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J Bacteriol. 2007 February; 189(3): 818–832.
Published online 2006 November 17. doi:  10.1128/JB.01180-06
PMCID: PMC1797315

Genetic Diversity among Botulinum Neurotoxin-Producing Clostridial Strains[down-pointing small open triangle]


Clostridium botulinum is a taxonomic designation for many diverse anaerobic spore-forming rod-shaped bacteria that have the common property of producing botulinum neurotoxins (BoNTs). The BoNTs are exoneurotoxins that can cause severe paralysis and death in humans and other animal species. A collection of 174 C. botulinum strains was examined by amplified fragment length polymorphism (AFLP) analysis and by sequencing of the 16S rRNA gene and BoNT genes to examine the genetic diversity within this species. This collection contained representatives of each of the seven different serotypes of botulinum neurotoxins (BoNT/A to BoNT/G). Analysis of the16S rRNA gene sequences confirmed previous identifications of at least four distinct genomic backgrounds (groups I to IV), each of which has independently acquired one or more BoNT genes through horizontal gene transfer. AFLP analysis provided higher resolution and could be used to further subdivide the four groups into subgroups. Sequencing of the BoNT genes from multiple strains of serotypes A, B, and E confirmed significant sequence variation within each serotype. Four distinct lineages within each of the BoNT A and B serotypes and five distinct lineages of serotype E strains were identified. The nucleotide sequences of the seven toxin genes of the serotypes were compared and showed various degrees of interrelatedness and recombination, as was previously noted for the nontoxic nonhemagglutinin gene, which is linked to the BoNT gene. These analyses contribute to the understanding of the evolution and phylogeny within this species and assist in the development of improved diagnostics and therapeutics for the treatment of botulism.

Clostridium botulinum is a taxonomic collection of several distinct species of anaerobic gram-positive spore-forming bacteria that produce the most poisonous substance known, botulinum neurotoxin (BoNT) (1, 8). These organisms, along with related neurotoxin-producing species that, for a variety of reasons, were not included under the C. botulinum taxon, pose global health problems that affect both infant and adult humans and can also affect wildlife, waterfowl, and domestic animals. They cause intoxication through ingestion of the neurotoxin in contaminated foods. Toxicoinfections can also occur after contact with bacteria or bacterial spores (6, 17). These pathogens are ubiquitous and can be found in soils and sediments in freshwater and marine environments (47).

BoNTs are classified by the Centers for Disease Control and Prevention (CDC) as one of the six highest-risk threat agents for bioterrorism (the “category A agents”) due to their extreme potency and lethality, the ease of production and transport, and the need for prolonged hospital intensive care for those exposed (1). Multiple countries have produced BoNT for use as weapons (5, 45), and the Japanese cult Aum Shinrikyo attempted to use BoNT for bioterrorism (1). Since the terrorist events of 11 September 2001 and the subsequent intentional release of anthrax spores, the development of environmental toxin sensors, diagnostic tests for botulism, and specific countermeasures for the prevention and treatment of intoxication have become a high priority. The first step in such research is to define the spectrum of diversity of BoNT-producing clostridial species and the toxins that they produce.

C. botulinum strains are usually described as belonging to one of four different groups (groups I, II, III, and IV) based on physiologic characteristics (18, 38). The toxins produced are categorized into seven serologically distinct groups (serotypes A through G), based on recognition by polyclonal serum (17). Each BoNT is encoded by an approximately 3.8-kb gene, which is preceded by a nontoxic nonhemagglutinin gene and several other genes that encode toxin-associated proteins (HA-17, HA-33, HA-70, p21, and/or p47) (3, 8, 11, 12, 34). The BoNT gene for strains of serotypes A, B, E, and F can be found within the bacterial chromosome. Serotype C and D strains produce toxin from a phage genome, and serotype G strains contain a plasmid containing the toxin operon (34). Strains producing interserotype recombinant toxins, primarily the C/D and D/C phage-encoded serotypes, have been reported (31, 32). Several strains produce multiple toxins. Bivalent C. botulinum strains, each producing two toxins of serotypes Ab, Ba, Af, and Bf, have been reported (4, 15, 37).

The genomic background containing these BoNT genes within C. botulinum has been characterized as being very diverse. Moreover, other species are known to harbor BoNT genes, such as Clostridium butyricum (BoNT/E) (2, 30), Clostridium baratii (BoNT/F) (16), and Clostridium argentinense (BoNT/G) (43). Previous 16S rRNA gene analysis of many different Clostridium species has shown that C. botulinum strains form four distinct clusters, with each cluster representing one of the four different physiological groups (groups I to IV) (8, 22). Previous amplified fragment length polymorphism (AFLP) analysis of 70 C. botulinum BoNT/A, B, E, and F strains showed that this technique could also successfully differentiate strains into the distinct group I and group II clusters (25). Like the 16S rRNA gene analysis, the AFLP results show that the group I cluster included BoNT/A, B, and F proteolytic strains, while group II contained BoNT/E and nonproteolytic B and F strains (25). Thus, the phylogeny of these species based on molecular analyses has supported the current taxonomy, which has been based on the physiologic attributes of the species and the toxins produced. Such analyses have contributed to the understanding of the diversity of the genomic backgrounds that contain the very different BoNT genes.

