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Schizophr Bull. 2009 July; 35(4): 775–788.
Published online 2008 February 26. doi:  10.1093/schbul/sbn005
PMCID: PMC2696366

Dropout Rates in Randomized Clinical Trials of Antipsychotics: A Meta-analysis Comparing First- and Second-Generation Drugs and an Examination of the Role of Trial Design Features

Abstract

Dropout is often used as an outcome measure in clinical trials of antipsychotic medication. Previous research is inconclusive regarding (a) differences in dropout rates between first- and second-generation antipsychotic medications and (b) how trial design features reduce dropout. Meta-analysis of randomized controlled trials (RCTs) of antipsychotic medication was conducted to compare dropout rates for first- and second-generation antipsychotic drugs and to examine how a broad range of design features effect dropout. Ninety-three RCTs that met inclusion criteria were located (n = 26 686). Meta-analytic random effects models showed that dropout was higher for first- than second-generation drugs (odds ratio = 1.49, 95% confidence interval: 1.31–1.66). This advantage persisted after removing study arms with excessively high dosages, in flexible dose studies, studies of patients with symptom exacerbation, nonresponder patients, inpatients, and outpatients. Mixed effects models for meta-analysis were used to identify design features that effected dropout and develop formulae to derive expected dropout rates based on trial design features, and these assigned a pivotal role to duration. Collectively, dropout rates are lower for second- than first-generation antipsychotic drugs and appear to be partly explained by trial design features thus providing direction for future trial design.

Keywords: dropout, second-generation antipsychotic, first-generation antipsychotic

Introduction

Dropout occurs frequently in clinical trials of antipsychotic treatment. It is an important outcome because it may reflect drug tolerability, adverse effects, and lack of compliance. For instance, in the recent clinical antipsychotic trials of intervention effectiveness (CATIE) study discontinuation was a primary outcome measure. Seventy four percent of CATIE trial participants discontinued their assigned study medication before study completion at 18 months,1 and dropout rates were roughly equivalent for first-(ie, typical) and second-generation (ie, atypical) antipsychotics. Indeed, high dropout rates are not uncommon in RCTs of antipsychotic medication. Across studies of different durations, meta-analysis has estimated that dropout rates exceed a third of patients treated with antipsychotic medication in RCTs.2

Meta-analyses have reported lower dropout rates for second-generation antipsychotics than placebo.24 Such reviews, however, are inconclusive regarding differences in dropout rates between first- and second-generation medications. One meta-analysis of studies up to the year 2000 has reported that only clozapine shows significantly lower dropout rates than first-generation medications.2 Another meta-analysis covering studies conducted through 19985 has found differences favoring amisulpride, clozapine, risperidone, and olanzapine over first-generation medications. A meta-analysis of 28 published studies covering 4 of the major second-generation antipsychotics in Western populations through 2003 reported lower dropout rates for second-than first-generation treatment but only for flexible dose studies.6 Thus, research, based on meta-analyses shows lower dropout rates for second-generation antipsychotic drugs than placebo. Research, however, is inconclusive regarding differences in dropout rates between second- and first-generation antipsychotic treatment.

Research has examined how study design features of antipsychotic trials correspond with dropout rates. Wahlbeck et al2 have reported that dropout increases with trial length and year of publication. Yet, Kemmler et al3, who examined placebo-controlled trials up to 12 weeks long, did not find a significant association of dropout and duration, publication year, or use of multiple dosages. Yet, they3 did find that the presence of a placebo arm relates to a higher dropout rate in the active treatment arm. Furthermore, conclusions regarding second-generation antipsychotic medications differ between active- and placebo-controlled trials, highlighting the appropriateness of this comparson.7 Also, flexible rather than fixed dosage6 and higher dosages of first-generation medications5 have been reported to increase the difference in dropout rates between first- and second-generation medications. To provide a more comprehensive consideration of design features than has been covered previously, it is appropriate to consider patients levels of symptomatology and whether patients treated were in or outpatients because these may effect dropout rates.

