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Logo of nihpaAbout Author manuscriptsSubmit a manuscriptHHS Public Access; Author Manuscript; Accepted for publication in peer reviewed journal;
Diabetes Care. Author manuscript; available in PMC 2007 August 27.
Published in final edited form as:
PMCID: PMC1952235

Insulin Sensitivity and Insulin Secretion Determined by Homeostasis Model Assessment (HOMA) and Risk of Diabetes in a Multiethnic Cohort of Women: The Women’s Health Initiative Observational Study

Yiqing Song, MD, SCD,1 JoAnn E. Manson, MD, DRPH,1,2 Lesley Tinker, PHD, RD,3 Barbara V. Howard, PHD,4 Lewis H. Kuller, MD, DRPH,5 Lauren Nathan, MD,6 Nader Rifai, PHD,7 and Simin Liu, MD, SCD1,2,8,9



The homeostasis model assessment (HOMA), based on plasma levels of fasting glucose and insulin, has been widely validated and applied for quantifying insulin resistance and β-cell function. However, prospective data regarding its relation to diabetes risk in ethnically diverse populations are limited.


Among 82,069 women who were aged 50–79 years, free of cardiovascular disease or diabetes, and participating in the Women’s Health Initiative Observational Study, we conducted a nested case-control study to prospectively examine the relations of HOMA of insulin resistance (HOMA-IR) and β-cell function (HOMA-B) with diabetes risk. During a median follow-up period of 5.9 years, 1,584 diabetic patients were matched with 2,198 control subjects by age, ethnicity, clinical center, time of blood draw, and follow-up time.


Baseline levels of fasting glucose, insulin, and HOMA-IR were each significantly higher among case compared with control subjects, while HOMA-B was lower (all P values < 0.0001). After adjustment for matching factors and diabetes risk factors, all four markers were significantly associated with diabetes risk; the estimated relative risks per SD increment were 3.54 (95% CI 3.02–4.13) for fasting glucose, 2.25 (1.99–2.54) for fasting insulin, 3.40 (2.95–3.92) for HOMA-IR, and 0.57(0.51–0.63) for HOMA-B. While no statistically significant multiplicative interactions were observed between these markers and ethnicity, the associations of both HOMA-IR and HOMA-B with diabetes risk remained significant and robust in each ethnic group, including whites, blacks, Hispanics, and Asians/Pacific Islanders. When evaluated jointly, the relations of HOMA-IR and HOMA-B with diabetes risk appeared to be independent and additive. HOMA-IR was more strongly associated with an increased risk than were other markers after we excluded those with fasting glucose ≥126 mg/dl at baseline.


High HOMA-IR and low HOMA-B were independently and consistently associated with an increased diabetes risk in a multiethnic cohort of U.S. postmenopausal women. These data suggest the value of HOMA indexes for diabetes risk in epidemiologic studies.

Insulin resistance and progressive pancreatic β-cell dysfunction have been identified as the two fundamental features in the pathogenesis of type 2 diabetes. As a widely validated clinical and epidemiological tool for estimating insulin resistance and β-cell function, the homeostasis model assessment (HOMA) is derived from a mathematical assessment of the balance between hepatic glucose output and insulin secretion from fasting levels of glucose and insulin (1,2). The HOMA model requires only a single measurement of insulin and glucose in the basal state and is thus considered an alternative in large-scale epidemiologic studies to the sophisticated “gold standard” methods that usually require dynamic data via costly and invasive procedures. The HOMA of insulin resistance (HOMA-IR) index, the product of basal glucose and insulin levels divided by 22.5 (1,2), is regarded as a simple, inexpensive, and reliable surrogate measure of insulin resistance, while the HOMA of β-cell function (HOMA-B) index, computed as the product of 20 and basal insulin levels divided by the value of basal glucose concentrations minus 3.5, has been proposed to be a good measure of β-cell function (2).

Previous cross-sectional studies have shown that both high HOMA-IR and low HOMA-B were associated with increased prevalences of impaired glucose tolerance (IGT) and type 2 diabetes in Japanese (3), Mexican-American (4), and non-Hispanic (4) white subjects. Several prospective studies have shown the role of either HOMA-IR or HOMA-B or both in predicting future risk of type 2 diabetes and/or IGT in diverse populations (510). However, whether the relation between HOMA indexes and risk of type 2 diabetes differs by ethnicity is unknown. Furthermore, the comparative importance of HOMA-IR and HOMA-B in relation to risk of type 2 diabetes has been less well studied. In addition, most studies have included both men and women (510) and lacked statistical power to detect meaningful results for women.

We therefore prospectively examined whether HOMA-IR and HOMA-B were consistently associated with diabetes risk among apparently healthy American women aged over 50 years from the Women’s Health Initiative Observational Study (WHI-OS), an ethnically diverse cohort of postmenopausal women including whites, blacks, Hispanics, and Asian/Pacific Islanders.


