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The presence of Africans in Britain has been recorded since Roman times, but has left no apparent genetic trace among modern inhabitants. Y chromosomes belonging to the deepest-rooting clade of the Y phylogeny, haplogroup A, are regarded as African-specific, and no examples have been reported from Britain or elsewhere in western Europe. We describe the presence of a haplogroup A1 chromosome in an indigenous British male; comparison with African examples suggests a western African origin. Seven out of eighteen men carrying the same rare east-Yorkshire surname as the original male also carry haplogroup A1 chromosomes, and documentary research resolves them into two genealogies with most-recent-common-ancestors living in Yorkshire in the late eighteenth century. Analysis using 77 Y-STRs (short tandem repeats) is consistent with coalescence a few generations earlier. Our findings represent the first genetic evidence of Africans among ‘indigenous’ British, and emphasise the complexity of human migration history, as well as the pitfalls of assigning geographical origin from Y-chromosomal haplotypes.
The population of the UK today is culturally diverse, with 8% of its 54 million inhabitants belonging to ethnic minorities, and over 1 million classifying themselves as ‘Black or Black British’ in the 2001 census. These people owe their origins to immigration from the Caribbean and Africa beginning in the mid twentieth century; prior to this time, the population has been seen as typically Western European, and its history has been interpreted in terms of more local immigration, including that of the Saxons, Vikings and Normans1. However, in reality Britain has a long history of contact with Africa (reviewed in ref. 2). Africans were first recorded in the north 1800 years ago, as Roman soldiers defending Hadrian's wall – ‘a division of Moors’. Some historians suggest that Vikings brought captured North Africans to Britain in the 9th century. After a hiatus of several hundred years, the influence of the Atlantic slave trade began to be felt, with the first group of west Africans being brought to Britain in 1555. African domestic servants, musicians, entertainers and slaves then became common in the Tudor period, prompting an unsuccessful attempt by Elizabeth I to expel them in 1601. By the last third of the eighteenth century there were an estimated 10,000 black people in Britain3, mostly concentrated in cities such as London.
Has this presence left a genetic trace among people regarded as ‘indigenous’ British? In principle, Y-chromosomal haplotyping offers a means to detect long-established African lineages. Haplotypes of the non-recombining region of the Y, defined by slowly mutating binary markers such as SNPs, can be arranged into a unique phylogeny4-6. These binary haplotypes, known as haplogroups (hg), show a high degree of geographical differentiation, reflecting the powerful influence of genetic drift on this chromosome. Some clades of the phylogeny are so specific to particular continents or regions that they have been used to assign population-of-origin to individual DNA samples7, and in quantifying the origins of the components of admixed populations using simple allele-counting methods8-10.
Studies of British genetic diversity, generally sampling on the criterion of two generations of residence, have found no evidence of African Y-chromosomal lineages11-14, suggesting either that they never became assimilated into the general population, of have been lost by drift. However, here we describe a globally rare and archetypically African sub-lineage in Britain and show that it has been resident there for at least 250 years, representing the first genetic trace of an appreciable African presence that has existed for several centuries2.
British and US males were recruited under appropriate informed consent, and DNA extracted from buccal samples as described15. R-surnamed British males were sampled randomly using information from electoral rolls, and a specific questionnaire was used to exclude close patrilineal relatives.
A set of 11 binary markers (M9, M69, M89, M145, M170, M172, M173, M201, P25, SRY10831, 12f2) was typed using the SNaPshot minisequencing procedure (Applied Biosystems) as described15, and the additional hgA-specific markers M91 and M33 typed by DNA sequencing using published primers5.
A set of 17 Y-chromosomal short tandem repeats (Y-STRs: DYS19, DYS388, DYS389I, DYS389II, DYS390, DYS391, DYS392, DYS393, DYS434, DYS435, DYS436, DYS437, DYS438, DYS439, DYS460, DYS461, DYS462) were typed as described16. HgA1 chromosomes were typed with an additional 51 Y-STRs (DYF386S1, DYF390S1, DYS406S1, DYS472, DYS476, DYS480, DYS481, DYS485, DYS487, DYS488, DYS490, DYS491, DYS492, DYS494, DYS495, DYS497, DYS505, DYS508, DYS511, DYS525, DYS530, DYS531, DYS533, DYS537, DYS540, DYS549, DYS554, DYS556, DYS565, DYS567, DYS568, DYS569, DYS570, DYS572, DYS573, DYS575, DYS576, DYS578, DYS579, DYS580, DYS583, DYS589, DYS590, DYS594, DYS617, DYS618, DYS636, DYS638, DYS640, DYS641 and DYS643) according to ref. 17, and with an additional nine (DYS385a/b, DYS425, DYS426, DYS447, DYS448, Y-GATA-H4.1 and YCAIIa/b) according to ref. 18.
