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**|**Tob Control**|**v.15(4); 2006 August**|**PMC2563611

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Tob Control. 2006 August; 15(4): 280–285.

PMCID: PMC2563611

Correspondence to: Dr Jean‐Francois Etter

University of Geneva, CMU, 1 rue Michel‐Servet, CH‐1211 Geneve 4, Switzerland; Jean‐Francois.Etter@imsp.unige.ch

University of Geneva, CMU, 1 rue Michel‐Servet, CH‐1211 Geneve 4, Switzerland; Jean‐Francois.Etter@imsp.unige.ch

Contributions: JFE and JS are sole authors and jointly conceived and designed the study, collected and analysed the data, and wrote the paper. They are jointly responsible for the overall content and both act as guarantors.

Received 2005 December 14; Accepted 2006 April 28.

Copyright ©2006 BMJ Publishing Group Ltd All rights reserved

This article has been cited by other articles in PMC.

To assess if the effect of a single treatment episode with nicotine replacement therapy (NRT) enhances smoking cessation over many years.

Meta‐analysis of all randomised controlled trials of NRT with final follow‐up more than one year after the start of treatment. Twelve eligible trials were identified, all placebo‐controlled, having final follow‐ups ranging from 2–8 years. All had earlier follow‐ups at 12 months. They comprised 2408 active and 2384 placebo treatment participants.

The odds ratio (OR) in favour of NRT at final follow‐up was 1.99 (95% confidence interval (CI) 1.50 to 2.64). There was no evidence that the effect varied according to length of final follow‐up (β = 0.92, p = 0.28) or duration of initial NRT treatment (β = 0.99, p > 0.5). The overall relapse rate between the 12 months and final follow‐up was 30.0% (95% CI 23.5% to 37.5%). This rate did not differ between NRT and control groups (OR 1.11, 95% CI 0.78 to 1.59), or length of initial NRT treatment. There was also no evidence that it varied according to length of final follow up. Due to relapse, the overall efficacy of NRT treatment in terms of additional ex‐smokers declined from 10.7% over and above placebo (6.6% to 14.8%) after one year to 7.2% (3.8% to 11.3%) at an average of 4.3 years follow up.

The relative efficacy of a single course of NRT remains constant over many years. The majority of relapse after 12 months occurs within the first or second year and is not detectable thereafter, suggesting that NRT has a permanent effect on smoking cessation. However, initial relapse after one year has the effect of diminishing the number of ex‐smokers that can be ultimately attributed to NRT. Results after only 6–12 months of follow‐up, as used in existing reviews and treatment guidelines, will overestimate the lifetime benefit and cost‐efficacy of NRT by about 30%. Because the long‐term benefit of NRT is modest, tobacco dependence treatment might be better viewed as a chronic disorder, requiring repeated episodes of treatment.

Estimates from 50 years' observation of the natural history of smoking and mortality indicate that smokers compared to never smokers die on average 10 years younger if they continue to smoke throughout their lives.^{1} However, permanent cessation at ages 40, 50 and 60 gains approximately 9, 6 and 3 years of life, respectively. These epidemiological findings have recently received support from the first randomised cessation trial where the long‐term health benefits were also assessed.^{2}

Nicotine replacement therapy (NRT) is the most widely used pharmacological adjunct to advice and behavioural support when treating tobacco dependence. Because it is safe for virtually all smokers and is the only medicine easily available over the counter and on general sale, it is likely to remain the most popular treatment for the foreseeable future. NRT partially replaces the nicotine from cigarettes over the initial 8–12 week period of stopping smoking. It reduces tobacco withdrawal symptoms during the period when they are most severe, enabling the smoker time to adjust to life without cigarettes. Evidence for NRT effectiveness comes from over 100 placebo‐controlled trials with final follow‐up 6–12 months after the start of treatment. Meta‐analyses of these trials give odds ratios in favour of active treatment ranging from 1.7 to 2.3 according to NRT product.^{3}^{,4}

The conventional goal of even brief and inexpensive treatment is lifetime smoking cessation, or at least a sufficient period of cessation to give a measurable health benefit. Therefore, trials and meta‐analyses that only measure cessation during the first year fall short of providing evidence for the efficacy of NRT according to the treatment goal. It is well‐known that relapse to smoking continues beyond 12 months, and that this could have a substantial impact on the true long‐term effectiveness of NRT.^{5}^{,6} Even if relapse after 12 months is similar in NRT and control groups, giving a stable odds ratio over time, the net NRT benefit, as measured by the difference in cessation rates, might be substantially reduced. Therefore, the essential question for clinicians, policymakers and health economists—as to whether NRT is effective in promoting enduring, permanent smoking cessation—remains unanswered.

