Nonsense-mediated mRNA decay (NMD) is a conserved quality control mechanism in eukaryotic cells that recognizes and eliminates mRNA encoding premature translational termination signals in their protein coding region (
Baker and Parker, 2004;
Maquat, 2004). The rapid degradation of mRNA lacking a complete open reading frame (ORF) protects cells from accumulation of truncated polypeptides that can confer deleterious dominant-negative or gain-of-function phenotypes (
Pulak and Anderson, 1993). Mutations in components of the NMD machinery lead to mental retardation in humans or embryonic lethality in mice, underscoring the functional importance of NMD (
Medghalchi et al, 2001;
Tarpey et al, 2007). Furthermore, NMD is a potent modulator of phenotypic outcome for many human genetic diseases (
Frischmeyer and Dietz, 1999;
Kuzmiak and Maquat, 2006).
NMD substrates encompass not only mRNAs harboring premature termination codons (PTCs) introduced by mutation, but also a significant population of the yeast,
Drosophila, and human transcriptomes (
He et al, 2003;
Lelivelt and Culbertson, 1999;
Mendell et al, 2004;
Rehwinkel et al, 2005). Many endogenous mRNA targets that undergo NMD contain PTCs as a consequence of inefficient pre-mRNA splicing (
He et al, 1993), upstream ORFs (
Oliveira and McCarthy, 1995), or use of out-of-frame AUG start codons (
Welch and Jacobson, 1999). Interestingly, mRNAs terminating translation at a natural stop codon but harboring an extension of their 3′ UTR are also substrates for NMD (
Muhlrad and Parker, 1999;
Pulak and Anderson, 1993). For all NMD substrates, therefore, translation termination occurs in an inappropriate context and NMD appears to result from an alteration in the spatial relationship between the termination codon and other features of the mRNA (
Baker and Parker, 2004).
Translation termination is considered aberrant as a consequence of its occurrence upstream of a second signal consisting of mRNA sequence elements and associated protein markers. In one model, prematurely terminating ribosomes fail to displace a downstream mRNA-protein complex (mRNP) able to trigger decay of the mRNA by recruiting proteins required for NMD (
Maquat, 2004). Ribosomes that elongate through the entire ORF and terminate at a natural stop codon, in contrast, displace the downstream mRNP to prevent NMD. Proteins deposited at exon-exon junctions (exon junction complexes, EJCs) during pre-mRNA splicing serve to mark upstream stop codons as premature in mammalian cells (
Zhang et al, 1998a;
1998b). Although recognition of mRNAs harboring PTCs is highly dependent upon a downstream exon-exon junction in vertebrates, exceptions have been described, demonstrating that a downstream EJC is not universally required for mammalian NMD (
Buhler et al, 2006;
Wang et al, 2002;
Weil and Beemon, 2006).
In yeast, flies, worms, and plants, PTC definition can occur independently of a downstream exon boundary, and EJC protein components are either predominantly absent or not required for NMD (
Culbertson and Leeds, 2003;
Gatfield et al, 2003;
Longman et al, 2007;
Muhlrad and Parker, 1994;
van Hoof and Green, 1996). Therefore, other determinants must present the downstream signal required for NMD substrate recognition. Yeast mRNAs are proposed to harbor downstream sequence elements (DSEs) within the coding region which bind protein factors (
e.g. Hrp1) that trigger NMD if not removed during translation elongation (
Gonzalez et al, 2000;
Peltz et al, 1993). The few characterized DSEs, however, share loose sequence consensus making it difficult to estimate their ubiquity within ORFs and their importance in NMD. Moreover, analogous elements have not been identified in other organisms (
Behm-Ansmant et al, 2007;
Maquat, 2004).
An alternative paradigm for recognition of nonsense-containing mRNAs is the ‘faux UTR’ model which posits that translation termination at a PTC is intrinsically aberrant because it occurs upstream of elements unable to function as an authentic 3′ UTR (
Amrani et al, 2004,
2006). Ribosomes at a normal stop codon, in contrast, terminate proximal to the 3′ UTR and engage in interactions necessary for efficient termination and stabilization of the mRNA. According to this model, an appropriate mRNP context includes the mRNA poly(A) tail and poly(A) binding protein, PAB1. Importantly, tethering of PAB1 downstream and proximal to a PTC stabilizes NMD substrates in both yeast and
Drosophila (
Amrani et al, 2004;
Behm-Ansmant et al, 2007). In addition, targeting of mRNAs with extended 3′ UTRs by NMD is consistent with PAB1 and the poly(A) tail providing important positional information for substrate recognition by NMD.
We evaluated the requirement for an mRNA poly(A) tail and PAB1 in recognition of NMD substrates. We show that introduction of a PTC into a yeast mRNA lacking a poly(A) tail can result in destabilization of the mRNA, and that rapid decay of the mRNA requires the NMD factor Upf1p, confirming it as a bona fide NMD substrate. Further, we reveal that in the absence of Pab1p, mRNAs harboring a PTC are recognized and destabilized in an Upf1p-dependent manner. Our findings clearly demonstrate that in yeast, neither an mRNA poly(A) tail nor Pab1p is required for NMD. These findings illustrate that the proximity of the terminating ribosome to PAB1 either plays no role in substrate discrimination by NMD, or is just one of several redundant features that distinguish a termination event as premature.