The current meta-analysis compares dropout rates between first- and second-generation antipsychotic drugs and examines the effects of trial design features on dropout rates. Specifically, we examine the effects of trial duration, presence of placebo arm, number of trial arms, fixed vs flexible dosing, dosage, inpatient vs outpatient, symptom severity, and publication year on dropout rates. All published and unpublished studies irrespective of duration and sample size are included.

Methods

Literature Search

Trial reports were retrieved by an extensive literature search of the Cochrane Central Register of Controlled Trials and PubMed. The former includes published and nonpublished clinical trials and is based on extensive database searches, reference lists of published trials, and contacts with drug manufacturers and primary researchers.8 The search aimed to identify all double-blind randomized clinical trials of second-generation antipsychotic medications (risperidone, olanzapine, clozapine, quetiapine, amisulpride, ziprasidone, sertindole and aripiprazole) fulfilling the following criteria: being published or presented between the years 1990 and 2006, consisting of any adult patient population with a diagnosis of schizophrenia, schizoaffective or schizophreniform disorder.

Cumulatively our searches rendered 202 references using the following search string “(efficacy or effectiveness or relapse or remission or safety) and (schizophrenia or schizoaffective disorder or schizophreniform disorder) and (clozapine or olanzapine or risperidone or amisulpride or aripiprazole or quetiapine or sertindole or ziprasidone) and (adult and double mind)” in either the title, abstract, or keyword for the years 1990–2006. The removal of open-label trials rendered 162 references available. Sixty-two of these references were secondary publications of studies previously presented in a primary publication, and 7 additional references were excluded for missing information on dosing and or on dropout rates. This left 93 trials that met the inclusion criteria (see Appendix). Eight studies compared placebo, first-, and second-generation medications; 44 compared first- and second-generation without placebo; 19 compared second-generation and placebo; and 22 compared second-generation antipsychotic medications. Seven studies (7.5%) were published prior to 1996, 73 (78.5%) from 1997 to 2003, and 13 (14%) from 2004 to 2006.

Data Acquisition

The following information was extracted from each trial study report: the number of patients randomized to the different treatment arms, the total number of dropouts in the individual treatment arms, trial duration, patient type (stable responder, symptom exacerbation, nonresponder), hospitalization status (inpatients, outpatients, or both), study year, fixed vs flexible dosing, dose for fixed dose studies, and mean dose for flexible dose studies. In some studies, mean dose was not provided and so was estimated from the dosage range. To provide an overview, table 1 includes all studies with at least 100 patients per treatment (see Appendix for data from all studies), and Table 2 presents all placebo-controlled trials.

Table 1.
Summary of Studies Comparing Dropout in First- and Second-Generation Antipsychotic Medications With a Sample Size of At Least 100 Patients Per Treatment Arm
Table 2.
Description of Placebo-Controlled Studies

Data Analysis

To compare the dropout rates within study arms between first- and second-generation antipsychotic medications, meta-regression (random effects meta-analysis) was conducted in R52 with the rmeta package.53 For comprehensiveness, this analysis was conduced first for all studies and then for those with at least 30, 50, and 100 patients per treatment. To test whether dropout differences might relate to the use of excessive dosages, analysis was rerun after removing study arms using excessive dosages and then for each second-generation drug. To see whether differences persisted, additional subanalyses were conducted of studies using flexible nonexcessive dosing, studies of nonresponder patients, studies of inpatients, and studies of outpatients.

Excessive dosing was operationalized as doses over the maximal effective dose based on the Davis et al54 meta-analysis of dose responses. That meta-analysis aimed to identify the near-maximal effective dose, namely, the threshold dose required to cumulate in all or almost all clinical responses for each drug. For example, the near-maximal efficacy dose for chlorpromazine is 450 mg/day and for risperidone is 4 mg/day.