The WHI-OS is an ongoing longitudinal study designed to examine the association between clinical, socioeconomic, behavioral, and dietary risk factors and subsequent incidence of health outcomes, including cardiovascular disease and diabetes. Details of the scientific rationale, eligibility, and other design aspects have been published elsewhere (11). Between September 1994 and December 1998, the WHI-OS enrolled a total of 93,676 women aged 50 to 79 years at 40 clinical centers throughout the U.S. At baseline, women completed screening and enrollment questionnaires, underwent a physical examination, and provided fasting blood samples (after an overnight fast for at least 12 h). WHI-OS participants were followed by annually mailed, self-administered questionnaires and an additional clinical center visit at 3 years after enrollment.

The study has been reviewed and approved by human subjects review committees at each participating institution, and signed informed consent was obtained from all women enrolled.

Ascertainment of case and control subjects

Among 82,069 (87.6%) postmenopausal women free of cardiovascular disease and diabetes at baseline, 1,584 women who had self-reported first-time use of hypoglycemic medication (oral agents or insulin) during a median follow-up of 5.9 years (mean 5.5 years) were chosen as incident case subjects and matched with 2,198 control subjects on age (±2.5 years), ethnicity (White/Caucasian, Black/African, Hispanic/Latino, and Asian/Pacific Islander), clinical center, time of blood draw (±0.10 h), and length of follow-up. Of these, 968 case subjects among whites were matched with one control subject each, and 366, 152, and 98 case subjects among ethnic minority women were matched with two control subjects each for Black, Hispanic, and Asian/Pacific Islanders, respectively. The 1:2 matching ratio was used for minorities to strengthen the power in these smaller sample sizes of cases. Our study did not include American Indian or native Alaskan women because of their limited sample size.

Biochemical measurement

All biochemical assays were carried out by laboratory staff blinded to case/control status. Blood samples from case and their matched control subjects were handled identically, shipped in the same batch, thawed, and assayed in random order in the same analytical run to reduce systematic bias and interassay variation. Glucose was measured enzymatically on the Hitachi 911 analyzer using Roche Diagnostics regents (Indianapolis, IN). Insulin was measured by an ultra-sensitive enzyme-linked immunosorbent assay from ALPCO Diagnostics (Windham, NH). The coefficients of variation were 1.7% for glucose and 5.8% for insulin.

Statistical analysis

HOMA-IR was computed as follows: fasting insulin (μIU/ml) × fasting glucose (mmol/ml)/22.5. HOMA-B was calculated using the following formula: 20 × fasting insulin (μIU/ml)/fasting glucose (mmol/ml) − 3.5. Basal fasting glucose, insulin, and two derived HOMA indexes were not normally distributed and were thus logarithmically transformed. Age-and ethnicity-adjusted Pearson’s partial correlation coefficients were calculated to evaluate associations between these markers among control subjects. We performed a conditional logistic regression model to estimate the odds ratio (OR) per each SD increment in each of markers (in log scale) because there was a significant linear relationship with diabetes risk for each of them. Since risk-set sampling was used for our matched case-control pairs, the ORs yield unbiased estimates of the relative risks (RRs). In the matched analyses, we adjusted for matching factors such as age, ethnicity, clinical center, and time of blood draw. In multivariate analyses, we adjusted for BMI (modeled as a continuously distributed covariate), family history of diabetes (yes or no), smoking (never, past, or current), alcohol intake (never, past, or current), physical activity (quintiles), and current postmenopausal hormone use (yes or no). A likelihood ratio test was used to test statistical significance of interactions by ethnicity.

We also conducted subgroup analyses to examine potential interactions by levels of prespecified factors including BMI (<25 and ≥25 kg/m2), waist (<35 and ≥35 inches), hormone use (yes/no), physical activity (less than and more than/equal to the median), and family history of diabetes (yes/no). A likelihood ratio test was performed to test significances.

To evaluate the joint relationship between HOMA-IR and HOMA-B, we divided the study population into four groups according to their median cut points in control subjects (HOMA-IR <1.44 and ≥1.44; HOMA-B <81.7 and ≥81.7) and estimated each subgroup-specific OR.

To address the concern about undiagnosed diabetes at baseline, we conducted secondary analyses by excluding case and control subjects with a fasting glucose ≥126 mg/dl at baseline. We further excluded incident case subjects diagnosed during the 1st year of follow-up who were more likely to have undiagnosed diabetes at baseline.

All analyses were performed with the use of SAS software (version 9.1; SAS Institute, Cary, NC). All P values were two tailed.