Median joining networks19 were constructed within the program Network 220.127.116.11 (www.fluxus-engineering.com/sharenet.htm) using variance-based weighting as described20. Weighting for hgA1 was based on variance in all hgA1 chromosomes, while weighting for the R. surname network was based on variance observed in 291 British hgR1b chromosomes.
As part of a survey of British Y chromosome diversity, we recruited a set of 421 males who described themselves as British, and whose paternal grandfathers were born in Britain. The Y chromosomes of these males were typed using a set of 11 binary markers15, including M145 (defining superhaplogroup DE), and M89 (defining superhaplogroup F). All chromosomes carried the derived allele at one or other of these two markers, with a single exception, in male GB1757, which could in principle belong to hgA, B, or C (see phylogeny in Figure 1). Further testing, including the markers M91 and M31, gave the surprising result that it belonged to hgA, within the sub-lineage A1.
Haplogroup A is the deepest-rooting clade of the Y phylogeny, and shows a particularly specific localization to the African continent (Figure 1), which is compatible with an African origin for modern human Y chromosomes. It constitutes 5.4% of a composite sample of 3551 Africans4,8,10,24-30, while in non-African indigenous populations only seven cases have been described, from Turkey31, Cyprus32, Sardinia33,34 and Oman35. Extensive surveys of western European populations have failed to find any examples of these chromosomes13,36-39. The sub-haplogroup A1 was first reported in a single individual among a sample of 44 males from Mali4. Subsequently, this scarce western African haplogroup has been found in only 25 more males (Figure 1): 2/64 Moroccan Berbers24, 3/766 African-Americans40,41, 2/39 Mandinka from Gambia/Senegal, 1/55 Malian Dogon30, 1/201 Cape Verde Islanders, 14/276 males from Guinea-Bissau10, and 2/39 males from Niger (F.C. and R.S., unpublished data).
The British male carrying the hgA1 chromosome knew of no familial African connection, and he displays a typical European appearance. To investigate the relationship of his Y chromosome with African examples, we compared its 10-locus Y-STR (short tandem repeat) haplotype (see Supplementary information) with those of ten other available hgA1 chromosomes10,24,40 (F.C. and R.S., unpublished data). Figure 2a shows a median-joining network of these haplotypes: they are diverse, and all are unique. Though the British haplotype is peripheral, it lies equidistant (4 mutational steps) from Niger and Guinea-Bissau haplotypes, and similar distances (2-4 steps) exist between other haplotypes in the network. This is compatible with a western African origin for the British chromosome, but does not point to a particular population. Using the British haplotype (11 loci) to search the Y Chromosome Haplotype Reference Database (http://www.yhrd.org) finds no matches among 15,815 chromosomes worldwide, emphasising its rarity. Also, when the haplotypes of the other hgA1 chromosomes are used in similar searches, they find only self-matches in the populations from which they derive, underlining the scarcity and African-specificity of hgA1.
How long has this archetypically African Y chromosome been in England? To address this question our strategy was to seek patrilinearly related individuals who would share the haplogroup, but whose Y-STR haplotype diversity could be used to estimate a time-to-most-recent-common-ancestor (TMRCA). To do this we exploited the relationship between surnames and Y chromosome haplotypes15,42-44, noting that the upper bound of any estimated age would be limited by the fact that hereditary English surnames did not exist prior to the eleventh century45.
The hgA1-bearing male bears a locative surname, which we refer to here as R, deriving from an East Yorkshire village46. Only 121 people carried this name in 1998 (http://www.spatial-literacy.org/uclnames), and it still has a strong east Yorkshire focus. We recruited 18 apparently unrelated men carrying this name (or a close variant spelling, carried by 50 individuals) and typed a set of 11 binary markers and 17 Y-STRs15, supplemented with the binary marker M31, allowing us to identify hgA1.
Figure 2b shows a median-joining network of 17-locus Y-STR haplotypes (see Supplementary information) of Y chromosomes carried by 18 R-surnamed males. The chromosomes belong to three haplogroups, and include four clusters, indicating either multiple foundation or historical nonpaternity within the name. However, a total of seven of the males carry hgA1 chromosomes, belonging to three closely related Y-STR haplotypes, and, based on the rho statistic within Network, having a TMRCA of 440 ± 330 years.