Recently, it has become evident that there is significant sequence diversity (subtypes) within the BoNT genes and toxins of at least six of the seven serotypes (39). The relationship between toxin gene diversity and clostridial genomic diversity is unknown. Such subtypes can differ by 2.6% to 31.6% at the amino acid level, and these differences can affect the binding and neutralization by monoclonal and polyclonal antibodies (13, 28, 39). Since an analysis of only 48 published full-length toxin gene sequences revealed the presence of 18 different subtypes, it is likely that additional subtypes might exist (39). Defining the extent of such toxin diversity is a first step in the development of detection systems and countermeasures for the prevention and treatment of botulism (33, 39). In addition, analysis of a large population of strains can be used to better understand the evolutionary relationship between the toxin moieties and the genomic backgrounds that contain these toxins.

To better understand the extent of toxin gene diversity and the relationship between genomic diversity among C. botulinum serotypes and subtypes and other toxin-producing species of Clostridium, 174 toxin-producing strains from a collection that included representatives of all neurotoxin serotypes (BoNT/A to BoNT/G) were analyzed. Several methods were used to examine the strains, including sequencing of the 16S rRNA gene, analysis of the genome by AFLP, and sequencing of BoNT/A, B, and E neurotoxin genes. Nucleotide sequences of the 16S rRNA and BoNT genes from these and other previously sequenced Clostridium strains were analyzed by phylogenetic and recombination detection methods. The phylogenetic relationships among these strains based on all of these methods as well as the extent of toxin gene diversity and the relationship between toxin types, subtypes, and genomic differences are presented.



The 174 strains examined in this study are listed in Table Table11 and included 59 BoNT/A, 56 BoNT/B, 19 BoNT/C, 6 BoNT/D, 21 BoNT/E, 6 BoNT/F, 7 BoNT/G, and 5 bivalent strains (Af695, Bf698, Bf258, Ba207, and Ab149). For the purposes of the above-described classification, bivalent strains were classified based on the predominant toxin produced. Strains of BoNT-producing clostridia were obtained from USAMRIID, Frederick, MD, and the Department of Food Microbiology and Toxicology, University of Wisconsin, Madison, WI. Many of these strains were part of the Virginia Polytechnic Institute Anaerobe Laboratory collection. Strains were serotyped using an antibody capture enzyme-linked immunosorbent assay with serotype-specific monoclonal antibodies. In some cases, serotypes were confirmed using mouse neutralization (19). Silent (not expressed) BoNT/B genes were detected using real-time PCR (7).

C. botulinum strains analyzed

DNA isolation and purification.

Individual bacterial colonies of each of the C. botulinum strains were removed from anaerobic CDC blood agar plates and used to inoculate 100 ml TPGY broth (Difco, Becton Dickinson and Co., Franklin Lakes, NJ). The broth cultures were incubated anaerobically for 48 h at 35°C and then harvested by low-speed centrifugation. The pellets were resuspended in 8.5 ml TE buffer (10 mM Tris-HCl, 1 mM EDTA, pH 8.0) and then quickly frozen in a dry ice-ethanol bath and stored at −70°C until further processing. Upon removal from the freezer, the resuspended pellets underwent three successive cycles of freezing in a dry ice-ethanol bath followed by melting at 65°C. Sodium dodecyl sulfate (450 μl of a 10% [wt/vol] solution) and 45 μl of proteinase K (10 mg/ml) were added, mixed, and incubated at 42°C for 1 h. After incubation, 1.5 ml of 5 M NaCl solution and 1.4 ml of a 10% (wt/vol) cetyltrimethylammonium bromide solution were added, mixed thoroughly, and incubated at 65°C for 10 min. Following this incubation, three organic extractions of the mixture were performed. The initial extraction involved the addition of an equal volume of chloroform-isoamyl alcohol (24:1) with incubation at room temperature while gently rocking for 10 min. Following low-speed centrifugation, the aqueous phase was removed and extracted again by adding an equal volume of phenol-chloroform-isoamyl alcohol (25:24:1). Incubation was done for 10 min with gentle rocking as described above. For the final extraction, an equal volume of chloroform-isoamyl alcohol (24:1) was added. After low-speed centrifugation, the nucleic acids in the upper phase were precipitated with isopropanol. After centrifugation, the pellet was washed with a 70% ethanol solution and then resuspended in 2.0 ml TE buffer. The DNA preparation was quantified with a spectrophotometer, diluted to 25 μg/ml, and analyzed on an agarose gel to determine quality.

AFLP analysis of DNA samples.

The selection of the two restriction endonucleases to digest the genomic DNAs and the single nucleotide added for subsequent selective amplification of the resulting fragments was based on the low G+C content (28.2%) of the C. botulinum genome ( EcoRI and MseI, with recognition sites of GAATTC and TTAA, respectively, were used to digest 100 ng of DNA from each sample. The resulting fragments were ligated into double-stranded adapters. The digested and ligated DNA was then amplified by PCR using EcoRI and MseI +0/+0 primers (5′-GTAGACTGCGTACCAATTC-3′ and 5′-GACGATGAGTCCTGAGTAA-3′, respectively). Five microliters of each product was used as a template in subsequent selective amplifications using the +1/+1 primer combination of 6-carboxyfluorescein-labeled EcoRI-T (5′-GTAGACTGCGTACCAATTCT-3′) and MseI-T (5′-GACGATGAGTCCTGAGTAAT-3′) (underlining shows difference from the +0/+0 primers). Selective amplifications were performed in 20-μl reaction mixtures. The resulting products (0.5 to 1.0 μl) were mixed with a solution containing DNA size standards, Genescan-500 (Applied Biosystems Inc., Foster City, CA) labeled with N,N,N,N-tetramethyl-6-carboxyrhodamine. Following a 5-min heat denaturation step at 95°C, the products were loaded onto an ABI 3100 automated fluorescent sequencer. Each set of AFLP reaction mixtures also contained a control DNA as a template. Inclusion of such a reaction mixture in each run-and-analysis set allowed a comparison of results from previously archived analysis sets that were run at different times. Genescan analysis software (Applied Biosystems, Inc., Foster City, CA) was used to determine the lengths of the sample fragments by comparison to the DNA fragment length size standards included with each sample. To minimize capillary gel electrophoresis artifacts, each labeling reaction product was run in triplicate. Samples were loaded into a 96-well plate in a random order.