To assess if the efficacy of a single treatment episode with NRT is maintained long‐term, we conducted a meta‐analysis of results from all controlled trials having follow‐up results beyond 12 months.

The authors independently searched the Cochrane Central Register of Controlled Trials, Medline, PubMed, Embase, and Psychmed for randomised trials of NRT with an end point beyond 12 months after the start of treatment. Subsequently, we wrote to all members of the Society for Research on Nicotine and Tobacco and Globalink Tobacco Control, enquiring about knowledge of additional long‐term studies.

Eligible studies were randomised trials that had a treatment aim of permanent smoking cessation after a defined “quit day”. We also required that treatment and control conditions differed only by the inclusion of an active NRT product in the treatment arm, and that the proportion of those randomised who succeeded in maintaining smoking cessation was available for follow up times beyond 12 months of starting treatment.

We independently abstracted data from the eligible trials using a standardised spreadsheet. We abstracted data on the number of participants randomised to treatment and control arms, the number of participants who were abstinent from smoking at 12 months from the start of treatment and at end points beyond 12 months, type of NRT product, dose, duration of treatment, and type of primary outcome measure. Only study arms of standard recommended doses of NRT were included, except where lower doses had specifically been given to light smokers.

The proportion of those originally randomised in each study arm who had maintained smoking cessation at the time of follow up (“the success rate”) was taken as the measure of outcome. To assess the specific effect of a single treatment episode, we chose the more stringent prolonged abstinence criteria (continuous complete abstinence, or continuous abstinence allowing limited lapses) in preference to point prevalence (abstinent during the week before follow up) when both measures were reported. In this way, we hoped to reduce contamination bias by excluding abstinence attributable to subsequent cessation attempts, rather than the tested treatment. Similarly, we used results that included biochemically verified abstinence in preference to self‐report only abstinence, whenever both criteria were reported. Where results from more than one follow up beyond 12 months were given, we only included in the analysis the results from the last follow up.

We used the odds ratio (NRT: control) to estimate the effect of NRT additional to the effect of any advice or behavioural counselling that was also given. Initially, we also considered a direct analysis of the absolute difference between success rates in NRT and control conditions but, as has previously been observed in meta‐analyses of the short term effect of NRT, this measure exhibited a high degree of heterogeneity and consequent loss of statistical precision.^{3} Instead, we estimated the absolute benefit of NRT in terms of the percentage of additional smokers stopping by applying the pooled odds ratio to the pooled control condition success rate.^{7}

We used a random effects model to give a pooled estimate of the overall odds ratio and standard error on the basis that genuine heterogeneity is highly plausible across the varied clinical settings and populations covered by the included trials, and we wished to properly allow for this. We calculated random effects estimates using DerSimonian and Laird's re‐weighting method, which also gave a measure of heterogeneity via a Q‐statistic.^{8} We used the regression method to test the symmetry of the trial funnel plot which might indicate publication bias due to small studies with low or null effects not reaching publication.^{9} The funnel plot is a graph plotting the effect size of each trial (odds ratio/log odds ratio) against the precision (related to sample size) of each trial. Where no bias exists the graph will be symmetrical about the overall mean effect with an equal number of small trials either side of the mean. Where asymmetry was evident we used the Klein method to estimate how many “missing” null trials would be required before the overall pooled effect was also null (odds ratio = 1), and also the somewhat over‐corrective “trim and fill” method to impute results for “missing” small trials and re‐calculate the overall pooled effect on the basis of a symmetric funnel.^{9}^{,10}^{,11} We also conducted meta‐regression analyses to examine if the trial effect sizes were related to the length of final follow up, length of time that subjects used NRT, and type of NRT used.^{12}