In the second part of the analysis to predict dropout, mixed effects models for meta-analysis were conduced with the Mima function in the R statistical software environment.55 Covariates included were duration in weeks, number of study arms, presence of placebo, fixed vs flexible dosing, patient type (stable responder, symptom exacerbation, nonresponder), whether study was conducted on inpatients only, whether or not a study arm used excessively high dosages, and study year. Separate models were conducted for first-generation, second-generation, and placebo arms. This permitted us to derive equations for the prediction of dropout that operate much in the manner of typical regression models.

Results

Descriptive Statistics

The 94 studies constituted a total sample size of 26 686 subjects. They received first- (n = 5465) or second-generation antipsychotic medications (n = 19 400) or placebo (n = 1821). Participants allocated to first-generation medication ranged from 21 to 660 in each trial. The number treated with second-generation drugs ranged from 21 to 1336, and the number treated with placebo ranged from 22 to 155. The distribution of number of study arms was 2 arms (k = 66; 70.2%), 3 arms (k = 10; 10.6%), 4 arms (k = 6; 6.4%), and 5–8 arms (k = 12; 12.8%). The sample size for each dose arm ranged from 21 to 1336.

Comparing Dropout in First- and Second-Generation Antipsychotic Drugs

First- and second-generation treatments were compared utilizing random effects meta-analysis. To enable comparison of first- and second-generation medications, if the number of treatment conditions was not 2 (ie, one first- and one second-generation arm) then the arms were aggregated. The inclusion of all 52 studies comparing first- and second-generation medications, in figure 1, showed significantly lower dropout rates for second-generation drugs (OR = 1.49, 95% CI = 1.31, 1.66; test for heterogeneity: χ512 = 116.39, P = 0, estimated random effects variance = 0.1). As shown in table 3, this finding replicated in the 43 trials with over 30 participants in each treatment condition, the 33 trials with over 50 participants in each treatment condition, and the 16 trials with over 100 participants in each condition. It is noted that although the odds ratios dropped slightly in magnitude with arm sample size, the results suggested that second-generation treatment persistently had lower dropout rates than first-generation treatments. Dropout rates of specific second-generation drugs were compared with first-generation drugs in figure 2. These results showed a significant difference for amisulpride, olanzapine, risperidone, and an almost significant difference for clozapine and quetiapine.

Fig. 1.
Forest Plots Comparing All First- and Second-Generation Studies.
Fig. 2.
Forest Plots Comparing First- and Second-Generation Antipsychotic Drugs.

Dropout rates of first- and second-generation drugs were further compared in table 3 by examining subgroups of studies. First, differences were retested after removing study arms with excessive doses (see Methods section) from both first- and second-generation drug arms. After removing 52 study arms in 53 studies due to excessive dosing, 21 studies remained available for analysis that compared first- and second-generation medication. While based on only a small number of studies, these results showed a significant advantage for olanzapine and a nearly significant difference for risperidone but not for ziprasidone, clozapine, and quetiapine. No data were available to examine amisulpride and aripiprazole after removing excessive dosing. This analysis was repeated after removing fixed dose studies with excessive dosages. Collectively, 122 fixed and 84 overdosed study arms were removed leaving 17 studies available for analysis. Advantages for second-generation drugs were observed (see table 3). Next studies of patients with symptom exacerbation, nonresponder patients, inpatient, and outpatient were examined. These too all showed an advantage for second-generation drugs. Collectively, therefore, the current results consistently demonstrate at the aggregate level, for specific drugs even if not overdosed, and accounting for relevant moderators a unitary trend of higher dropout for first- than second-generation antipsychotic treatment.