AFLP data analysis was performed as described previously by Ticknor et al. (45). Sample fragments between 100 and 500 bp and with fluorescence above 50 arbitrary units in all three runs on the ABI sequencer were used in the analysis. Similarities among samples were determined using three separate methods to allow comparisons between methods. First, the Jaccard coefficient, which compares the presence and absence of fragments of a given length, was used. Second, Euclidean distance with the relative abundance values was used, so that both presence and abundance are compared. Third, a Manhattan distance was used, which is similar to Euclidean distances except that the absolute value instead of the squared value is reported. The 40 tallest peaks for each sample fingerprint were used to calculate the distance coefficients among samples. Dendrograms were produced using each of the three similarity matrices using the unweighted-pair group average agglomerative hierarchical clustering method (24). All statistical data manipulations were done using codes developed using S-Plus (Data Analysis Products Division, MathSoft, Seattle, WA). The dendrograms using the Euclidian and Manhattan distances, which include relative fragment abundance values, were compared to the Jaccard distance dendrogram, and there were no differences in the groupings. This shows that these groupings are robust and are not artifacts of the data analysis methods. The dendrogram using the Jaccard distances is presented. Replicates have Jaccard distance measures at the 0.20 level or below. No differences below the 0.20 level on the Jaccard dendrogram are presented since it cannot be determined if the differences are due to variability in the assay or actual sample differences.

16S rRNA gene sequencing of C. botulinum samples.

Representatives of the different BoNT-producing Clostridium strains were selected for 16S rRNA gene sequencing. Primers 1492R (5′-GGTTACCTTGTTACGACTT-3′) and 27F (5′-AGAGTTTGATCMTGGCTCAG-3′) were used to PCR amplify approximately 1,400 bases of this 1.5-kb gene. The purified PCR template was then sequenced using these primers and internal primers 533Fb (5′-GCCAGCAGCNGCGGTAA-3′), 940Fb (5′-CGGGGGYCCGCACAAGC-3′), and 910Rb (5′-GCCCCCGTCAATTYHTTTGAG-3′). The 16S rRNA gene phylogenetic dendrogram was created from an alignment of 16S rRNA gene sequences, some new to this study and others obtained from GenBank entries of previously sequenced genes. It should be noted that Clostridium genomes each contain more than one copy or allele of the 16S rRNA gene. After multiple sequence alignment with MUSCLE (, columns in the alignment in which more than 80% of the sequences were represented by a gap character were removed, leaving an alignment of 1,329 bases for phylogenetic analysis. The phylogenetic dendrogram was calculated using PHYLIP dnadist and neighbor programs with the F84 model of evolution and four sequences from the genus Alkaliphilus (GenBank accession numbers AY554415, AB037677, AF467248, and AJ630291) to serve as the outgroup to the Clostridium genus sequences. The resulting tree was rendered with TreeTool (, and the outgroup was removed to produce the final figure.

BoNT gene PCR amplification and sequencing.

Overlapping primer pairs covering the coding sequence of the different BoNT genes were designed for PCR amplification using available GenBank sequences. Internal DNA oligomers were also designed within each amplicon to provide confirming sequence data in both directions. These PCR amplification and sequencing primers for each of the neurotoxin gene fragments are listed in Table Table2.2. The initial PCR mixture contained 10 mM Tris-HCl (pH 8.3), 50 mM KCl, 1.5 mM MgCl2, 0.001% (wt/vol) gelatin, 0.2 mM each deoxynucleotide triphosphate, 20 pmol of each primer, 2.5 U of Amplitaq DNA polymerase (Perkin-Elmer, Inc., Boston, MA), and approximately 1 ng template DNA in a 100-μl total reaction volume. Template DNA was initially denatured by heating at 94°C for 2 min. This was followed by 35 cycles of denaturation at 94°C for 1 min, annealing at 55°C for 1 min, and primer extension at 72°C for 1 min. Incubation for 5 min at 72°C followed to complete the extension. PCR amplicons were analyzed by electrophoresis through a 3.0% agarose gel dissolved in a solution containing 10 mM Tris-borate (pH 8.3) and 1 mM EDTA for 1 h at 80 V. Gels were stained for 20 min with a solution containing 1 μg of ethidium bromide/ml, destained in distilled water, and then visualized and photographed under UV light. PCR amplicons were purified using a QIAGEN PCR purification kit (QIAGEN Inc., Valencia, CA) and then sequenced using ABI Dye Terminator 3.1 chemistry with an ABI 3730 instrument.

Primers used for PCR amplification and sequencing of BoNT/A, B, and E genes

DNA alignments were created with a combination of Sequencer software (, PAUP (, MUSCLE (, and CLUSTAL-W ( and hand editing with BioEdit ( software and were gap stripped and then analyzed using PHYLIP ( with dnadist with the F84 model of evolution and a transition-to-transversion ratio of 2.0 (default) and neighbor-joining algorithms. Phylogenetic dendrograms were rendered with TreeTool ( Intra- and interserotype BoNT gene recombination was explored with SimPlot ( and BioEdit. The SimPlot analysis shown in Fig. Fig.44 is a comparison of different BoNT sequences and the BoNT/A2 sequence reported under GenBank accession number X73423. It was generated with a sliding window of 200 bp, and the percent similarity between the two sequences was plotted at the center of the window. The window was moved 20 bp between each point.

