This study demonstrates that vaccination against bubonic plague can be obtained using an attenuated
Y. pseudotuberculosis strain given orally. A live
Y. pseudotuberculosis could thus be an interesting alternative to the live attenuated
Y. pestis strain EV76, which causes severe side effects (
27) and is genetically unstable. Vaccination with IP32680 given once or twice did not cause any visible symptoms in the vaccinated animals, and protection against bubonic plague induced by one (75%) or two (88%) inoculations of IP32680 (88%) was higher than that induced by EV76 (50%). An avirulent
Y. pseudotuberculosis is therefore an interesting alternative to the use of a live attenuated
Y. pestis, such as EV76, against bubonic plague.
Two ways of producing live vaccines have historically been used: attenuation of the original pathogen (for example, development of the BCG tuberculosis vaccine) or selection of a natural avirulent strain that is closely related to the pathogen (for example, the vaccinia virus strain used in smallpox vaccines). The option of attenuating
Y. pestis by genetic engineering has been used by several laboratories, for instance by deletion of the
yopH or
pcm genes (
6,
14) or by the addition of an
E. coli lpxL gene to modify the LPS (
28). All of these mutations led to a strong attenuation of virulence and a good protection against bubonic plague. Still, the use of
Y. pestis presents a number of drawbacks. The major one is its genome instability (
5,
30) caused by the high number of IS present in its genome, which are known to favor genetic rearrangements.
Y. pseudotuberculosis has a much more stable genome due to its small number of IS (
5,
8,
51). Finally, a
Y. pseudotuberculosis live attenuated vaccine would be less problematic than a
Y. pestis if accidentally released in the environment.
The main pitfall with a live vaccine is its ability to cause adverse reactions. IP32680 did not cause any visible clinical symptoms in the vaccinated mice. According to the concept of “danger” proposed by Matzinger (
26), self or commensal material is tolerated because it does not cause inflammation, and vaccines must be able to trigger a certain level of inflammation in order for an immune response to start. The fact that IP32680 was able to colonize deep organs, to persist in situ for some weeks, and to induce mild lesions was most likely a key factor in the development of an effective immune response. Whereas an adjuvant is added to particulate vaccines to induce this inflammation, bacterial signatures such as LPS are likely to play this adjuvant role in our live vaccine.
Immunity against bubonic plague has previously been obtained in the mouse by sc inoculation of live
Yersinia enterocolitica serotype O3 (
2), which infects humans but is not very virulent in the mouse.
Y. pseudotuberculosis is genetically closer to
Y. pestis than
Y. enterocolitica (
1,
8); therefore, the immune response raised against
Y. pseudotuberculosis is expected to be more efficient against
Y. pestis than that induced by
Y. enterocolitica. Vaccination using live virulent
Y. pseudotuberculosis has been reported in the 1950s by Wake et al. (
42), who vaccinated mice with a strain of
Y. pseudotuberculosis (10
2 CFU) delivered via the s.c. route. The weaker protection obtained against bubonic plague (50%) was possibly due to the low dose of bacteria given, imposed by the virulence of the strain. Very recently, efficient protection against bubonic plague was also obtained using a
dam mutant of
Y. pseudotuberculosis IP32953 (clone C18) delivered orally (
40). The isolate used was cured of the virulence plasmid pYV because the
dam mutation resulted in a high rate of loss of the pYV plasmid, indicating that protective immunity can be raised against chromosome-encoded targets. Their observation that the pYV plasmid is not required is intriguing because pYV-encoded YopE and YopH toxins are required for survival in the intestinal tissue (
25). However, it is possible that the HPI present in the
dam-mutated pYV-cured C18 clone (and not in IP32680)—or other virulence factors to be identified—confers this ability by a different mechanism. Previously, Simonet et al. had reported that intravenous injection of a
Y. pseudotuberculosis strain, attenuated by loss of pYV, provided a 50% protection against bubonic plague (
36).
Attenuated live bacterial vaccines mimic natural infection and are expected to provide sustained exposure to target antigens, resulting in a stronger immune response. The vaccinia vaccine against smallpox and the BCG against tuberculosis are the most famous of attenuated vaccines, and other such vaccines recently evaluated in humans include
Salmonella,
Shigella,
Vibrio cholerae, and
Listeria vaccines (
22). Compared to subunit vaccines of limited antigenic complexity like those using the LcrV and F1 antigens, a live
Yersinia vaccine is expected to elicit an immune response against a wide array of antigens, thus conferring protection against various natural or genetically modified variants of
Y. pestis. For example the LcrV antigen contains a region whose hypervariability may allow it to escape the immune response (
35).
