The main findings of this study are as follows. First, GFP is expressed selectively in GABAergic neurons in the brainstem of GAD67-GFP knock-in mice. The presence of GFP within essentially all GABA neurons allowed us to provide the first comprehensive description of GABA neurons around the mesopontine junction in the mouse. Second, we report for the first time the intrinsic membrane properties of identified GABAergic neurons in the brainstem reticular formation and their responses to REM sleep neuromodulators. We found that the mixed cholinergic agonist CARB excites GABAergic neurons in the SubC, whereas it excites or inhibits different populations of GABAergic neurons in the PnO. In contrast, we report that Ox A excites all GABAergic neurons in the SubC and PnO.
In the heterozygous knock-in mice used here, GFP has been knocked in to the native GAD67 gene so that it is under the control of the full GAD67 promoter region, and thus should be expressed in all GABA neurons (
Tamamaki et al., 2003). In contrast, another mouse model expressing GFP in inhibitory neurons (GIN mice) used only part of the GAD67 promoter region to direct expression, and only a subpopulation of GABA neurons were labeled with GFP (
Oliva et al., 2000). Furthermore, the construct used to drive expression in GIN mice was inserted randomly multiple times into the mouse genome, leaving open the possibility of position effects leading to ectopic expression. In the GAD67-GFP knock-in mice used here, GABA or GAD67 immunohistochemistry revealed that GFP is expressed exclusively in GABAergic cell bodies and processes in the cerebral cortex, hippocampus, arcuate nucleus, superior colliculus and inferior colliculus (
Tamamaki et al., 2003;
Acuna-Goycolea et al., 2005;
Ono et al., 2005;
Tsunekawa et al., 2005;
Hoskison et al., 2007). Our results and those of
Li et al. (2005) suggest that this is also the case in the upper brainstem. To the best of our knowledge, a comprehensive distribution of GABA neurons around the mesopontine junction of the mouse has not been published. However, the distribution of GFP-positive neurons in knock-in mice paralleled the distribution of GAD-positive neurons previously described in the rat (
Ford et al., 1995), and was similar to the distribution of GAD67 neurons in the mouse brainstem as revealed by
in situ hybridization (unpublished observations). GFP-positive neurons were mostly small neurons (10−15 μm in diameter) whose size contrasted with that of the larger neighboring reticular, aminergic or cholinergic neurons. Similar findings were found with respect to GABA-positive somata in the ventral part of the PnO in the cat (
De La Roza & Reinoso-Suarez, 2006). In contrast to results reported previously in the cat (
Jia et al., 2003), no nNOS-positive (presumably cholinergic) neurons in the mouse LDT or PPT were GFP-positive, although a small number of larger-sized (noncholinergic) neurons in the medulla were found to contain GFP and nNOS. Similarly, no catecholaminergic neurons in the LC/SubC or serotonergic neurons in the DRN or MRN were double-labeled for TyH/GFP or TrypH/GFP, respectively. As shown previously in the rat (
Maloney et al., 1999,
2000;
Gervasoni et al., 2000;
Boissard et al., 2003;
De La Roza & Reinoso-Suarez, 2006;
Lu et al., 2006), GABAergic (GFP-positive) neurons were present in areas controlling REM sleep, including the DRN/vlPAG, LPT, central gray surrounding the LDT and LC, as well as in the PnO and SubC regions of the reticular formation. Staining for GABA confirmed that essentially all GFP-positive neurons in the brainstem are GABAergic, whereas around 16% of GABA neurons have undetectable levels of GFP. A similar percentage of neurons with GFP expression to low too detect was found in other mouse models utilizing GFP, e.g. orexin GFP mice (19%) (
Li et al., 2002).