FIG. 4.
Similarity plot comparing BoNT subtype sequences to the BoNT/A2 subtype. BoNT sequences of the BoNT/A1, A3, and A4 subtypes and BoNT/B1 and Chinese C. butyricum BoNT/E were compared to the BoNT sequence of the BoNT/A2 Kyoto-F subtype (GenBank accession ...


The Clostridium strains used in this study encompass strains collected by different investigators over many years. Table Table11 lists the strains used in this study and includes the strain identification numbers from the original researchers or institutions if known. This collection of 174 strains included 59 BoNT/A, 56 BoNT/B, 19 BoNT/C, 6 BoNT/D, 21 BoNT/E, 6 BoNT/F, and 7 BoNT/G strains. Five bivalent strains (Af695, Bf698, Bf258, Ba207, and Ab149) were also included. All strains were tested to confirm that they produced toxin by an enzyme-linked immunosorbent assay and/or by a mouse neutralization assay. The collection contains strains from diverse geographic locations and from various sources, including specimens from food, adults, infants, animals, birds, soil, and marine sediments.

16S rRNA gene analysis.

Comparative analysis of the nucleotide sequences of the conserved 16S rRNA gene using a subset of 109 strains representing the different serotypes in this collection and those from other Clostridium species illustrates that the genetic distances between the toxin-producing groups are typical of the distances between other species within this genus. Figure Figure11 illustrates that the toxin-producing clostridia are comprised of the four previously characterized distinct phylogenetic clusters, which would logically be defined as discrete species within the Clostridium genus. These results confirm and extend previous work of many others (8, 21, 22, 42). The majority of the strains in this collection are tightly clustered with 16S profiles that are identical to or nearly identical to many sequences that have previously been designated as belonging to the proteolytic group I C. botulinum strains that contain all of the A and most of the B and F neurotoxin genes (22). The remaining strains form phylogenetically distant species clusters that define the remaining physiological groups, groups II, III, and IV (21). The group II strains include all of the neurotoxin E strains, nonproteolytic B strains, and nonproteolytic F strains and are most closely related to Clostridium beijerinckii and C. butyricum. Group III (closely related to Clostridium novyi) strains encode BoNT/C and D and C/D recombinant and D/C recombinant serotypes encoded by toxin operons on a bacteriophage. The 16S sequences of group IV strains are nearly identical to those of Clostridium subterminale and C. argentinense and belong to BoNT serotype G, which is encoded by a plasmid.

FIG. 1.
Phylogenetic dendrogram of Clostridium species based on 16S rRNA genes. A neighbor-joining tree of 54 sequences reported in GenBank and 36 sequences representative of the strains from this collection is shown. This illustrates the genetic diversity within ...

AFLP analysis.

The dendrogram of the Clostridium DNAs generated by AFLP analysis is shown in Fig. Fig.2.2. The large branching patterns within this tree further resolve the tree obtained with the 16S rRNA gene. The AFLP results are clearly consistent with all other methods for classifying C. botulinum strains, including both genetic sequence analyses and the characterization of physiological differences used in classical bacteriology. These physiological differences have historically been used to categorize C. botulinum strains into groups I to IV. The AFLP dendrogram shows a large separation between the proteolytic (group I) and nonproteolytic (groups II, III, and IV) strains and forms distinct branches representing groups I to IV separated by distances greater than 0.75. In general, the AFLP dendrogram also groups the strains by toxin serotype; i.e., most of those strains producing either BoNT/C or BoNT/D, BoNT/E, proteolytic BoNT/F, and BoNT/G cluster by toxin serotype within distinct branches. However, the strains representing the different BoNT/A and B subtypes show more diversity and are not clearly differentiated using AFLP analysis. Four of the five bivalent strains included in this study (Bf698, Bf258, Ba207, and Ab149) also appear as a cluster, which is most closely related to one of the BoNT/B clusters. Each of these strains produces a unique BoNT/B, termed bivalent BoNT/B (see below) (37).

FIG. 2.
AFLP-based dendrogram of 174 C. botulinum strains. DNA fragments generated from restriction endonuclease digestion of each of the strain DNAs were ligated into linkers and selectively amplified. Forty DNA fragments generated by AFLP experiments were used ...

The group I BoNT/A strains are found within four AFLP clusters that generally contain just one toxin serotype or a single combination of two serotypes. One branch contains the majority of the BoNT/A-producing strains examined (37/59 strains). These strains produce BoNT/A1 and include the ATCC type strain ATCC 25763 (A146) and the BoNT/A Hall 174 strain (A143) sequenced by the Sanger Institute ( Of the 37 BoNT/A1 strains, 29 of them form a monophyletic cluster by analysis of both the BoNT gene sequence and AFLP data, which suggests a common clonal derivation of this cluster even though these strains are from various geographic locations and sources. Another cluster within the A1 subtype includes 16 A1(B) strains described as having an A1 subtype with a silent B neurotoxin gene. Six other BoNT/A-producing strains in three different clusters are as closely related to BoNT/B-producing strains as they are to the other BoNT/A-producing strains. These three distantly related clusters include (i) a group of three of the four BoNT/A2 strains (Af695, A693, and A694); (ii) a separate cluster containing the bivalent Ab strain (Ab149), a BoNT/A1-producing strain (A384), and three BoNT/B-producing strains; and (iii) the A254 strain, also known as Loch Maree. This strain, from a 1922 botulism incident in Scotland (29), was found to produce a unique and not previously sequenced BoNT/A, which we have designated BoNT/A3 (see below). In addition, the BoNT/A produced by the bivalent strain Ba207 was also not previously described. We have termed this toxin BoNT/A4 (see below).