Overall, diabetes case subjects had a higher prevalence of traditional diabetes risk factors at baseline than control subjects (Table 1). As expected, women with diabetes had significantly higher levels of baseline fasting insulin, glucose, and HOMA-IR and lower HOMA-B than their matched control subjects (all P values < 0.0001).

Table 1
Baseline characteristics of diabetic case and control subjects*

Fasting insulin levels were almost completely correlated with HOMA-IR (r = 0.99) and highly correlated with HOMA-B (r = −0.84). Fasting glucose was strongly associated with HOMA-IR (r = 0.51) and modestly associated with HOMA-B (r = −0.17). The two HOMA indexes were also correlated with each other (r = −0.76). HOMA-IR was more strongly correlated with BMI and waist-to-hip ratio than was HOMA-B.

After adjustment for matching factors, increasing levels of fasting glucose, insulin, and HOMA-IR were significantly associated with an increased risk of diabetes, while HOMA-B was significantly associated with a lower risk of diabetes (Table 2). Further adjustment for BMI, alcohol intake, physical activity, smoking, postmenopausal hormone use, and family history of diabetes attenuated the positive associations of fasting glucose, insulin, and HOMA-IR but strengthened the inverse association of HOMA-B (model 1). When waist-to-hip ratio was further adjusted, similar changes were observed (model 2).

Table 2
Relative risks (RRs) of diabetes according to per SD increment of HOMA-based markers

In the same multivariable models stratified by ethnicity (Table 2), fasting glucose, insulin, and HOMA-IR appeared to be strongly associated with diabetes risk in each of four ethnic groups, while HOMA-B retained significant associations with diabetes in whites, blacks, and Hispanics in all models but not in Asian/Pacific Islanders because of small sample size. The RR estimates for fasting glucose also tended to be unstable, with a wide 95% CI in Asian/Pacific Islanders. However, the ethnic differences in these associations did not reach statistical significance when tested for a formal interaction.

After we excluded 736 case and 26 control subjects with a fasting glucose ≥126 mg/dl at baseline (Table 2), fasting insulin and HOMA-IR remained significantly associated with diabetes risk with stable estimates in all women and all ethnic groups, although the association strength was stronger for HOMA-IR than for insulin. Notably, due to decreased statistical power, the RR estimate variability became unusually large for fasting glucose, and the direction for the association of HOMA-B and diabetes risk was even changed after additional controlling for diabetes risk factors (Table 2).

The positive associations with diabetes were evident for HOMA-IR and fasting insulin in women with a BMI ≥25 kg/m2 (both P values for interaction = 0.03). No significant effect modifications were observed for other factors (Table 3).

Table 3
Relative risks (RRs) of diabetes according to HOMA-based markers stratified by BMI, waist, physical activity, hormone therapy use, and family history of diabetes

Compared with women who had low HOMA-IR and high HOMA-B, those with high HOMA-IR and low HOMA-B had the highest RRs (Table 4). Low HOMA-B was consistently associated with an increased risk of diabetes regardless of HOMA-IR levels. Likewise, HOMA-IR was positively associated with diabetes risk among women with either low HOMA-B or high HOMA-B.

Table 4
Relative risks (RRs) of diabetes according to different levels of HOMA-IR and HOMA-B


In this prospective, nested, case-control study from a large-scale, multiethnic cohort of postmenopausal women, we confirm that both HOMA-IR and HOMA-B derived from basal levels of fasting insulin and glucose were consistently associated with diabetes risk. These associations were independent of BMI and waist-to-hip ratio as well as other conventional diabetes risk factors. No statistically significant multiplicative interactions by ethnicity were noted. When evaluated jointly, the associations of HOMA-IR and HOMA-B with diabetes risk tended to be independent and additive, with the highest RR of diabetes associated with high HOMA-IR and low HOMA-B.