As a first step towards understanding the properties of brainstem GABA neurons involved in REM sleep control, we focused on the SubC and PnO regions, as injections of GABA
A receptor agonists or antagonists into these regions of rodents have been shown to profoundly modify the amount of REM sleep (
Boissard et al., 2002;
Sanford et al., 2003). We performed whole-cell recordings from GFP-positive neurons in thin slices prepared from neonatal (8−13-day-old) animals. In mice or rats of this age, the adult sleep–wake cycle is not fully established. However, it has recently been shown in the rat by Blumberg and colleagues that most of the brainstem features of adult REM sleep are present in rodents by postnatal days 8−13 (
Karlsson et al., 2005). In particular, muscle atonia during active sleep (interrupted by muscle twitches initiated spinally or supraspinally) is present by postnatal day 8, the age of the youngest animal used (
Karlsson & Blumberg, 2002). Furthermore, the same pontine and medullary sites involved in muscle atonia appear to be active in postnatal day 8 animals as in the adult (
Karlsson et al., 2005). Fewer studies have investigated the ontogeny of sleep in the mouse; however, the development of the sleep–wake cycle in mice appears to parallel quite closely the development of the sleep–wake cycle in the rat (
Daszuta et al., 1983;
Daszuta & Gambarelli, 1985). Thus, we believe that our results are relevant for an understanding of REM sleep control.
GFP-positive neurons in the PnO/SubC regions had similar intrinsic electrophysiological properties as other reticular formation neurons in these areas (
Gerber et al., 1989;
Nunez et al., 1997;
Brown et al., 2006c), emphasizing the utility of having a way to identify GABAergic neurons prior to recording. GFP-positive neurons fired spontaneously without adaptation and were fast-spiking. Thus, unless inhibited by fast synaptic inputs or neuromodulators, they will exert a constant inhibitory tone upon the neurons that they innervate. They had a depolarizing sag during hyperpolarizing current pulses that was blocked by 2 mM extracellular caesium or 50 μM ZD7288 and is thus probably mediated by hyperpolarization-activated cation channels. Most neurons also had a rebound depolarization at the offset of hyperpolarizing current pulses, due to activation of low-threshold calcium channels (nickel-sensitive) and delayed deactivation of the channels mediating the depolarizing sag. This rebound was not large enough to cause burst firing, but allowed the neurons to begin firing with only a short delay following hyperpolarization. Overall, the intrinsic membrane properties of neurons in the SubC/PnO were similar to those of tonic firing GFP-positive neurons recorded in the inferior colliculus of GAD67-GFP knock-in mice (
Ono et al., 2005). The mechanisms underlying spontaneous firing in these neurons await further investigation, but are unlikely to include a role for
Ih,as a depolarizing sag was only observed at potentials considerably more negative than the resting membrane potential.
In cats, cholinergic agonists consistently promote REM sleep, and acetylcholine levels rise during this state [reviewed in
McCarley (2004,
2007)]. In rodents, however, the role of cholinergic neurons in promoting REM sleep has recently been challenged (
Boissard et al., 2002;
Verret et al., 2005). As discussed previously (
Brown et al., 2006c), at least part of the difference between cats and rodents with respect to cholinergic agonist effects may reflect difficulties in precisely localizing injections of pharmacological agents in the smaller rodent brain. However, if real species differences exist, then they should be apparent in the postsynaptic actions of acetylcholine on REM-promoting or REM-inhibiting neurons. As a first step towards understanding the effects of acetycholine on GABA neurons in REM-related brainstem areas, we tested the effects of the mixed cholinergic agonist, CARB, on the firing and membrane potential of GFP-positive neurons. The effects of CARB and Ox A persisted in the presence of TTX, indicating that they acted directly on the postsynaptic membrane. Changes in input resistance with CARB and with Ox A were variable, although inhibitory effects of CARB and excitatory effects of Ox A were normally associated with decreases and increases in input resistance, respectively, suggesting an involvement of potassium channels. The mechanisms underlying these effects, particularly the excitations, are likely to be complex and may involve actions on cation channels as well as potassium channels, as observed for orexin-mediated excitations in the DRN (
Brown et al., 2002).
In the SubC, contrary to our expectations, CARB excited GFP-positive neurons, suggesting that they are REM-on neurons. Recent findings in the rat using Fos immunohistochemistry, showing an increased number of Fos-positive/GAD67-positive neurons within the SubC region during REM-rich periods, support this idea (
Maloney et al., 1999;
Lu et al., 2006). GABAergic neurons surrounding the LC have been found to synapse on LC noradrenaline neurons (
Aston-Jones et al., 2004), and increased GABA levels have been reported in this region during REM (
Nitz & Siegel, 1997b). Taken together, these data suggest that CARB-excited GFP-positive SubC neurons project to and inhibit LC noradrenaline neurons during REM (
McCarley, 2007). SubC GABA neurons have also recently been shown to be reciprocally connected to REM-off GABAergic neurons in the LPT (
Lu et al., 2006). As we show here, they exhibit spontaneous inhibitory synaptic potentials, confirming electrophysiologically that they receive inputs from other GABAergic neurons and consistent with the presence of punctate staining on their somata, suggestive of axon terminals. Surprisingly, in view of our expectations, CARB-excited GFP-positive neurons were also found within the PnO (15/23 = 65% of cells tested), a site where CARB has been shown to be effective in enhancing the amount of REM sleep in rodents (
Bourgin et al., 1995;
Marks & Birabil, 1998).