The AFLP analysis subdivides the group I proteolytic BoNT/B strains into smaller clusters, which include the serologically distinct BoNT/B1- and BoNT/B2-producing strains (27) and four bivalent BoNT/B-producing strains (Ba207, Ab149, Bf698, and Bf258), all of which produce bivalent BoNT/B toxins. The most common BoNT/B subtype represented here is the BoNT/B2 subtype. The BoNT/B1 strains are more likely to be of U.S. origin and associated with food-borne cases due to improperly processed vegetables, while the BoNT/B2 strains are mostly from Europe and associated with animal cases or meat. The original BoNT/B2 strain was isolated from a case of infant botulism in Japan, and two recently published sequences from BoNT/B strains isolated from Korean soil (GenBank accession numbers DQ417353 and DQ417354) are also from BoNT/B2 strains. The BoNT/A2 (Ab149) and BoNT/A3 (A254) subtype strains and proteolytic BoNT/F strains cluster in separate branches within the BoNT/B strains. The five proteolytic BoNT/F strains cluster together and are distinct from the other BoNT/B strains. These branches reveal genetic similarities of proteolytic BoNT/B strains with both BoNT/A subtypes and proteolytic BoNT/F-producing strains and support the group I designation for all of these strains. The close relationship among the BoNT/B- and BoNT/F-producing strains is also observed in the group II area of the AFLP dendrogram, where three nonproteolytic BoNT/B-producing strains (B160, B257, and B697) cluster and are most closely related to a nonproteolytic BoNT/F-producing strain (F550).

In addition, four bivalent strains of serotypes Ab (Ab149), Ba (Ba207), and Bf (Bf698 and Bf258) included in this study cluster together at the 0.2 level in this portion of the AFLP dendrogram. The genetic backgrounds of these four strains cannot be distinguished by AFLP analysis, and their 16S rRNA genes were found to be more than 99.93% identical to one another. By comparison, A150 and Bf258, separated by AFLP analysis, contained 16S rRNA gene sequences that were 99.78% identical to each other. These bivalent strains with similar genetic backgrounds each contain combinations of the different toxin genes BoNT/A, B, and F expressed at different levels. This finding appears to indicate very recent horizontal transfer of these toxin genes into the same bacterial lineage. All these strains were isolated from cases of infant botulism in different geographic locations: Sweden, Texas, New Mexico, and Utah.

Group II C. botulinum BoNT/E-producing strains, which are usually associated with fish and marine mammals, appear within their own branch of the AFLP dendrogram. The 21 BoNT/E-producing strains include samples from salmon, whale, and soil from the Olympic National Forest. The placement of these group II BoNT/E strains within a distinct branch of the AFLP dendrogram reflects the genetic background of these strains that have evolved to include different hosts and environmental habitats occupied by this serotype. The only C. butyricum strain (E543) containing a BoNT/E gene in this study is distant from these other 20 C. botulinum type E strains and was isolated from an infant botulism case in Italy (30). A small branch within the BoNT/E-producing strains includes three isolates (E213, E538, and E542) whose differences are below the replicate variability in this AFLP analysis. These three isolates of the “Beluga” strain, which were received from two different research collections (USAMRIID and Virginia Polytechnic Institute), were intentionally included in these experiments. These Beluga isolates are indistinguishable and add confidence to the results obtained using strains collected by different investigators over many years.

The majority of the group III BoNT/C (17/19) and BoNT/D (6/6) serotypes form a distinct branch in the AFLP dendrogram. These group III strains form several clusters containing BoNT/C strains or combinations of BoNT/C and D serotypes that are not distinguishable by this method. One cluster contains eight BoNT/C strains (C167, C174, C210, C522, C523, C530, C532, and C659), seven of which are from Western Europe. These strains are linked to disease in mammals. Another cluster of five strains, shown to be C/D strains, were collected from marine or freshwater sediments. Three of the strains (C525, C526, and C527) are from marine sediments in the United States. Strain C209, which differs slightly from them, is from Japan. Other group III strains are from the United States (C529), Japan (D701), South America (C700), and Africa (C524, C699, and D535). Two of these isolates, C523 and C659, were identical strains that were intentionally included in this study, and the results show that these two strains cluster at the 0.2 level by AFLP analysis. A distant branch contains a BoNT/C strain (C531) and a BoNT/C/D strain (C528), which shows these two strains to be most similar to the BoNT/G serotypes.

The final cluster includes all seven BoNT/G strains in the AFLP dendrogram. This plasmid-encoded toxin gene was first identified in isolates from soil in Argentina (14). Two of the strains in this study are from Argentinean soil (G190 and G194), and the other five strains are from human autopsy specimens in Switzerland (40, 41). These seven samples from different sources show genetic similarity and cluster at the 0.25 level in this portion of the AFLP dendrogram. Four of the five autopsy specimens cluster together with one of the soil isolates (G194). The fifth human specimen (G193) maps closer to the second soil isolate (G190) than to the others.

Results of the AFLP analysis reported here support previous AFLP analyses that showed that this technique could differentiate group I and group II C. botulinum strains (25). The current work extends those findings to include strains that are representative of groups III and IV. This analysis illustrates the relationship of the different genetic backgrounds in the clostridia that contain these neurotoxin genes.

Sequencing and analysis of BoNT genes.

