Using a system in which HIV-1 proviruses are inserted in precisely the same position within an active host gene in either orientation with and without readthrough transcription, we demonstrate for the first time that there is orientation-dependent
cis regulation of transcription of integrated HIV-1 by the readthrough transcription of the host gene. Transcriptional interference is observed when HIV-1 is inserted in the opposite orientation as the host gene, while enhancement of viral gene expression occurs when HIV-1 is in the same orientation as the host gene. Because of the nature of HIV-1 integration sites
in vivo (
Han et al., 2004;
Liu et al., 2006), HIV-1 gene expression in the vast majority of infected cells is likely to be influenced by this interaction between the host gene and the provirus at the transcriptional level.
Transcriptional interference between convergent promoters has uniformly been found to be inhibitory (
Callen et al., 2004;
Elledge and Davis, 1989;
Eszterhas et al., 2002;
Hongay et al., 2006;
Imamura et al., 2004;
Prescott and Proudfoot, 2002;
Ward and Murray, 1979). Similarly, we found a 4-fold reduction in the HIV-1 gene transcription by the host gene readthrough when HIV-1 was in the opposite orientation as the host gene. In addition, ChIP analysis revealed a consistent 30~40% reduction in the occupancy of RNA pol II and other relevant transcription factors at the HIV-1 LTR in this situation. Although the recruitment of various proteins of the pre-initiation complex still occurred, it was significantly down-regulated by readthrough transcription. In addition to a reduced occupancy of critical transcription factors at the HIV-1 promoter, other mechanisms might also be involved. For example, collisions between converging elongation complexes have been demonstrated to lead to the premature termination of the transcriptional progress of one or both complexes, with the distance between the two convergent promoters affecting the strength of the interference (
Callen et al., 2004). In certain experimental systems, the ability of an elongating polymerase to read through a DNA-bound protein roadblock is enhanced by increasing the number of elongation complexes (
Epshtein V, 2003). Since we did not detect an equal reduction in the steady state level of
HPRT transcripts () when HIV-1 was in the opposite orientation to
HPRT, collision does not appear to be a major contributor to the observed interference. However, it is possible that such a mechanism may not be reciprocal (
Callen et al., 2004). In principle, due to the convergent direction of the two promoters, the generation of both sense and anti-sense RNAs may induce the degradation of HIV-1 sequences, resulting in a decrease in the steady-state level of HIV-1 transcripts. To test this possibility, we transiently transfected the cell lines with an siRNA targeting Dicer1, a critical component of the RNA interference machinery. No obvious change in the steady-state HIV-1 transcripts level was observed by transiently knocking down Dicer1 (
Supplementary Fig 6).
In spite of the universal inhibitory effect between two active convergent promoters, results for two promoters transcribing in the same direction vary in different systems. Inhibition of the transcription from downstream promoters has been widely observed in models involving closely adjacent tandem promoters or in tandemly associated transgenes (
Yahata et al., 2007;
Eszterhas et al., 2002;
Greger et al., 1998;
Corbin and Maniatis, 1989;
J Eggermont and N J Proudfoot, 1993;
Yahata et al., 2007). Proudfoot et al. demonstrated that in cell lines with two tandemly integrated HIV-1 promoters, transcription from the upstream LTR had a negative impact on the downstream one (
Greger et al., 1998). However, an unexpected and novel finding of our system is that upstream transcription could indeed enhance HIV-1 gene expression for HIV-1 proviruses that are in the same orientation as the host gene. Interestingly, consistent with our results for HIV-1 inserted in the same orientation as the host gene, several studies have shown that upstream transcription can increase the transcription from the downstream promoter. For instance, introducing an active promoter upstream to the silent human endogenous retrovirus (HERV)-K18 promoter activates its transcription in
cis (
Leupin O et al., 2005). In addition, noncoding transcription from the upstream mouse T cell receptor-α locus can activate Jα promoters located several kilobases downstream, and the blockage of the upstream elongation abolished the downstream transcription (
Abarrategui I, 2007). Furthermore, it has been reported that the same transgene inserted at the same position can be expressed in one orientation but silenced in the other orientation in insect, mouse, and cultured human cell lines, although the underlying mechanisms were not clearly known (
Alami et al., 2000;
Francastel et al., 1999;
Sabl and Henikoff, 1996)
Several potential mechanisms may explain how readthrough transcription increases expression of HIV-1 present in the same orientation as the host gene. One potential mechanism for the enhancing phenotype is a change in histone modification of chromatin (
Williams SA et al., 2006;
du Chene I et al., 2007;
Marban C, 2007). However, when we analyzed three histone markers (H3K9,14Ac, H3K36me3, H3K27me3) that are characteristic of promoter activation, active elongation and silencing (
Guenther MG, 2007), (
Schuettengruber et al., 2007), we did not observe major differences in post-translational modification of histones whether HIV-1 was in the same or opposite orientation as the host gene. Other potential explanations can also be considered. The integration site of HIV-1 in our system was in the third intron of
HPRT, about 300 bp downstream from the end of the third exon of
HPRT. Although HIV-1 is present at the identical site within the host gene in both sets of cells, the relative distances between the HIV-1 promoter and the adjacent
HPRT exon are different due to the length of the HIV-1 construct itself. As mRNA processing reactions, such as splicing, occur cotranscriptionally, the splicing complex might have an effect on an adjacent promoter. In addition, removal of repressors upstream of the HIV-1 transcription start site might occur differentially depending on orientation. Finally, alterations in DNA topology upon readthrough elongation might positively effect transcription from other promoters in the same orientation.
Since HIV-1 randomly inserts into different positions within active host genes (
Han et al., 2004), it is possible that the level of the orientation-dependent regulation will be variable and may depend on the relative rate of HIV-1 promoter clearance and the rate of the host gene elongation (
Callen et al., 2004;
Mazo et al., 2007). Nevertheless, our results reveal another layer of complexity of the HIV-host gene interaction that is likely to affect the vast majority of integrated proviruses and that may play a role in HIV-1 latency and in the regulation of HIV-1 gene expression in productively infected cells. Orientational preferences were not apparent in the bulk of HIV-1 integration sites in patient resting CD4
+ T cells (
Han et al., 2004) and inducible J-Lat cells (
Lewinski et al., 2005). However, since integration in a convergent orientation inhibits HIV-1 expression, it will be interesting to determine whether there is a bias towards such an orientation in the subset of infected resting CD4
+ T cells that harbor replication-competent HIV-1, thus contributing to HIV-1 latency
in vivo. Interestingly, in the human genome, the activities of human endogenous retroviruses (HERV) are very low (
Smit, 1999). For those that reside within genes, HERVs in the convergent orientation with respect to the host gene are over-represented by 5 fold. The orientation-dependent positive and negative effects on HIV-1 gene expression were not abrogated by stimulation with TNF-α or Tat. Thus in activated cells, the enhancing effect may lead to greater HIV-1 gene expression in activated T cells that have a provirus integrated in the same orientation as the host gene. At the population level, this may compensate for transcriptional interference observed in cells with proviruses integrated in the convergent orientation.