Gervasoni et al. (2000) have shown that the PnO provides GABAergic afferents to the DRN. It is thus possible that these neurons are involved in turning off DRN serotonin neurons during REM.
With respect to the possible roles of the CARB-inhibited neurons in the PnO (8/23 = 35% of cells tested), we have suggested that these neurons are involved in suppressing the firing of REM-on reticular neurons in the PnO and/or SubC (
McCarley, 2007). Our preliminary data using anatomical tracing techniques in the GAD67-GFP knock-in mice support the idea that PnO GABA neurons project to the SubC (
Brown et al., 2006a), and hence their inhibition by cholinergic projections during REM would disinhibit muscle atonia-on neurons in the SubC. These CARB-inhibited neurons may thus be one part of a distributed network of GABAergic neurons within the brainstem, acting to suppress muscle atonia and other aspects of REM sleep during waking (
Maloney et al., 2000;
Boissard et al., 2003;
Xi et al., 2004;
Lu et al., 2006). These hypotheses need to be tested in future anatomical studies and experiments using selective lesioning of GABAergic neurons in these different parts of the brainstem.
Elsewhere in the brain, GABAergic neurons are prominent targets for the orexins, which excite presumed or identified GABAergic neurons in the DRN (
Liu et al., 2002), substantia nigra pars reticulata (
Korotkova et al., 2002), ventral tegmental area of Tsai (
Korotkova et al., 2003), arcuate nucleus (
Burdakov et al., 2003), and medial septum (
Wu et al., 2002). We show here that Ox A also excites reticular formation GABA neurons in the SubC and PnO. The orexin excitation of CARB-inhibited neurons was expected, as these neurons are presumably involved in suppressing the firing of glutamatergic REM-on neurons. However, the excitation by Ox A of CARB-excited neurons appears to be less directly interpretable. Apparently, orexins directly excite and at the same time increase the GABAergic input to REM-off aminergic neurons in the DRN and LC (
Brown et al., 2002;
Liu et al., 2002). Presumably, the direct postsynaptic effects of orexins on aminergic neurons (
Brown et al., 2001,
2002;
Liu et al., 2002) outweigh the indirect inhibitory actions during waking. During REM, when orexin levels and postsynaptic effects should be reduced or absent, CARB excitation of inhibitory inputs will lead to the reduced activity of aminergic neurons typical of this state. Further complicating our understanding of brainstem orexin effects is one study showing that orexins excited presumed glutamatergic, REM-on reticular formation neurons (
Xi et al., 2002). Thus, the brainstem actions of orexins are complex and warrant further investigation.
Although we propose here that SubC and PnO GFP-positive neurons are projection neurons, we note that other possibilities exist. For instance, they could also be local interneurons inhibiting neighboring reticular neurons. In fact, one recent in vivo study in rats has shown that Ox A (hypocretin-1) inhibits PnO neurons and that this inhibition is blocked by the GABA
A antagonist bicuculline (
Nunez et al., 2006), indicating that it was mediated through activation of GABA
A receptors (secondary to increased activity in GABAergic somata or afferent axons). This result would also be consistent with our finding of Ox A excitation of PnO GABA neurons.
In conclusion, we show here that the GAD67-GFP knock-in mouse is a useful model for investigating the role of GABAergic neurons in the control of REM sleep (and other states). We propose that acetylcholine inhibition of a subset of GABAergic neurons is likely to promote the induction of REM sleep via disinhibition of REM active neurons and inhibition of REM-off neurons, whereas orexinergic suppression of REM during waking is likely to be mediated in part by excitation of acetylcholine-inhibited GABAergic neurons.