As an empirical adjunct to TMRCA calculations, we undertook extensive genealogical research to ask if the seven R-surnamed males carrying hgA1 chromosomes could be connected into a single genealogy with a historically verifiable MRCA. This research resolved the males into two well-supported genealogies (Figure 3a), with MRCAs born in 1788 and 1789 respectively. However, although both of these ancestors were resident in Yorkshire, evidence could not be found for a familial relationship between them. Patterns of forename usage in the two genealogies are quite distinct, which argues against a very recent connection. We recruited 12 unrelated R-surnamed men from the USA, hoping that presence of hgA1 would indicate that the chromosome had been associated with the surname prior to emigration from Britain: however, none of these men carried a chromosome from this haplogroup (data not shown), so the approach was uninformative.
Finally, we exploited a new resource of multiple novel Y-STRs47 in an attempt to refine TMRCA for the two genealogies. We typed the hgA1 chromosomes with an additional 60 Y-STRs (see Materials and Methods), bringing the total to 77. Surprisingly, this analysis revealed only one new mutation – a single repeat decrease at Y-STR DYS537 in male GB1758 (Figure 3b). Applying the rho statistic within Network, as described above, to the 73-locus Y-STR haplotypes (excluding the bilocal DYS385a/b and YCAIIa/b; see Supplementary information) in the two genealogical clusters yields a TMRCA of 140 ± 80 years, which, adding the average age of the living individuals (52 years), equates to a likely oldest date of 1734 for the coalescence of the two genealogies. The TMRCA range overlaps that obtained using 17 markers (see above), and suggests that only a small number of generations separates the two genealogies from their common ancestor.
Our study shows that a globally rare Y chromosome type, belonging to the deepest-rooting African branch of the Y phylogeny, has been present in northern England since at least the mid eighteenth century. Haplogroup E3a is by far the most frequent Y-chromosomal lineage in Africa, existing at 48% in a continent-wide sample of 1122 chromosomes30, so we would expect any substantial past immigration from Africa to Britain to have left examples of chromosomes belonging to this common haplogroup. However, a survey of 1772 Y chromosomes from the British Isles found none13, and they are also absent from our control sample of 421 chromosomes. The general rarity of African lineages may reflect a low level of initial introgression, later loss through drift, or sampling bias – for example, the large British survey13 sampled from small towns, in which the descendants of early British Africans, who were concentrated in cities, may be depleted.
Admixture between populations of African and European origin is often sex-biased, with a greater proportion of the African component of the hybrid population being contributed by females48. Assuming an equal number of males and females of African origin migrating to Britain, we might therefore expect mitochondrial DNA to reveal a stronger signal of African admixture than the Y chromosome. There is little published evidence, but a study of mitochondrial DNA sequence diversity among 100 ‘white Caucasian’ British49 does contain one haplotype which represents a haplogroup L1c sequence (defined according to ref. 50), with a probable origin in west Central Africa51. This could represent a possible maternal counterpart to the Y lineage we describe here.
The presence of a very rare type of Y chromosome in two distinct branches of a genealogy that coalesce prior to the late eighteenth century demonstrates clearly that the chromosome must have been introduced before this time. However, the upper limit on the time of linkage with the R surname is less certain. In principle the association could have been formed many generations earlier, with the descendants of any earlier-branching lineages having drifted to extinction, or not sampled in our study. Since the pattern of Y diversity in the surname suggests either multiple origins for the name, or nonpaternities introducing diverse Y chromosomes, the hgA1 lineage need not have been a founding type at the time of surname establishment (about 700 years ago45). The contributor of the chromosome to the surname may himself have been a first-generation immigrant African, or an admixed and phenotypically European man carrying an African Y chromosome introduced into Britain some time earlier.
The remarkable Y chromosome present in the R surname provides the first genetic evidence of a long-lived African presence within Britain. It represents a cautionary tale for those who would predict population-of-origin from a Y haplogroup7, and emphasises the complex nature of the history of human migration.
We thank all DNA donors, John Butler for access to samples, and anonymous reviewers for helpful comments. T.E.K. was supported by a Wellcome Prize Studentship (061129), M.A.J. by a Wellcome Trust Senior Fellowship in Basic Biomedical Science (057559), and Y.X. and C.T.S. by the Wellcome Trust. E.J.P. was supported by the Arts and Humanities Research Board and the EC Sixth Framework Program under Contract no. ERAS-CT-2003-980409, as part of the European Science Foundation EUROCORES Program OMLL.
Supplementary information is available at the website of the European Journal of Human Genetics.
Paper at publisher's website: http://www.nature.com/ejhg/journal/v15/n3/abs/5201771a.html doi: 10.1038/sj.ejhg.5201771