To understand how conserved the sequences of the different BoNT genes are within C. botulinum strains of a given serotype, the full-length coding sequence of each BoNT/A, B, and E gene was amplified in overlapping segments by PCR and then sequenced. Comparisons of the neurotoxin sequences generated from the 60 BoNT/A genes sequenced here, as well as six previously published BoNT/A gene sequences, show that at least four distinct groups of BoNT/A sequences exist (Fig. (Fig.3).3). Ninety percent of the BoNT/A-producing strains in this study (54/60 strains) show little sequence variation in the BoNT/A gene and are of the previously reported BoNT/A1 subtype (9, 50). Within this subtype, 37 of the strains share identical sequences and differ from 16 of the remaining 17 strains in this subtype by two nucleotides. These 16 strains are A1(B) strains that contain a silent BoNT/B gene. Sequences were generated from six of the silent BoNT/B genes in these A1(B) strains and compared. All six of the silent BoNT/B sequences were similar to those reported under GenBank accession number AF300467 (26), which generate a truncated protein from a stop codon at amino acid 128. Four of the sequences (A148, A397, A404, and A406) were identical to each other but differed from that reported under accession number AF300467 by two single nucleotide polymorphisms. The other two sequences (A408 and A411) were identical to each other but different from the other four silent BoNT/B sequences by a single nucleotide polymorphism. The identification of these different silent BoNT/B gene sequences shows that there are more differences in clostridial strains than revealed by AFLP analysis and 16S rRNA and BoNT/A gene sequence analysis.

FIG. 3.
Comparison of BoNT/A gene sequences. The full-length coding region of the BoNT/A gene in 60 strains and six GenBank sequences were aligned. Four distinct subtypes are apparent. Most strains (54 strains) are of the BoNT/A1 subtype, and four strains are ...

Besides the frequently occurring BoNT/A1 gene, three additional BoNT/A genes were identified (Fig. (Fig.3).3). Four strains produced the previously reported BoNT/A2 gene (28, 49). However, two previously unreported BoNT/A genes were also identified. One of these, termed BoNT/A3, was produced by a single strain (A254, also known as Loch Maree), which was isolated from a 1922 botulism outbreak in Scotland (29). An additional BoNT/A gene, BoNT/A4, was sequenced from the bivalent strain Ba207. Nucleotide and amino acid comparisons of the toxin genes of the BoNT/A1 to BoNTA4 subtypes are shown in Table Table3.3. Nucleotide differences range from 3% to 8%, with amino acid differences ranging from 7% to 16% and with the most disparate toxin from BoNT/A1 being BoNT/A3. Given the level of amino acid differences, these two new BoNT/A genes almost certainly represent new BoNT/A subtypes.

Nucleotide and amino acid identities in strains representing the BoNT/A, B, and E subtypesa

Recombination analysis indicates that the A2 lineage, represented in Fig. Fig.44 by isolate BoNT/A2 (Kyoto-F) (GenBank accession number X73423), is a relatively recent recombinant between the BoNT/A1 (A142) and BoNT/A3 (A254) lineages of BoNT/A gene sequences. The BoNT/A2 (strain Kyoto-F) sequence is close to 99% identical to BoNT/A1 strain A142 (this paper) over positions 1 through 1146 and close to 99% identical to BoNT/A3 strain A254 (this paper) over positions 1147 through 3450. The BoNT/A3 lineage (strain A254) has a region of the BoNT gene between bases 745 and 973 that is 74.7% identical to BoNT/A2 (strain Kyoto-F) and also 74.7% identical to BoNT/A1 (strain A142) (Fig. (Fig.4).4). This region, encoding a portion of the toxin light chain, is highly divergent. When this disparate region of BoNT/A3 (strain 254) was compared to sequences in the GenBank database using BLAST, the closest matches were all Clostridium botulinum type A toxin sequences, indicating that this sequence is not the result of recombination with any other known BoNT sequence and almost certainly did not result by recombination with another known serotype. The fact that the sequences with less than 99% identity to the query do not form parallel lines but rather have lines that intersect one another is suggestive of more ancient recombination events.

Comparison of the 53 BoNT/B genes sequenced for this work and an additional 7 previously reported BoNT/B genes also demonstrated the existence of four, or possibly five, distinct groups. These groups represent the four previously described BoNT/B subtypes, BoNT/B1, BoNT/B2, bivalent BoNT/B, and nonproteolytic BoNT/B (Fig. (Fig.5)5) (20, 23, 27, 37, 48). Compared to BoNT/A, each subtype had more members, with BoNT/B2 being produced by the largest number of strains in our collection. There was also more nucleotide variation within members of each cluster compared to BoNT/A. Nucleotide and amino acid comparisons of the four BoNT/B subtypes are shown in Table Table3.3. Nucleotide differences range from 2% to 4%, with amino acid differences ranging from 4% to 6%. A single BoNT/B isolate (B506) that differed from the closest BoNT/B2 strain by 33 nucleotides, which represents a 2% difference at the amino acid level, was sequenced.

FIG. 5.
Comparison of BoNT/B gene sequences. The full-length coding regions of the BoNT/B gene in 53 strains and seven GenBank sequences were aligned. Four distinct clusters that include the BoNT/B1 and BoNT/B2 and bivalent (Ab149, Ba207, Bf258, and Bf698) and ...

A comparison of the sequences of the 21 BoNT/E genes reported in this work and an additional 15 previously published BoNT/E gene sequences revealed five distinct groups (Fig. (Fig.6).6). The predominant group contains 17 strains, producing a previously described BoNT/E gene that we have termed BoNT/E1 (35). Two groups contain sequences from only C. butyricum BoNT/E strains. One of these groups (E Ch. butyr.) contains 11 identical sequences from C. butyricum strains collected in China from soil and several food-borne cases of botulism (46). The other group (E It. butyr.) contains the C. butyricum BoNT/E sequences from an infant botulism case in Italy (35). Toxins in these three groups differ by 3 to 5% at the amino acid level and likely represent distinct subtypes (Table (Table3).3). Four of the strains (E185, E540, E545, and E549) are within one group that produces a previously unidentified BoNT/E that we have termed BoNT/E3. Another two strains (E544 and E546) also appear to represent a unique type of BoNT/E that we have termed BoNT/E2. Amino acid differences among BoNT/E1, E2, and E3 range from 1 to 3%.