Table 3.
Results of Meta-analysis for All Studies and Subgroups of Studies

Predictors of Dropout

Mixed effects regression models presented in table 4 were conducted separately for first generation, second generation, and placebo to examine the association of trial design features and dropout. Trial duration was consistently significant (<.01) in the 3 models. Specifically, the longer the trial the higher the dropout rate. Duration had a large effect size (Zs > 2.56), indicating its influence. In second-generation trials, flexible vs fixed dose also significantly reduced dropout, and for first-generation drugs, there was a nearly significant effect (P = .06) for excessive dosing which increased dropout. Numbers of study arms, presence of a placebo arm, and study year were not significantly associated with dropout.

Table 4.
Mixed Effects Regression for Meta-analysis (Mima in R) Predicting Dropout

The regression models in table 4 may be applied to derive expected dropout rates. Caution is warranted because they have not been validated in trials not included in the analysis. To illustrate the use of the equations, the following are examples based on a placebo, first-, and second-generation study arms. Based on the placebo study arm of Pigott et al44 in 2003 the placebo equation is applied as follows: (intercept 2226.70) + (year 2003 × −1.10) + (symptom level 0 × 4.67) + (in patient study 1 × 5.96) + (arms 2 × 1.86) + (duration in weeks 26 × 0.94) + (fixed dosing 1 × 10.02). This produces an estimated dropout rate of 67.5% where the actual rate was 71.0%. The first-generation drug equation is illustrated using the haloperidol arm from Lieberman et al (2003)19 as follows: (intercept − 1760.18) + (year 2003 × 0.89) + (symptom level 1 × −3.75) + (in patient study 0 × −0.75) + (with placebo arm 1 × 11.75) + (number of arms 6 × 3.13) + (duration in weeks 12 × 0.31) + (fixed dosing 0 × 4.18) + (excessive dosing 0 × 11.05). This produces an estimated dropout rate of 53.0% where the rate was 46.2%. The second-generation drug equation is illustrated using the olanzapine arm from CATIE1 as follows: (intercept − 1063.80) + (year 2005 × 0.54) + (symptom level 1 × 1.85) + (in patient study 0 × −1.49) + (with placebo arm 0 × 4.23) + (arms 5 × 0.52) + (duration in weeks 78 × 0.38) + (fixed dosing 0 × 8.23) + (excessive dosing 0 × −3.50). This produces an estimated dropout rate of 52.99% where actual dropout rate was 63.64%.

The average difference between the estimated and actual percentage dropout across study arms was 6.44 (SD = 16.26). Differences were observed by drug and are presented in ascending order as follows: chlorpromazine, M = −6.64 (SD = 12.69, k = 5), placebo, M = −5.85 (SD = 15.48, k = 26), amisulpride, M = −0.95 (SD = 11.38, k = 19), ziprasidone, M = 1.87 (SD = 17.76, k = 15), haloperidol, M = 7.78 (SD = 16.45, k = 41), olanzapine, M = 8.52 (SD = 14.94, k = 43), risperidone, M = 8.69 (SD = 2.46, k = 40), clozapine, M = 8.87 (SD = 15.65, k = 9), aripiprazole, M = 10.80 (SD = 13.55, k = 10), quetiapine, M = 14.87 (SD = 3.65, k = 15). This highlighted that the formula was generally accurate but estimated dropout for some drugs with greater accuracy than others.

Discussion

The current meta-analysis indicates that the use of second-generation antipsychotic medication has lower dropout rates than first-generation treatments. Several design features of randomized clinical trials of antipsychotic medications are identified that are significantly associated with dropout rates. Among these, a longer duration was most consistently and strongly associated with dropout, although effects are observable also for dosing (fixed vs flexible) and excessive dosing. Significant effects are not found for publication year, number of study arms, the presence of a placebo study arm, inpatient study, or symptom level. The trial design features that we examined were used to develop an equation to estimate expected dropout rates. The equation shows a reasonable correspondence between predicted and actual dropout rates.