Twelve controlled trials reporting cessation results 2–8 years after treatment (weighted mean 4.3 years), involving 4792 participants (2408 NRT, 2384 control), were identified and included in the analysis (table 11).^{6}^{,13}^{,14}^{,15}^{,16}^{,17}^{,18}^{,19}^{,20}^{,21}^{,22}^{,23} All were placebo‐controlled and all also provided results at 12 months of follow‐up, either in the same or in previous publications. They comprised five trials of the nicotine patch, four of nicotine gum and three of nicotine nasal spray, studied across nine countries in four continents. Most allowed participants to use NRT for about three months, but four allowed longer use (overall weighted mean 21.9 weeks). All gave NRT in addition to supportive advice or counselling. In one trial of the nicotine nasal spray, all participants were also given active nicotine patches for a shorter duration.^{15}

The trials spanned the full spectrum of clinical settings where NRT is frequently used, from specialist cessation clinics where more intensive support was given, to primary care where participants received only brief advice. However, it was not possible to reliably code for each trial a measure of the intensity of support, or the expertise with which it was given. Sample sizes appeared to reflect the fact that adding NRT is generally thought to improve the success of support alone in an approximately multiplicative fashion, with more successes attributable to NRT when more support is given.^{3} Therefore, smaller trials tended to be conducted in specialist clinics and larger trials in settings where the adjunctive support was minimal. All the included trials were conducted in clinical settings, rather than in “self‐help” settings, such as when NRT is purchased over the counter in pharmacies or supermarkets or given without support in community programmes.^{24}

All but one study excluded smokers of less than 10 or 15 cigarettes per day and gave standard NRT doses delivering about 1 mg of nicotine per hour. In the one study that included lighter smokers, these received appropriately lower NRT doses.^{18} Another study randomised smokers of 15 or more cigarettes per day to either placebo or to full strength (21 mg) or lower dose (14 mg or 7 mg) patches from the outset.^{17} Only the full strength dose arm was included in our analysis because the two lower doses are generally recommended only for weaning down the nicotine dose, following several weeks using full strength patches.

Two trials with follow up beyond 12 months were excluded because of inadequate control conditions. Most notable was the large Lung Health Study that reported highly significant results five years after the start of treatment but compared extensive behavioural support and NRT with a “usual care” intervention.^{25} Similarly, the trial by Tonnesen (1988) compared NRT and group counselling to brief advice only.^{26}

Of the 12 included trials, six provided statistical evidence of an NRT effect at final follow up and six gave null results (table 22).). Combining the data from all trials provided good evidence for the efficacy of NRT in sustaining smoking cessation beyond 12 months (fig 11).). A random effects model gave odds ratios in favour of NRT of 1.99 (95% confidence interval (CI) 1.50 to 2.64, z = 4.79, p < 0.001). The heterogeneity statistic was 18.7 (df = 11, p = 0.08), suggesting that a fixed‐effect model would have given similar results. This estimate is close to the odds ratio for the effect of NRT after only 12 months of follow‐up in these 12 trials (OR 2.13, 95% CI 1.68 to 2.69).

There was evidence that the funnel plot was asymmetrical (p = 0.02), suggesting some publication bias with small, null studies not having reached publication. However, the Klein method indicated that an additional 93 such trials would be required to reverse the conclusion that NRT had a positive effect. The “trim and fill” adjustment method for possible bias imputed four studies and gave a slightly lower odds ratio in favour of NRT (OR 1.57, 95% CI 1.15 to 2.13).

We examined the effect of NRT product type, the length of final follow up (2–8 years) and the length of time patients were allowed to use NRT (3–52 weeks) in a meta‐regression analysis. There was no evidence of a difference between the products (χ^{2} = 0.32, df = 2, p > 0.5). The odds ratios for gum, nasal spray, and patch were 1.80, 2.03 and 2.16, respectively. There was no evidence that the effect of NRT changed over time according to length of follow‐up (linear χ^{2} = 1.20, df = 1, p = 0.28). For the eight trials with final follow up within four years, the odds ratio was 2.07, and for the four trials with final follow up beyond four years, it was 1.88. There was also no evidence that the duration of NRT treatment influenced long‐term effectiveness (linear χ^{2} = 0.06, df = 1, p > 0.5).

