In mammalian females, estrogen that acts extracellularly is primarily produced in the reproductive organs, and concentrations in blood serum and other tissues change over the lifespan and within the ovarian cycle[
1]. The most active and most studied form of estrogen in mammals is 17-β estradiol (hereafter E2), although less active forms are also present [
2]. Changes in E2 typically occur in conjunction with changes in progesterone, and are to some degree dependent on progesterone priming. In this paper, we will primarily focus on physiological levels of E2 assuming the presence of progesterone between puberty and menopause, and assuming its absence after menopause. Differences in estrogen concentrations are associated with physiological changes affecting the central nervous system (CNS), skeletal, vascular, and immune systems. The mechanisms producing some of these changes have yet to be fully elucidated [
3].
Estrogen receptors and serotonin receptors coexist in cells in a wide variety of tissues, and this critical review of the literature suggests that many of E2's effects may be mediated by changes in the actions of serotonin (5HT). Serotonin is usually considered to be a neurotransmitter, but surprisingly, only 1% of serotonin in the human body is found in the CNS [
4]. The remaining 99% is found in other tissues, primarily plasma, the gastro-intestinal tract, and immune tissues, where serotonin acts as a hormone regulating various physiological functions including vasodilation[
5], clotting[
6], recruitment of immune cells [
7-
9], gastro-intestinal motility,[
10] and initiation of uterine contraction [
11,
12]. Serotonin also has peripheral functions in a wide variety of animal phyla [
13-
16] and is similar in chemical structure to auxin, which regulates plant cell shape, growth, and movement [
17].
Both naturally-occurring and pharmacologically-induced changes in E2 alter the concentration of serotonin through two mechanisms. First, E2 increases production of tryptophan hydroxylase[
18,
19] (TPH, the rate-limiting step in synthesis of serotonin from tryptophan), increasing the concentrations of serotonin in the body [
20,
21]. Second, E2 inhibits the expression of the gene for the serotonin reuptake transporter (SERT) and acts as an antagonist at the SERT, thus promoting the actions of serotonin by increasing the time that it remains available in synapses and interstitial spaces [
22,
23].
Beyond increasing concentrations of serotonin, E2 also modulates the actions of serotonin because the activation of E2 receptors affects the distribution and state of serotonin receptors. Higher levels of E2 in the presence of progesterone upregulate E2 β receptors (ERβ) and down regulate E2 α receptors (ERα) [
24]. ERβ activation results in upregulation of the 5HT
2A receptor,[
25] while ERα activation results in an increase in 5HT
1A receptors via nuclear factor kappa B (NFkB) [
26]. Therefore, increasing E2 causes an increase in the density and binding of the 5HT
2A receptor,[
27,
28] which could explain the observed increases in 5HT
2A density for post-menstrual teenage girls [
29]. 5HT
2A activity stimulates an increase in intracellular Ca
++,[
30] which causes changes in cellular function [
17,
31]. 5HT
2A activation subsequently causes Protein Kinase C (PKC) activation. The effects of increased Ca
++ and PKC in cells are system-specific and explain many of the physiological consequences of serotonin activation. One effect of PKC activation is the uncoupling of 5HT
1A auto-receptors[
32] and decreasing serotonin's effect at these receptors [
33,
34]. Following 5HT
2A activation of PKC, 5HT
1A receptors become unable to reduce serotonin production through negative feedback, and serotonin concentrations increase [
32-
34] E2 compounds this effect by directly inhibiting 5HT
1A function [
35,
36].
With reduced levels of E2, 5HT
1A receptors are disinhibited and counter the effects of 5HT
2A receptor activation. Increased activation of 5HT
1A in the immune system results in greater mitotic potential via cyclic adenosine monophosphate (cAMP) and extra cellular response kinase (ERK) [
37-
40]. Additionally, the reinstatement of 5HT
1A auto-regulation decreases serotonin concentrations by allowing negative feedback inhibition of serotonin production and release. Normal physiology depends on maintaining a balance between 5HT
2A receptor produced Ca
++ inflow and 5HT
1A receptor suppression of cAMP production. Pathologies result when this balance is perturbed, and the specific manifestation of these pathologies depend on which system is affected.
The current literature documents a wide range of individual effects of both estrogen and serotonin, which have been successfully used to explain both normal and pathological processes. E2, for example, initiates the development of the female reproductive system, influences the deposition of body fat, regulates the production of prolactin and other hormones, and increases sodium and water retention [
41]. Independent of estrogen, serotonin regulates urination, influences the production of cerebrospinal fluid, and relaxes vascular smooth muscle [
42]. These effects can be accounted for without reference to the interaction between E2 and serotonin. However, we hypothesize that considering how estrogen's actions might be mediated by serotonin explains findings that would not be predicted by either action alone and suggests possible treatment strategies that have not yet been considered. It is beyond the scope of this paper to provide an exhaustive catalog of the individual effects of either E2 or serotonin; we will limit our discussion to the physiological consequences of E2 that are consistent with the known functions of serotonin and its receptors.