Clinical Implications

A previous meta-analysis2 covering studies up to the year 2000 reported an effect only for clozapine. Unlike that review, but like a review of 36 selected studies through 2003,6 our results show significant effects spanning second-generation drugs. Beyond those reviews, the results identify drug-specific effects. Our results also differ from another meta-analysis covering studies through 19985 that reports differences favoring amisulpride, clozapine, risperidone, and olanzapine. In that meta-analysis for all but amisulpride, these differences are found only in the fixed and not random effects analysis, and no evidence supporting differences for quetiapine are identified. Like Wahlbeck et al2 we found that dropout increases with trial length, however, we did not find a significant effect of publication year. While Kemmler et al3 reports an effect for placebo arms in studies up to 12 weeks long, we did not find a significant placebo arm effect, which may be related to our inclusion of studies regardless of length. We also did not find an effect of multiple dosage regimes. Corresponding to others,6 flexible rather than fixed dosage was found to effect dropout in second-generation and not first-generation arms. Like Geddes et al5, we found a nearly significant effect of high dosages on dropout for first-generation medications. Collectively, therefore, our findings support the use of second-generation treatment over first-generation treatment where dropout is the outcome.

Limitations

Several limitations are notable. It is not possible to estimate the possible bias introduced by studies not published, although our review was used by the Cochrane database that includes unpublished studies. Also, our meta-analysis does not eliminate studies due to a priori criteria that may have biased the results (eg, including only large clinical trials or only trials of a certain duration). Another limitation is that the current data contain limited clinical information. Such information is likely to influence the study outcomes, although the clinical information our study contained did not (ie, hospitalization status and symptom severity). It is noted that there is a payoff in meta-analysis between number of variables and the number of studies. The approach taken here was to opt for more studies in an unbiased manner, thus maximizing statistical power. Statistical power was, however, small when examining the specific effects of some of the second-generation medications. The number of studies included in the current meta-analysis, however, is much larger than previous reviews. The available data do not yet permit the analysis of long-acting injectable second-generation antipsychotics (eg, risperidone injectable) and thus highlight a direction for future research once enough studies become available. The formula to derive expected dropout rates may be useful to plan trials and compare study results. The formula should, however, be used with caution until it is validated by predicting dropout rates in future studies.

Conclusions

The current results demonstrate that dropout rates are moderately yet consistently reduced by second- rather than first-generation antipsychotic medication. This trend replicates across medications and irrespective of a series of moderators investigated (eg, hospitalization status, dosage). The current meta-analysis represents, to our knowledge, the largest study of how methodological factors effect dropout in clinical trials of antipsychotic medication. The results indicate that dropout rates are significantly influenced by the trial duration, fixed vs flexible dosing, and excessive dosing. These findings provide a significant increment in understanding dropout rates in clinical trials and may contribute to the design of future clinical trials. Collectively, these results show moderate and consistent benefits, indicated by dropout reduction, that favor second- over first-generation medications and provide formulae to assist future trial designs.

Supplementary Material

Supplementary material for this article is available online at http://schizophreniabulletin.oxfordjournals.org/.

[Supplementary Material]

Acknowledgments

Author Rabinowitz has received research grants, travel support, and or consulting fees from Janssen Pharmaceuticals, Eli Lilly, Pfizer, and Novartis. Other authors have no conflicts of interest. This work was done as part of a PhD conducted in the Department of Mathematics at Bar Ilan University.

Appendix

Appendix

Randomized Controlled Trials of Second Generation Antipsychotic Medications Summary

