bind to H3K4me3 or H3 (), failed to bind to the
Hoxa9 promoter that exhibited high H3K4me3 in 293 cells (;
Supplementary Fig.9i), failed to enforce the
Hoxa9 expression () or
Hoxa9-associated H3K4me3 in hematopoietic progenitors (), and failed to transform the hematopoietic cells (), whereas the irrelevant mutation (V1609G) did not affect these activities (
Supplementary Fig.10e). To assess whether NJL-induced phenotype was unique to JARID1A
PHD3, we investigated another similar
de novo translocation, NUP98-PHF23 ()
5, and also swapped JARID1A
PHD3 with other PHD fingers reported before. PHF23
PHD specifically engaged H3K4me3/2 as predicted
1 (); NUP98-PHF23 robustly enforced
Hoxa9-associated H3K4me3 and transformed hematopoietic progenitors (;
Supplementary Fig.10). Strikingly, swapping JARID1A
PHD3 with another H3K4me3/2-binding PHD finger from ING2
8 or even
S. cerevisiae Yng1
19 also succeeded in the transformation, whereas replacing it with an H3K4me0-binding PHD finger, either BHC80
PHD11 or JARID1A
PHD1 (), abolished the transformation (). Therefore, engaging H3K4me3/2 by NUP98-PHD fusion causes leukemia by enforcing an active state on developmentally critical loci.
Because the H3K4me3 recognition cannot provide DNA sequence specificity and yet NJL-upregulated genes were enriched with polycomb-targeted
20,21 or ‘bivalent domain’ genes
22 in stem cells (e.g.,
Hox(s), Gata3, Meis1;
Supplementary Table 4), we asked whether such specificity is due to their dynamically regulated characteristics. Towards this end, we examined the effect of NJL on two distinct gene classes— developmentally critical genes, and housekeeping genes that exhibit constitutive H3K4me3 (
Supplementary Fig.11a, top panel). Interestingly, although NJL bound to housekeeping genes, it had little affect on their expression during cell differentiation (
Supplementary Fig.11a, middle and bottom panels). Thus, NJL tends to affect the developmentally critical loci specifically during hematopoeisis. We next pursued the possibility that NJL interferes with activities of polycomb proteins at these developmentally critical loci. Using ChIP, we found that, while Ezh2 or Suz12 was spread throughout
Hox-A clusters in vehicle-infected marrow progenitors that underwent differentiation, these polycomb factors were restricted within
Hoxa11-a13 in NJL-infected progenitors (Fig.,, red). In the NJL-transduced cells, H3K27me3 was also only detected at
Hoxa13-a11— the differentiation-associated spreading of H3K27me3 was inhibited at a region from
Hoxa10 to
Hoxa1 (). The spreading of polycomb factors from distal
Hox loci (
a13-a11) seemed to be blocked at
Hoxa10-a9 by NJL that were bound there (;
Supplementary Fig.9d). Similar result was also found at
Meis1 (
Supplementary Fig.9e). Consistent to previous reports
15,16, the recruitment of p300 and dramatic elevation of H3 acetylation (H3K27ac by >2,000 fold) were observed on
Hoxa9 in NJL-transduced cells (;
Supplementary Fig.11b). Collectively, NUP98-PHD fusion dominated over the spreading of polycomb and enforced an H3K4me3/acetylated histone state at developmentally critical loci, an epigenetic state that defines leukemia stem cells.
In summary, we have demonstrated for the first time that fusing an H3K4me3-engaging PHD finger (plus nuclear localization signal) to a common partner NUP98 is sufficient to induce leukemia. We showed that NUP98-PHD fusion prevented the silencing of critical loci encoding master transcription factors (
Hox(s), Gata3, Mesi1, Pbx1) during hematopoietic differentiation. NUP98 fusion partners can be grouped into two major groups, DNA-binding homoedomain and chromatin-associated factors including PHD fingers (JARID1A, PHF23)
17. Although the existence of additional unknown ligand is possible for PHD fingers in the latter group (as H3K4 site cannot be mutated in mammals), the most straightforward interpretation of our findings is that binding H3K4me3/2 marks is responsible for leukemia described here. In support, a genetic interaction was demonstrated in yeast between H3K4 and the Yng1 PHD finger
25, a module that imparted similar oncogenic properties when swapping into our assays (). Several PHD fingers exist in NSD1, another NUP98-fusion partner
16, however, none contains critical H3K4me3-engaging residues
1. Thus, our report represents the first example wherein inappropriate interpretation of histone modification can actively induce a deregulation of developmentally critical loci, perturb cellular/epigenetic identities, and even induce oncogenesis. NUP98-PHD fusion coordinates acts of H3K4me3/2 and histone acetylation, mimicking mechanisms utilized by evolutionarily conserved ING(s)-complexes for robust gene activation
19,26 (
Supplementary Fig.12). H3K4me3 bound by NUP98-PHD may serve as ‘seed’ of propagation mediated by WDR5-MLL2/3 complexes
1,27 that is also coupled with UTX/Jmjd3-mediated H3K27 demethylation
28,29, as we detected high levels of WDR5, RBBP5, and MLL2 on
Hoxa9 in NJL-transduced marrow cells (;
Supplementary Fig.11c-d). We suggest that NUP98-PHD acts as ‘boundary factors’, using the PHD finger to protect H3K4me3 from JARID1(s)-mediated demethylation
29 and also inducing H3K27ac to block H3K27me addition (). In support, we observed a ‘bivalent domain’ feature
22 at
Hoxa11-a10, the junction region of two antagonizing mechanisms (). Loss-of-function mutation of RAG2
PHD in immunodeficiency and gain-of-function mutation involving PHD fingers in malignancies described here indicate a new type of diseases that arise from ‘misinterpreting’ the ‘histone code’
3,30. With ~200 PHD fingers in human genome and some intimately associated to diseases
3, we expect similar ‘mis-reading’ mechanisms responsible for some unstudied diseases. These pathologies together with those caused by ‘mis-writing’ or ‘mis-erasing’
29 histone modification, underscore the significance in investigating the biological readout of histone marks.