FIG. 6.
Comparison of BoNT/E gene sequences. The full-length coding regions of the BoNT/E gene in 21 strains and 15 GenBank sequences were aligned, resulting in five clusters labeled E1 to E5. Two clusters contain sequences from C. butyricum BoNT/E strains collected ...

A comparison of the BoNT nucleotide sequences from these strains and from available GenBank sequences representing all of the serotypes is shown in Fig. Fig.7.7. The dendrogram indicates that the seven BoNT genes form three distinct clusters: a large cluster containing the A, E, and F neurotoxins; a second cluster comprised of the B and G toxins; and a third cluster comprised of the C and D toxins. This relationship among the C. botulinum neurotoxin genes is different from the results based on the 16S rRNA gene sequence and AFLP analysis (compare Fig. Fig.77 to Fig. Fig.11 and and2).2). The relationships among the group designations (groups I to IV) are also not maintained (compare Fig. Fig.77 to Fig. Fig.2),2), suggesting that the toxin gene evolved separately in different genomic backgrounds.

FIG. 7.
Comparison of the seven different serotypes of BoNT gene sequences. Shown is a neighbor-joining alignment of the nucleotide coding regions of the seven BoNT genes (A through G) including the tetanus toxin. The comparison of the BoNT genes shows a different ...


More than 170 strains of BoNT-producing clostridial strains were analyzed by different molecular methods to evaluate the genetic diversity and understand the evolutionary history within this species. The conserved 16S rRNA gene sequences illustrate how the different serotypes are closely related to other clostridial species, the AFLP analyses are consistent with the 16S rRNA gene data but add significant resolution to the genomic background that contains the different neurotoxin genes, and finally, the diversity within and between the seven BoNT serotypes reveals a completely different phylogeny within this species that suggests intra- and interspecies transfer of these genes.

The taxonomy of the C. botulinum species has historically been based on the identification and/or expression of botulinum toxin genes (38). Since C. butyricum and C baratii strains that contain BoNT genes have been identified (2, 10, 16, 35), the taxonomy of the toxin-producing clostridia has become more complex. The dendrogram generated using 16S rRNA gene sequence data suggests that the different botulinum neurotoxins that define the species Clostridium botulinum are actually contained in genomes from four different clostridial species. The 16S rRNA gene dendrogram demonstrates that BoNT/A-, BoNT/B-, and BoNT/F-producing strains are closely related to each other and to Clostridium sporogenes and probably evolved from a common ancestor. However, the genomes for the BoNT/C-, D-, E-, and G-producing strains have 16S rRNA gene sequence profiles that closely align to distant clostridial relatives including C. novyi/C. haemolyticum, C. baratii, and C. subterminale (Fig. (Fig.1).1). The results reported here should not change the basic nomenclature for C. botulinum in order to avoid confusion and because these taxonomic designations have been based on strong phenotypic as well as genotypic characteristics. However, the presence of related toxin genes in distantly related clostridia serves as a reminder that horizontal gene transfer has played a significant role in the evolution of Clostridium botulinum.

AFLP analysis of these strains illustrates clustering by group designation and by toxin serotype. The AFLP-based dendrogram divides the strains into clusters that follow the group I to group IV designations, which are based on physiological characteristics. AFLP analysis clearly separates the proteolytic and nonproteolytic groups and shows the relationship of the genomic backgrounds among strains that are usually defined by the expression of a single 3.8-kb BoNT gene into one of seven different serotypes. This AFLP analysis shows a close relationship of BoNT/A1 subtypes to the A1(B) strains that are distant from the BoNT/A2 and BoNT/A3 subtypes that lie within the BoNT/B1 and BoNT/B2 subtypes. AFLP also shows relationships among the proteolytic BoNT/B and BoNT/F isolates that are mirrored in the nonproteolytic BoNT/B and BoNT/F branches. AFLP analysis supports the group III clustering of BoNT/C and BoNT/D serotypes and the clustering of the group IV BoNT/G strains as distinct from the other serotypes.

Four out of the five bivalent strains in this study cluster together within a branch of the AFLP-based dendrogram that also contains strain A254, which produces BoNT/A3. This branch is also related to a branch containing three BoNT/A2-producing strains, including the remaining bivalent strain, Af695. These bivalent strains contain BoNT/A, B, and F genes and were all isolated from infant botulism cases in different geographic locations. The genomes of these isolates cannot be distinguished by AFLP, yet these strains contain different combinations of neurotoxin genes. The sequences of the individual neurotoxin genes show that the BoNT/B gene sequence in all of these strains is of the same subtype (not identical sequences) but that the BoNT/A genes differ, representing different subtypes. Ab149 contains a BoNT/A2 subtype sequence, but Ba207 contains a completely new BoNT/A subtype that we have termed BoNT/A4. These results suggest either that two lineages of a single strain already carrying the BoNT/B gene acquired the BoNT/A2 and BoNT/A4 genes horizontally or that two strains carrying BoNT/A2 and BoNT/A4 genes both acquired the same BoNT/B gene horizontally. Southern blotting or genome analysis of toxin gene integration sites would be necessary to distinguish between these possibilities.