PublicationTotal nTotal DropoutDuration in wkArmsPlacebo nPlacebo DropoutFirst Generation nFirst Generation DropoutSecond Generation nSecond Generation DropoutPlaceboSymptomsFixedDosageIn Hospital
Addington et al56296988229698SEIn
Arato et al502781795247161207118PSEfix
Arvanitis and Miller273612126751355234258143PSEfixNMEIn
Azorin et al572737212227372SENME
Beasley Sanger et al2815210763504010267PNRfixIn
Beasley et al293351966568466939198111PSEfixNME
Beasley et al58431184658138350146SEfixNMEIn
Beasley et al30326855221025522430PSR
Bitter et al591506318215063SENMEIn
Borison et al31109596255335426PSEIn
Boyer et al3210419633497010PSEfixNMEIn
Brook et al601321612428908SE
Buchanan et al627511102373388NR
Buchanan et al61636162343293SE
Carriere et al6319970162105469424SENME
Casey et al64207558320755SRfixNMEIn
Chan et al6560882608SEIn
Chang et al6662482303321SENME
Chouinard et al331356586221621139236PSEfixIn
Chue et al67640527122640527SEfix
Colonna et al948922952211962370167SENME
Conley and Mahmoud69377968237796SENME
Conley 19987084258242134212NRfixNMEIn
Conley et al681145412338267628NRfixIn
Cooper et al341596983532553255319PSE
Cooper et al351199026258496141PSRfix
Copolov et al10448149622278022169SEIn
Corrigan et al36735154688622649132PSEIn
Csernansky et al11367246522188142179104SR
Daniel et al12282705221414314127SEfix
Daniel et al373028663924321043PSEfix
Danion et al3824262123833315929PSEfix
Emsley71183466284269920SENME
Emsley et al13288601221452814332NRfix
Gureje et al7265363026536SENME
Heck et al7377307237154015SENME
HGFH Korea74104296251165313SE
Hirsch et al143011712821538914882SR
Hoyberg et al75107298252155514SEIn
Huttunen et al769840629840SEIn
Ishigooka et al77182488289309318SE
Jakovljevic et al786022623013309SEIn
Jeste et al79175418217541SE
Kane et al15,1630075621463115444NRNME
Kane et al80713526234223713NRNME
Kane et al17594239441064810442384149PSEfixNME
Kane et al15,164002221269866302156PSEfix
Kasper et al181294799522433305861494SEfixIn
Keck et al39139644348249140PSEfix
Kennedy et al81117476234188329SE
Kudo et al82180598218059SE
Lecrubier et al402441432643422210121PSEfix
Lee et al8354962549SE
Lieberman et al19,20,842631031261326113142PSE
Lieberman et al1143210617852571921175869SE
Lieberman et al201603052280188012SEIn
Loo et al411418026272496931PSEfix
Marder et al423881998666456632256122PSEfixIn
Martin et al853778126237781SENME
McQuade et al86317230262317230SE
Meltzer et al434813376698789868285191PSEfixIn
Messotten8760982323286SENMEIn
Moller et al88191646296399525SEfixNMEIn
Mortimer et al89377135262377135SENMEIn
Mullen et al90728235162728235SE
Naber et al911147126211471SE
Petit et al (1997)126558263306325SEIn
Peuskens and Link93201136210091014SEIn
Peuskens21136234786226631136284SEfixIn
Peuskens et al92228698222869SEfixNME
Pigott et al44,4531019426215511015584PSRfixNMEIn
Potkin et al464041624410351301111PSEfixNMEIn
Puech et al943198245642125561SEfixNMEIn
Purdon et al95653254323144218SE
Ritchie et al966614426614SR
Rosenheck et al2242324552221815720588NRNMEIn
Rosenheck et al233091875221509615991NR
Sanger et al9783316224155916SE
Schooler et al245552181042277101278117SE
Sechter et al98310123262310123SRNME
Simpson et al9926911562269115SEIn
Small et al47286159639657190102PSEfixIn
Speller et al1006011522317294SENMEIn
Tollefson et al25,261996799626603511336448NR
Tollefson et al481061112538533PSEfix
Tran et al102339161282339161SENME
Tran et al101542414228142610SE
Van-Kammen et al491535364381511538PSEfixIn
Volavka et al10315766144371612050SENMEIn
Wetzel et al104132446262257019SENMEIn
Wirshing et al (1999)105671182336345NRNME
Woods et al516019822983111PSE
Zhang et al106785122374411SEfixNMEIn

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