Y. pestis strains lacking the F1 antigen have a similar virulence as F1-positive strains (
44) and would escape an anti-F1 immune recognition. The risk that a mutated strain bypasses the immunity stimulated by a live vaccine is, on the contrary, very unlikely due to the high number of alternative targets. Protection induced by IP32680 can be ascribed to the efficient recognition of
Y. pestis antigens, in agreement with genetic identity between
Y. pestis and its ancestor.
An attractive rationale for choosing oral inoculation is the avoidance of syringes, which are a major source of disease transmission, a problem frequently mentioned by the World Health Organization (WHO) in its vaccination guidelines (
46). Oral vaccination with
Y. pseudotuberculosis takes advantage of its capacity to colonize and persist in the gut for at least a few weeks, exerting a prolonged stimulation of the immune system. This local stimulation of mucosal immunity was expected to result in a protection against infection starting at other mucosal surfaces (
19) and thus to potentially protect against pneumonic plague. However, our preliminary experiments of
Y. pestis infection by aerosols in mice inoculated twice with IP32680 revealed a poor protection against pneumonic plague. Only 30% of the animals survived a nose-only exposure to aerosolized CO92 (8,000 CFU found in lungs 1 h after exposure; data not shown). The low IgA production observed in vaccinated mice may contribute to explain the low mucosal protection against pneumonic plague. Little information regarding IgA production in response to
Y. pseudotuberculosis infection in the mouse is available. Whereas mouse immunization using an oral
Salmonella-F1/V vaccine (
29), as well as several active “probiotic” or commensal bacteria, succeeded in inducing IgA production in the gut (
11), intestinal infection with virulent
Y. enterocolitica O:8 failed to induce IgA production in either BALB/c or C57BL/6 mice (
7). This low IgA response to live yersiniae could result from the fact that pathogenic yersiniae use their type 3 secretion system to induce apoptosis of antigen-presenting cells in Peyer's patches, as reported for macrophages (reviewed by Zhang and Bliska [
50]). Whereas the fast elimination of IP32680 from the spleen after the second inoculation may be ascribed to a successful systemic immune response, the low IgA response in the gut may explain how the bacteria persist for several weeks in the gut as detected in feces, resulting in a “carrier” state. It also suggests that the immune response induced by IP32680 did not occur in the Peyer's patches and thus was mainly systemic and not mucosal.
The serum immunoglobulin isotype profile (dominance of IgG2a and IgG2b) found in mice vaccinated with IP32680 suggest that the immune response was oriented toward the Th1 type (
13). This type of response is characterized by the production of cytokines such as gamma interferon and tumor necrosis factor alpha, which support phagocyte activation, an event favorable to the capture and destruction of bacteria. Peyer's patches instead favor the development of a Th2- or regulatory T-cell response (
21). Lymphocytes and antibodies most likely work together to eliminate bacteria by providing help to phagocytes (
38) because transfer of either lymphocytes (
31) or antibodies (
17) from immunized mice can protect against pneumonic plague. The protection against bubonic but not pneumonic plague reported here may therefore reflect the presence of IgG and the lack of IgA to collaborate with cells (
32).
The present study demonstrates the potential of using a live attenuated strain of
Y. pseudotuberculosis as an oral vaccine against bubonic plague. Bubonic plague is by far the most frequent form of the disease, and naturally occurring pneumonic plague usually starts from a primary bubonic plague case (
34,
45). Vaccination against bubonic plague should thus reduce the frequency of both forms of the disease in countries where it is endemic. Strain IP32680 cannot be used for human vaccination because the causes of its attenuation are not known and the possibility of its reversion to full pathogenicity cannot be excluded. Therefore, development of live attenuated strains of
Y. pseudotuberculosis harboring defined, irreversible mutations is necessary. Also, addition of
Y. pestis-specific antigens to the
Y. pseudotuberculosis vaccine strain could improve its efficiency against plague in both its bubonic and pneumonic forms. The most obvious antigen in that regard is F1, which is the main component of the pseudocapsule and therefore the most abundant antigen in
Y. pestis in vivo. Indeed, the
caf-1 operon that encodes for F1 has been previously transferred efficiently in a
Salmonella strain (
29). Such a genetically engineered oral
Y. pseudotuberculosis plague vaccine would represent a promising approach for mass vaccination in countries where this disease is endemic.