Four of the five strains producing two BoNT serotypes (bivalent strains) were isolated from infants with botulism. This high proportion of bivalent strains found in infants might reflect sample bias within this collection, but this has been reported previously by others (4). Of the 10 strains isolated from infants, 4 were found to be bivalent in this study. These 10 strains that affected infants are located in different branches of the AFLP dendrogram and include a C. butyricum BoNT/E-producing strain (E543) from Italy. An examination of the sequences of the BoNT/A, B, and E genes from these strains from infants shows that the toxin gene frequently represents a unique cluster within the serotype. Within both the BoNT/A and the BoNT/B gene sequence-based dendrograms, three of the nine clusters in the trees contain BoNT produced by strains from infant cases; all of the bivalent strains producing BoNT/B form a unique cluster, as does the single strain (E543) producing BoNT/E. It must be noted, however, that the strains obtained from infants in this collection were deliberately chosen for their unusual characteristics and that a large collection of infant isolates may show higher percentages of the more common BoNT/A1 and BoNT/B1 subtypes.

The neurotoxin gene sequence comparisons of all of the toxin serotypes (serotypes A to G) suggest that the BoNT gene has evolved separately in different genomic backgrounds. The dendrogram indicates that the seven BoNT genes form three distinct clusters: a large cluster consisting of the A, E, and F neurotoxins; a second cluster comprised of the B and G toxins; and a third cluster comprised of the C and D toxins. These relationships are different from the group I to group IV designations supported by the 16S rRNA gene sequences and AFLP analysis. This discordant phylogeny suggests gene transfer among different clostridial species and suggests that C. botulinum has contributed to the movement of the BoNT gene into various genetic backgrounds. The nucleotide differences within these neurotoxin genes are probably a result of both natural variation and selection pressure. Recombination events, similar to that illustrated in Fig. Fig.4,4, where an A1/A3 recombination created BoNT/A2, can also be found within other toxin gene lineages, including many C/D and D/C interserotype recombination events that have previously been reported (31). Several recombination events within the nontoxic nonhemagglutinin genes of A1, B, and F strains have also been described (11).

The current analysis of 134 BoNT/A, B, and E toxin genes significantly increases our understanding of the extent of subtype variability within these three serotypes. The neurotoxin sequences demonstrate that there is more diversity within these toxin serotypes than previously known (summarized in reference 39). Two new BoNT/A genes, one new BoNT/B gene, and two new BoNT/E genes were identified. The two new BoNT/A genes clearly represent new BoNT/A subtypes that we have termed BoNT/A3 and BoNT/A4. Subtypes have historically been defined by the differential binding of monoclonal antibodies (13, 28, 39), and the 15% and 11% amino acid differences between BoNT/A1, A3, and A4 would certainly result in differential binding of some BoNT/A monoclonal antibodies (39). The toxins encoded by the new BoNT/B gene (BoNT/B3) and the new BoNT/E genes (BoNT/E2 and E3) differ from BoNT/B1 and BoNT/E1 by 4%, 1%, and 2% at the amino acid level, respectively. It is not clear whether these new toxins represent new toxin subtypes using the historical standard of monoclonal antibody binding. While single amino acid changes can cause a loss of antibody binding, whether the amino acid differences in these toxins are large enough to result in differential monoclonal antibody binding is unknown and must await the completion of studies using panels of monoclonal antibodies. However, lacking monoclonal antibody studies, subtypes could also be defined based on nucleotide or, more appropriately, amino acid differences, especially where multiple members are identified from different strains. This is the case for the BoNT/E2 and E3 genes.

Accurate analyses and understanding of the recombinations between toxin genes of different serotypes and subtypes may be more helpful for identifying potential vaccines and therapeutic antibodies than relying on phylogenetic dendrograms or overall pairwise sequence distances. For example, BoNT/A2 represents a recombination of the 5′ end of the BoNT/A1 light-chain gene with the 3′ end of the BoNT/A3 gene. This analysis permits the identification of regions of BoNT that could be used to generate antibodies that can cross-react with all three subtypes. Similarly, knowledge of the recombination site between BoNT/C and D will allow the identification of targeted regions for the generation of antibodies that cross-react with chimeric BoNT/C and D.

In conclusion, the neurotoxins produced by Clostridium tetani, C. butyricum, and C. baratii are as similar, or more similar, to C. botulinum neurotoxins as the various serotypes of BoNT are to each other (36). Historically, the expression of these neurotoxins has been used to taxonomically identify these clostridia as C. botulinum or C. tetani. The presence of these toxins in different genetic backgrounds suggests their movement both within the species and among other species. Most of these bacteria are distributed throughout the world, yet there is no known geographical relationship to the genetic diversity. Environmental niches, geographic distribution, and gene transfer mechanisms among these spore-forming clostridia must all interact to produce the sequence diversity observed in one of the most lethal neurotoxins known. The BoNTs produced by these clostridial species show sequence differences both within and between serotypes. Identifying the extent of these differences is the crucial first step in the development of improved diagnostics and therapeutics for the treatment of botulism.


Funding for this project was provided by the Department of Homeland Security, National Bioforensics Analysis Center, DoD contract DAMD17-03-C-C0076, and NIAID cooperative agreement U01 AI056493. Some of this work was conducted under the auspices of the U.S. Department of Energy.

We thank the DOE Joint Genome Institute (JGI) at Los Alamos National Laboratory for their support by providing technical assistance and facilities for DNA sequencing. We thank Stephen Arnon for his thorough review of the manuscript.

Opinions, interpretations, conclusions, and recommendations are those of the authors and are not necessarily endorsed by the U.S. Army.


[down-pointing small open triangle]Published ahead of print on 17 November 2006.


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