The HOMA model is the most widely used surrogate measure for assessing insulin resistance and β-cell function in clinical and epidemiologic studies (2,7). The HOMA model was initially proposed by Matthews et al. (1) in 1985 and was considered a structural model of the underlying physiological basis for the feedback loop between the liver and the β-cell in fasting (2). The simplified formulae were derived from a mathematical assessment of the balance between hepatic glucose output and insulin secretion from basal levels of both glucose and insulin (1,2). The validity of HOMA-IR has been evaluated by comparison with the physiologic measures of insulin sensitivity by some “gold standard” methods in individuals with normal glucose tolerance (NGT), those with IGT, and diabetic patients. HOMA-IR has been shown to correlate well with insulin resistance index derived from the euglycemic clamp (NGT individuals: r = 0.40–0.58 [12,13]; diabetic patients: r = 0.57–0.73 [12,14,15]; and combined diabetic and nondiabetic individuals: r = 0.56–0.82 [12,16]) and from directly measured insulin sensitivity, estimated using the minimal model from the frequently sampled intravenous glucose tolerance test (NGT individuals: r = −0.49 to −0.70 [7,17–19]; IGT individuals: r = −0.83 [18]; and nonobese diabetic patients: r = 0.50 [20]). Overall, there were good correlations between HOMA-IR and insulin resistance assessed from those well-validated methods. In contrast, it remains controversial whether HOMA-B is an accurate reflection of pancreatic β-cell function. In both nondiabetic and diabetic individuals, HOMA-B has been shown to correlate moderately well with those sophisticated measures of insulin secretion using the hyperglycemic clamps (r = 0.62–0.69) (1,13), continuous infusion glucose model assessment (r = 0.87) (1), the acute insulin response (AIR) estimated from the intravenous glucose tolerance test (r = 0.65) (21), and the ratio of change in insulin to change in glucose over the first 30 min of an oral glucose tolerance test (r = 0.38 in nondiabetic participants, r = 0.64 in diabetic patients, and r = 0.44 for the overall population) (4).

The ability of the HOMA model to predict the development of type 2 diabetes has been evaluated in both cross-sectional and cohort studies. Previous cross-sectional studies have shown the relationships between HOMA-IR and HOMA-B and the prevalence of IGT and type 2 diabetes in Japanese (3), Mexican-American (4), and non-Hispanic white subjects (4). HOMA-IR significantly predicted risk of incident IGT in 128 Japanese Americans with NGT with >10 years of follow-up (8) and 10-year diabetes incidence in the Bruneck Study of 1,000 Italians (5). In a recent study of combined prospective data involving a total of 3,574 participants including non-Hispanic white, African-American, Hispanic American, and Mexican subjects with 5–8 years of follow-up, HOMA-IR displayed a more consistent ability to predict type 2 diabetes compared with other insulin resistance indexes (7). In line with these findings, our study has confirmed that HOMA-IR was a robust surrogate compared with fasting glucose, insulin, or HOMA-B in each of four ethnic groups of American women with different diabetes risk factor profiles. Of note, our secondary analyses showed limited utility of HOMA-B, most likely because its independent association with diabetes risk seemed to be very sensitive to statistical power loss and specification of multivariable model.

A few prospective studies have also evaluated the role of both HOMA-IR and HOMA-B in predicting future risk of type 2 diabetes and/or IGT (6,9,10). Increased HOMA-IR and decreased HOMA-B have been shown to significantly predict type 2 diabetes among 1,449 Mexicans during a 3.5-year follow-up (6), 644 Chinese followed for 4.5 years (9), and 81 healthy first-degree relatives of African-American patients with type 2 diabetes followed for 6 years (10). With similar findings, our large prospective data further showed the independent and additive associations of HOMA-IR and HOMA-B with diabetes risk, indicating the importance of assessing both insulin resistance and β-cell function in relation to diabetes risk.

The strengths of our multiethnic study include its prospective study design, large sample size, and detailed measures of variables. Nonetheless, several limitations of the present study merit consideration. First, bias from the inclusion of undiagnosed diabetes may be a concern. However, when the analyses were restricted to all case and control subjects with a fasting glucose <126 mg/dl at baseline, the findings were not appreciably altered. We also had similar results after further excluding all the case subjects occurring in the first follow-up year who were likely to have undiagnosed diabetes. These results suggest that bias due to undiagnosed diabetes was unlikely to be substantial. Also, we cannot exclude the possibility of residual confounding by incompletely measured or unmeasured physiologic covariates; it seems unlikely that more complete statistical adjustment would fully eliminate the observed associations or the consistency of our findings across diverse populations.

In summary, our prospective data showed that the basal levels of HOMA indexes, especially HOMA-IR, were independently and consistently associated with diabetes risk in a multiethnic cohort of U.S. postmenopausal women. These prospective associations appeared to be robust across diverse ethnic groups. Our findings suggest the utility of the HOMA indexes for assessing insulin resistance and β-cell function in identifying individuals who are at high risk and who may benefit from interventions for diabetes prevention.


This study was supported by National Institute of Diabetes and Digestive and Kidney Diseases and National Institutes of Health grant R01 DK062290. The Women’s Health Initiative (WHI) program is funded by the National Heart, Lung, and Blood Institute, U.S. Department of Health and Human Services.

We would like to acknowledge all WHI centers and their principal investigators for their participation in this research. We are indebted to the dedicated and committed participants of the WHI-OS.


homeostasis model assessment
HOMA of β-cell function
HOMA of insulin resistance
impaired glucose tolerance
normal glucose tolerance
Women’s Health Initiative Observational Study


Additional information for this article can be viewed in an online appendix at

A table elsewhere in this issue shows conventional and Système International (SI) units and conversion factors for many substances.


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