Although statistical power was limited to examine subsequent relapse among those surviving to 12 months, we found no suggestion of a difference between NRT and control groups (OR 1.11, 95% CI 0.78 to 1.59) (table 33,, fig 22).). There was also no suggestion in a meta‐regression analysis that this overall lack of effect had been masked by a difference according to NRT product (χ^{2} = 0.18, df = 2, p > 0.5), length of follow up (χ^{2} = 1.1, df = 1, p > 0.5), or length of NRT use (χ^{2} = 0.75, df = 1, p > 0.5).

Although there was no evidence that NRT relative to placebo affected long‐term relapse, a substantial number of trial participants (218/679) did relapse after 12 months. In all 12 studies the pooled odds of relapse was 0.43 (95% CI 0.31 to 0.60), equivalent to a 30.0% (95% CI 23.5% to 37.5%) relapse rate. In a meta‐regression analysis, there was no evidence that this rate varied according to the NRT product being tested (χ^{2} = 1.2, df = 2, p > 0.5), or duration of use (χ^{2} = 0.9, df = 1, p > 0.5). More interestingly, the relapse rate did not differ by time of final follow up (χ^{2} = 2.46, df = 1, p = 0.13). For the eight trials with final follow up within four years the odds of relapse was 0.41 and for the four trials with final follow up beyond four years it was 0.46.

To estimate from the pooled odds ratio the long‐term benefit of NRT in terms of the percentage increase in ex‐smokers, we also needed to estimate the pooled long‐term success rate in the control arms of the trials. The random effects method gave an overall rate of 8.6% (95% CI 5.9% to 12.3%). However, there was clear evidence of heterogeneity (X^{2} = 63, df = 11, p < 0.001), indicating that this overall rate cannot be considered applicable to all situations. Consequently, if in a particular setting the non‐NRT control rate differs from the overall figure estimated here (8.6%), due possibly to differing intensity and expertise of the counselling support, or to the characteristics of the smokers being treated, then the net benefit of NRT will also differ. For example, if the non‐NRT control rate is expected to be about 5%, then by applying the common odds ratio (1.99) the net long‐term benefit of adding NRT is estimated to be 4.6% (95% CI 2.4% to 7.6%). If, however, the success rate without NRT is expected to be about 12.5%, then the benefit from adding NRT is estimated to be 9.6% (95% CI 5.2% to 14.9%). For the estimated overall control rate for these trials (8.6%) the improvement gained by adding NRT is 7.2% (95% CI 3.8% to 11.3%).

Applying the same method to the overall control rate (12.3%) and odds ratio (2.13) estimated after only 12 months of follow up gives a net NRT benefit of 10.7% (95% CI 6.6% to 14.8%). The reduction in the estimated absolute benefit of NRT between the one year and long‐term follow up (32.7%) is therefore almost entirely due to the 30% relapse rate between these times, and only 2.7% is due to the slight reduction in the odds ratio.

This is the first systematic review of the long‐term effect of NRT in the treatment of tobacco dependence. Therefore, it provides the most reliable evidence to date that NRT aids in achieving the treatment goal of permanent smoking cessation. The odds ratio in favour of NRT at long‐term follow up was similar to that found after only 12 months, suggesting that the relative effect of NRT remains stable over time. The addition of NRT to the brief advice or behavioural support offered in the included studies gave an odds ratio of 2 and represents a 70–90% increase in the cessation rate achieved without NRT. However, since the long‐term success rate without NRT is extremely modest, these figures disguise the true overall impact of NRT which is similarly modest and represents success for only about 7% of all those treated in these trials.

The results show that an estimated 30% of those regarded as quitters after 12 months will subsequently relapse. Although this rate was similar for NRT and control arms, leaving the odds ratio essentially unchanged, it had the effect of reducing the benefit attributable to NRT in terms of the percentage of additional ex‐smokers. This attrition of continuing abstainers “closed the difference” between NRT and control rates simply by lowering both in equal proportions. Importantly, we could detect no greater relapse among trials with longer rather than shorter follow up, suggesting that most of the relapse after 12 months takes place in the following year or two. Further, it suggests that the effect of NRT estimated here is likely to be permanent and that studies with longer follow ups are unlikely to reveal further relapse. Although initially surprising, our results are supported by those modelled from the large cross‐sectional NHANES‐I population survey (National Health and Nutrition Examination Survey) of self‐help cessation attempts.^{25} This study observed an asymptote in relapse at five years, with only a very small, non‐detectable, change in survival rates between three and five years. The estimated 35% relapse rate after 12 months was similar to the rate in the current study. It should be noted, however, that late relapse is not specific to NRT but occurs as well for untreated smokers.^{27}

All the trials included in our review are also included in the major meta‐analyses of NRT efficacy during the initial 6–12 months after the start of treatment.^{3}^{,4} The odds ratio for NRT in the more recent Cochrane review is 1.77 (95% CI 1.66 to 1.88). The estimate for the 12 month results in the 12 long‐term trials (OR 1.99, 95% CI 1.50 to 2.64) is slightly larger and lies outside this confidence interval. However, confidence intervals for the two estimates have considerable overlap and there is no evidence of a difference between the two (Z = 0.83, p = 0.2). Although this cannot be regarded as evidence that the long‐term trials are a representative subset of all trials, it does suggest that the long‐term results, in essentially clinical settings, might also hold for the larger group of more diverse Cochrane trials where no long‐term follow‐ups are available, including those in community and over‐the‐counter (OTC) settings.

There are now sufficient trials with follow‐ups beyond one year to give a good estimate of the long‐term benefit of nicotine replacement therapy (NRT). This study shows that results after only 6–12 months of follow‐up, as used in existing reviews and treatment guidelines, will overestimate the lifetime benefit and cost‐efficacy of NRT by about 30%. Because the long‐term benefit of NRT is modest, tobacco dependence treatment might be better viewed as a chronic, relapsing disorder requiring repeated episodes of treatment.

We found that small trials tended to have larger NRT effects leading to an asymmetric funnel plot. Using the “trim and fill” method, which attempts to impute the results of the “missing”, less effective, small trials marginally reduced the overall estimate. However, in this context bias detection and adjustment methods based on the assumption that the effect size will be similar in small and large trials may not be appropriate.^{9} Trials with smaller sample sizes tend to be conducted in specialist centres, where more intensive behavioural support is given and the adjunctive effect of NRT is consequently expected to be larger. Compared to larger trials in generalist settings, such as primary care, these trials may also exert more control over trial procedures, producing higher compliance with treatment and perhaps most importantly, successfully following up a higher proportion of participants over many years.^{23} Such factors may have contributed to a possibly false impression that some small trials with results similar to those in larger trials have not reached publication, when in fact they do not exist.

This review focused on the long‐term impact of the current “one‐shot” therapeutic approach to treatment with NRT and found significant but modest effects. Although such treatment is still likely to be highly cost‐effective in terms of life‐years gained,^{28} the substantial amount of relapse observed even after a year of abstinence, and the fact that more than 90% of those treated do not succeed, questions whether this therapeutic approach is the most appropriate. Our results support the notion that nicotine addiction, like others, should be viewed as a chronic recurring disease of the brain,^{29} and that its treatment should probably be closer to the long‐term treatment of other chronic diseases, such as hypertension, than that used for acute diseases like infections. For many smokers at least, a chronic, prolonged treatment is probably necessary and should include the encouragement to make repeated quit attempts accompanied with multiple treatment episodes over many years. To date, only one study has thoroughly investigated the effect of prolonged treatment on health outcomes. The results in terms of reducing smoking and morbidity have been encouraging.^{2}

Financial support: none.

Competing interest statement: JFE has been reimbursed by manufacturers of nicotine replacement products for attending international conferences and to give lectures on smoking cessation. The Institute of Social and Preventive Medicine of the University of Geneva has received grants from Novartis and Pfizer to develop computer‐tailored smoking cessation counselling programs, led by JFE. JS has acted as an adviser to several organisations with an interest in smoking cessation, including manufacturers of nicotine replacement products, for which he has received remuneration. He has also conducted a number of Medial Research Council funded clinical trials that also received support from the manufacturers of nicotine replacement products.

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